A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Lisa M. Cummins

CIK 0001407456. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

14 Jul 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for WISA. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Insider / owner context

WISA

12 Jul 2023 · $1.5K

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Source: SEC Forms 3/4/5

4 filed on 14 Jul 2023 for CIK 0001407456.

View Source Filing

Address: 3011 Triad Drive, Livermore, CA, 94551
Parsed ownership coverage: Forms 3/4/5 owner value
$1.5K
Estimated from parsed insider ownership filings when enough data is disclosed.
Top positions from parsed filings: WISA

Filer intelligence

What SEC filings say about Lisa M. Cummins

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for WISA worth $1.5K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

WISA

12 Jul 2023

$1.5K

Issuer page Owner page

Latest update

What changed recently for Lisa M. Cummins

Ownership report updated

Latest ownership report period: 12 Jul 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

14 Jul 2023

Page type

Ownership filings

Latest period

12 Jul 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 14 Jul 2023.

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SEC filing record

CIK 0001407456 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

20 Jul 2007

Latest filing

14 Jul 2023

Entity

Individual

Observed form types

4 4/A 3 5

Primary evidence

Open SEC filing index Lisa M. Cummins SEC filings Lisa M. Cummins owner filings

Latest Filings

Showing the latest 12 of 26 SEC filings for Lisa M. Cummins.

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4 File 001-38608

OWNERSHIP DOCUMENT

Filing date: 14 Jul 2023
Reporting date: 12 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 001-38608

OWNERSHIP DOCUMENT

Filing date: 04 Mar 2022
Reporting date: 24 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38608

OWNERSHIP DOCUMENT

Filing date: 18 Jan 2022
Reporting date: 13 Jan 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38608

FORM 4

Filing date: 26 Feb 2021
Reporting date: 24 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38608

OWNERSHIP DOCUMENT

Filing date: 22 Oct 2020
Reporting date: 20 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38608

OWNERSHIP DOCUMENT

Filing date: 27 Jul 2020
Reporting date: 27 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38608

OWNERSHIP DOCUMENT

Filing date: 30 Oct 2019
Reporting date: 28 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-38608

FORM 3

Filing date: 22 Jul 2019
Reporting date: 24 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-27122

PRIMARY DOCUMENT

Filing date: 09 Oct 2012
Reporting date: 04 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-27122

PRIMARY DOCUMENT

Filing date: 02 Oct 2012
Reporting date: 01 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-27122

PRIMARY DOCUMENT

Filing date: 24 Sep 2012
Reporting date: 20 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-27122

PRIMARY DOCUMENT

Filing date: 13 Aug 2012
Reporting date: 10 Aug 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

Lisa M. Cummins

Start with the SEC data that changes for this CIK

What SEC filings say about Lisa M. Cummins

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Lisa M. Cummins

CIK 0001407456 filing coverage

Latest Filings

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 4

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 3

PRIMARY DOCUMENT

PRIMARY DOCUMENT

PRIMARY DOCUMENT

PRIMARY DOCUMENT

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