A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

James F. Stern

CIK 0001399737. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

29 Apr 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for AOS. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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Largest parsed holding

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Insider / owner context

AOS

13 Feb 2026 · $9.51M

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Source: SEC Forms 3/4/5

4 filed on 29 Apr 2026 for CIK 0001399737.

View Source Filing

Business address: A. O. Smith Corporation, 11270 West Park Place, Milwaukee, WI, 53224
SEC ownership coverage: Insider holdings value
$10.82M
Estimated from parsed Forms 3/4/5 holdings where values are available.
Reported ownership positions: AOS BMI

Filer intelligence

What SEC filings say about James F. Stern

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for AOS worth $9.51M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

AOS

13 Feb 2026 · Exec VP, Corp Dev, Strat & Sec

$9.51M

Issuer page Owner page

BMI

27 Apr 2026

$1.3M

Issuer page Owner page

Latest update

What changed recently for James F. Stern

Ownership report updated

Latest ownership report period: 27 Apr 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

29 Apr 2026

Page type

Ownership filings

Latest period

27 Apr 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 29 Apr 2026.

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SEC filing record

CIK 0001399737 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

04 Jun 2007

Latest filing

29 Apr 2026

Entity

Individual

Observed form types

4 4/A 5 5/A 3

Primary evidence

Open SEC filing index James F. Stern SEC filings James F. Stern owner filings

Latest Filings

Showing the latest 12 of 74 SEC filings for James F. Stern.

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4 File 001-06706

4

Filing date: 29 Apr 2026
Reporting date: 27 Apr 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 17 Feb 2026
Reporting date: 13 Feb 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 11 Feb 2026
Reporting date: 09 Feb 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 02 Dec 2025
Reporting date: 01 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 07 Aug 2025
Reporting date: 07 Aug 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 04 Jun 2025
Reporting date: 04 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-06706

4

Filing date: 29 Apr 2025
Reporting date: 28 Apr 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 11 Feb 2025
Reporting date: 07 Feb 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 31 Jul 2024
Reporting date: 31 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-06706

4

Filing date: 30 Apr 2024
Reporting date: 29 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 001-00475

FORM 4/A

Filing date: 05 Mar 2024
Reporting date: 12 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-00475

FORM 4

Filing date: 14 Feb 2024
Reporting date: 12 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

James F. Stern

Start with the SEC data that changes for this CIK

What SEC filings say about James F. Stern

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for James F. Stern

CIK 0001399737 filing coverage

Latest Filings

4

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

4

FORM 4

FORM 4

4

FORM 4/A

FORM 4

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