Filer Snapshot

Andrew M. Alper

CIK 0001402373. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

2

Latest filing

17 Nov 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for LAZ. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

Open holding

13D/G large stake

No recent parsed 13D/G stake row for this CIK.

Browse 13D/G

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Source: SEC Forms 3/4/5

4 filed on 17 Nov 2023 for CIK 0001402373.

View Source Filing
SEC ownership signals 1 fact
Ownership signals from SEC filings

Filing-value scale

Bars compare parsed values by filing family; they are not one combined total.

Forms 3/4/5 positions$4.96M

Reporting-owner positions when values can be estimated.

Forms 3/4/5 position value

$4.96M

Estimated from parsed Forms 3/4/5 when the filing discloses enough data.

Top issuer positions

Top parsed positions across ownership filing types.

LAZ
How to read these values
  • Filing families stay separate: 13F portfolio value, 13D/G large stakes, and Forms 3/4/5 owner positions should not be blended into one total.
  • Use the linked research paths to verify each signal against the original SEC filing.
Filer identity 1 fact
Business address
1001 19 Th Street North, Arlington, VA, 22209

Filer intelligence

What SEC filings say about Andrew M. Alper

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for LAZ worth $4.96M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

LAZ

15 May 2026

$4.96M

Latest update

What changed recently for Andrew M. Alper

Ownership report updated

Latest ownership report period: 15 May 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 May 2026

Page type

Ownership filings

Latest period

15 May 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 19 May 2026.

SEC filing record

CIK 0001402373 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
2
First seen
17 Aug 2023
Latest filing
17 Nov 2023
Entity
Individual

Latest Filings

Showing the latest 2 of 2 SEC filings for Andrew M. Alper.

4

4 filing

Filing date
17 Nov 2023
Reporting date
15 Nov 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
17 Aug 2023
Reporting date
15 Aug 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
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