Roger D. Shannon SEC EDGAR Filings (CIK 0001370527)

SEC EDGAR filings, ownership reports, and insider transactions for Roger D. Shannon.

Business address
15415 Shelbyville Road, Louisville, KY, 40245
Top holdings (ownership)
CHRA and LAKE
⭐ Add to watchlist ⭐
Get insider transactions for this reporting owner
Roger D. Shannon has filed 43 SEC EDGAR filings since 28 Jul 2006

Latest Filings

Recent SEC filings for Roger D. Shannon including 144, 4, 3 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
144 Open 144 document View SEC filing for 144 19 Dec 2025
4 Open 4 document View SEC filing for 4 4 18 Dec 2025 16 Dec 2025 000-15535
4 Open 4 document View SEC filing for 4 4 04 Nov 2025 31 Oct 2025 000-15535
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 03 Nov 2025 02 Nov 2025 001-42935
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Jul 2025 11 Jul 2025 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Apr 2025 15 Apr 2025 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Apr 2025 04 Apr 2025 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Feb 2025 31 Jan 2025 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Jan 2025 24 Jan 2025 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Nov 2024 31 Oct 2024 000-15535
4 Open 4 document View SEC filing for 4 FORM 4 08 Apr 2024 04 Apr 2024 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Apr 2024 30 Mar 2024 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Dec 2023 04 Dec 2023 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Apr 2023 30 Mar 2023 000-15535
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Feb 2023 01 Feb 2023 000-15535
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 03 Feb 2023 01 Feb 2023 000-15535
4 Open 4 document View SEC filing for 4 FORM 4 06 Oct 2022 17 Apr 2020 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 13 Sep 2022 12 Sep 2022 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 28 Jun 2022 27 Jun 2022 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 21 May 2021 19 May 2021 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 06 Apr 2021 01 Apr 2021 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 09 Dec 2020 07 Dec 2020 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 11 Jun 2020 09 Jun 2020 001-38523
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Oct 2019 16 Oct 2019 000-24612
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Sep 2019 05 Sep 2019 001-38523
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Jun 2019 17 Jun 2019 001-38523
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 19 Jun 2019 17 Jun 2019 001-38523
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Apr 2019 23 Apr 2019 000-24612
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 25 Feb 2019 09 Nov 2018 000-24612
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Nov 2018 18 Nov 2018 000-24612
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 21 Nov 2018 09 Nov 2018 000-24612
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Nov 2018 18 Nov 2018 000-24612
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Nov 2018 09 Nov 2018 000-24612
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Nov 2017 11 Nov 2017 000-24612
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Nov 2017 12 Nov 2017 000-24612
4 Open 4 document View SEC filing for 4 FORM 4 11 May 2017 09 May 2017 001-35468
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Nov 2016 12 Nov 2016 000-24612
4 Open 4 document View SEC filing for 4 07 Nov 2016 07 Nov 2016 001-35468
3 Open 3 document View SEC filing for 3 04 Nov 2016 02 Nov 2016 001-35468
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Dec 2015 14 Nov 2015 000-24612
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 14 Dec 2015 14 Nov 2015 000-24612

About this filer

Roger D. Shannon files with the SEC under CIK 0001370527. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages