Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001369899.
Entity Type
Individual
Total Filings
127
Latest Filing
04 May 2026
Industry
n/a
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144 filed on 04 May 2026 for CIK 0001369899.
144 filed on 04 May 2026 for CIK 0001369899.
Return Loop
A newly filed 144 can change the filing history, ownership context, or next research path for Roger C. Altman.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 19 Feb 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
23 Feb 2026
Page type
Ownership filings
Latest period
19 Feb 2026
Ownership context was refreshed from SEC Forms 3/4/5 filed on 23 Feb 2026.
Roger C. Altman has filed 127 SEC EDGAR filings since 10 Aug 2006. Common forms include 144, 4, 5, 4/A and more.
Recent SEC filings for Roger C. Altman with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 144 | Open 144 document | View SEC filing for 144 | 04 May 2026 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 23 Feb 2026 | 19 Feb 2026 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 06 Feb 2026 | 04 Feb 2026 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 10 Nov 2025 | 06 Nov 2025 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 07 Nov 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 25 Aug 2025 | 22 Aug 2025 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 22 Aug 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 01 Aug 2025 | 31 Jul 2025 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 31 Jul 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 24 Feb 2025 | 20 Feb 2025 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 14 Feb 2025 | 12 Feb 2025 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 13 Feb 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 06 Feb 2025 | 04 Feb 2025 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 28 Oct 2024 | 24 Oct 2024 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 25 Oct 2024 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 29 Jul 2024 | 25 Jul 2024 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 26 Jul 2024 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 17 May 2024 | 15 May 2024 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 16 Feb 2024 | 14 Feb 2024 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 12 Feb 2024 | 08 Feb 2024 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 06 Feb 2024 | 04 Feb 2024 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | 5 | 06 Feb 2024 | 08 Feb 2023 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 01 Nov 2023 | 30 Oct 2023 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Jun 2023 | 14 Jun 2023 | 001-32975 |
| 144 | Open 144 document | View SEC filing for 144 | 14 Jun 2023 | |||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Feb 2023 | 14 Feb 2023 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 Feb 2023 | 04 Feb 2023 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 27 Jan 2023 | 31 Dec 2022 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Dec 2022 | 15 Dec 2022 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Feb 2022 | 15 Feb 2022 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Feb 2022 | 04 Feb 2022 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 03 Feb 2022 | 31 Dec 2021 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Feb 2021 | 17 Feb 2021 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Feb 2021 | 04 Feb 2021 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 29 Jan 2021 | 31 Dec 2020 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Feb 2020 | 11 Feb 2020 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Feb 2020 | 04 Feb 2020 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 31 Jan 2020 | 31 Dec 2019 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Feb 2019 | 12 Feb 2019 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Feb 2019 | 04 Feb 2019 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 01 Feb 2019 | 31 Dec 2018 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 26 Oct 2018 | 25 Oct 2018 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Feb 2018 | 13 Feb 2018 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Feb 2018 | 04 Feb 2018 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Feb 2018 | 01 Feb 2018 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 02 Feb 2018 | 31 Dec 2017 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Feb 2017 | 14 Feb 2017 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Feb 2017 | 04 Feb 2017 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 27 Jan 2017 | 31 Dec 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Dec 2016 | 09 Dec 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Sep 2016 | 09 Sep 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Jun 2016 | 10 Jun 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Mar 2016 | 11 Mar 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 Feb 2016 | 25 Feb 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Feb 2016 | 16 Feb 2016 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Feb 2016 | 04 Feb 2016 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 02 Feb 2016 | 31 Dec 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Dec 2015 | 11 Dec 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Sep 2015 | 11 Sep 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Jun 2015 | 12 Jun 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Mar 2015 | 13 Mar 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 Feb 2015 | 18 Feb 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Feb 2015 | 15 Feb 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Feb 2015 | 06 Feb 2015 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Feb 2015 | 04 Feb 2015 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 06 Jan 2015 | 31 Dec 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Dec 2014 | 12 Dec 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Sep 2014 | 12 Sep 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Jun 2014 | 13 Jun 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Mar 2014 | 14 Mar 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Feb 2014 | 18 Feb 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Feb 2014 | 11 Feb 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 Feb 2014 | 06 Feb 2014 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 06 Feb 2014 | 04 Feb 2014 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | 12/31/2011 | 04 Feb 2014 | 31 Dec 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Dec 2013 | 13 Dec 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 Sep 2013 | 13 Sep 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Aug 2013 | 20 Aug 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 15 Aug 2013 | 12 Aug 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Aug 2013 | 09 Aug 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Jun 2013 | 14 Jun 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Mar 2013 | 08 Mar 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Feb 2013 | 19 Feb 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Feb 2013 | 12 Feb 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Feb 2013 | 11 Feb 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Feb 2013 | 06 Feb 2013 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 06 Feb 2013 | 04 Feb 2013 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 | 09 Jan 2013 | 31 Dec 2012 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 18 Dec 2012 | 14 Dec 2012 | 001-32975 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 11 Sep 2012 | 07 Sep 2012 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Jun 2012 | 08 Jun 2012 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Mar 2012 | 20 Feb 2012 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 Feb 2012 | 15 Feb 2012 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Feb 2012 | 09 Feb 2012 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Feb 2012 | 06 Feb 2012 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | 12/31/2011 | 30 Jan 2012 | 31 Dec 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 13 Dec 2011 | 09 Dec 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Sep 2011 | 09 Sep 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Jun 2011 | 22 Jun 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Jun 2011 | 10 Jun 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 11 May 2011 | 10 May 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Mar 2011 | 11 Mar 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 Mar 2011 | 03 Mar 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Feb 2011 | 18 Feb 2011 | 001-32975 |
| 4/A | Open 4/A document | View SEC filing for 4/A | 17 Feb 2011 | 04 Feb 2011 | 001-32975 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 Feb 2011 | 09 Feb 2011 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Feb 2011 | 04 Feb 2011 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 | 02 Feb 2011 | 31 Dec 2010 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Dec 2010 | 10 Dec 2010 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 Oct 2010 | 04 Oct 2010 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Sep 2010 | 21 Sep 2010 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Sep 2010 | 10 Sep 2010 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | 14 Jun 2010 | 11 Jun 2010 | 001-32975 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Mar 2010 | 12 Mar 2010 | 001-32975 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Feb 2010 | 04 Feb 2010 | 001-32975 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 | 09 Feb 2010 | 31 Dec 2009 | 001-32975 |
Roger C. Altman files with the SEC under CIK 0001369899. This page aggregates EDGAR filings and related ownership activity.