Filer Snapshot

John Steffens SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001373619.

Entity Type

Individual

Total Filings

112

Latest Filing

08 Dec 2023

Industry

n/a

Save this filer page for the next filing cycle

Keep this page in your research queue, then return to compare new filings with prior context.

Save and revisit

Save this filer page

Create a free account to keep this page in your watchlists and return after a new SEC filing changes the record here.

Create free account to save and revisit this page

Best next steps

Start with the latest filings table, then open the strongest context page for this filer.

  • Use the filings table to verify the newest submission, form type, and report period.
  • Open the deeper context page only when this filer actually has insider or ownership signal.
Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 08 Dec 2023 for CIK 0001373619.

View Source Filing
Business address
C/O Spring Mountain Capital, Lp, 650 Madison Avenue, 20 Th Floor, New York, NY, 10022
Top holdings (ownership)
DBRG

Quick Takeaways

  • John Steffens is an SEC filer tracked under CIK 0001373619.
  • 112 filings are listed on this profile.
  • Common form coverage includes 4, 3, SC 13D/A and more.

What Changed

  • Latest filing: 4 filed on 08 Dec 2023.
  • Report period: 06 Dec 2023.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 08 Dec 2023 for CIK 0001373619.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for John Steffens.

Latest source-backed update
4 filed 08 Dec 2023
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 08 Dec 2023.
  • Save this filer if you want a stable place to return after the next filing cycle.
  • Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Jump to save and follow actions Open latest filings table

Latest update

What changed recently for John Steffens

Ownership report updated

Latest ownership report period: 15 Jul 2022. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 Jul 2022

Page type

Ownership filings

Latest period

15 Jul 2022

Ownership context was refreshed from SEC Forms 3/4/5 filed on 19 Jul 2022.

Open ownership filings Browse recent public updates

Filer Overview

John Steffens has filed 112 SEC EDGAR filings since 12 Sep 2006. Common forms include 4, 3, SC 13D/A, 3/A and more.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for John Steffens with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 08 Dec 2023 06 Dec 2023 001-41567
3 Open 3 document View SEC filing for 3 23 Oct 2023 20 Sep 2023 001-41567
4 Open 4 document View SEC filing for 4 FORM 4 19 Jul 2022 15 Jul 2022 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 10 May 2022 06 May 2022 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 19 Apr 2022 15 Apr 2022 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Nov 2021 05 Nov 2021 001-37980
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Oct 2021 12 Oct 2021 001-40894
3 Open 3 document View SEC filing for 3 FORM 3 07 Oct 2021 07 Oct 2021 001-40894
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 May 2021 07 May 2021 001-37980
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 27 Apr 2021 31 Mar 2021 000-29599
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Apr 2021 15 Apr 2021 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Jan 2021 15 Jan 2021 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Oct 2020 15 Oct 2020 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 31 Aug 2020 27 Aug 2020 001-14605
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jul 2020 15 Jul 2020 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 May 2020 07 May 2020 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Apr 2020 15 Apr 2020 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2020 15 Jan 2020 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Oct 2019 15 Oct 2019 001-37980
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Aug 2019 31 Jul 2019 001-14605
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jul 2019 15 Jul 2019 001-37980
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 15 Jul 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 May 2019 09 May 2019 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Apr 2019 15 Apr 2019 001-37980
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Mar 2019 27 Mar 2019 000-26392
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2019 15 Jan 2019 001-37980
3 Open 3 document View SEC filing for 3 FORM 3 09 Jan 2019 31 Dec 2018 001-14605
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Oct 2018 15 Oct 2018 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Jul 2018 16 Jul 2018 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 May 2018 10 May 2018 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Apr 2018 16 Apr 2018 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Mar 2018 06 Mar 2018 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jan 2018 16 Jan 2018 001-37980
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 27 Dec 2017
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Dec 2017 22 Dec 2017 000-26392
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Dec 2017 19 Dec 2017 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Oct 2017 16 Oct 2017 001-37980
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Aug 2017 14 Aug 2017 000-26392
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Jul 2017 17 Jul 2017 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jul 2017 30 Jun 2017 001-36163
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 May 2017 15 May 2017 001-36163
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Mar 2017 27 Mar 2017 001-36163
3/A Open 3/A document View SEC filing for 3/A FORM 3/A SUBMISSION 20 Jan 2017 10 Jan 2017 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Jan 2017 10 Jan 2017 001-34456
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jan 2017 10 Jan 2017 001-37980
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jan 2017 10 Jan 2017 001-37980
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Dec 2016 22 Dec 2016 001-36163
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Oct 2016 05 Oct 2016 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Oct 2016 29 Sep 2016 001-36163
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jul 2016 05 Jul 2016 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jun 2016 27 Jun 2016 001-36163
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 May 2016 09 May 2016 001-34456
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Apr 2016 06 Apr 2016 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Mar 2016 10 Mar 2016 001-36163
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 08 Jan 2016 07 Jan 2016 001-13776
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 07 Jan 2016 05 Jan 2016 001-36163
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Nov 2015 21 Oct 2015 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Oct 2015 07 Oct 2015 001-13776
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Oct 2015 11 Sep 2015 000-26392
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 04 Sep 2015 24 Aug 2015 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Aug 2015 24 Aug 2015 001-13776
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 23 Jul 2015
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Jul 2015 15 Jul 2015 000-26392
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Jul 2015 08 Jul 2015 001-13776
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 24 Jun 2015 17 Jun 2015 000-26392
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Jun 2015 17 Jun 2015 000-26392
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 May 2015 07 May 2015 001-34456
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A AMENDMENT TO SCHEDULE 13D 15 Apr 2015
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Apr 2015 08 Apr 2015 000-26392
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Apr 2015 03 Apr 2015 001-13776
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Feb 2015 23 Feb 2015 001-34456
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Jan 2015 06 Jan 2015 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 08 Oct 2014 08 Oct 2014 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jul 2014 01 Jul 2014 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Apr 2014 01 Apr 2014 001-13776
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Mar 2014 21 Feb 2014 001-34456
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Jan 2014 02 Jan 2014 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Oct 2013 01 Oct 2013 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Jul 2013 10 Jul 2013 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Apr 2013 21 Mar 2013 000-26392
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A AMENDMENT NO. 4 25 Apr 2013
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Apr 2013 28 Mar 2013 001-13776
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Mar 2013 08 Mar 2013 001-34456
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2013 31 Dec 2012 001-13776
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Oct 2012 30 Sep 2012 001-13776
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 19 Jul 2012 30 Jun 2012 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 03 Jul 2012 30 Jun 2012 001-13776
3 Open 3 document View SEC filing for 3 FORM 3 10 May 2012 30 Apr 2012 001-13776
4 Open 4 document View SEC filing for 4 FORM 4 18 Apr 2012 20 Aug 2010 000-26392
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Mar 2012 06 Mar 2012 001-34456
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Aug 2011 03 Aug 2011 001-34456
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Apr 2011 15 Apr 2011 001-34456
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Dec 2010 10 Nov 2010 001-34456
4 Open 4 document View SEC filing for 4 FORM 4 25 Aug 2010 20 Aug 2010 000-26392
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Jun 2010 01 Jun 2010 001-34456
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A CICERO, INC. 26 Jan 2010
4 Open 4 document View SEC filing for 4 21 Jan 2010 15 Jan 2010 000-26392

About this filer

John Steffens files with the SEC under CIK 0001373619. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.