Entity type
Individual
Filer Snapshot
Roger Mills
CIK 0001368190. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Total filings
16
Latest filing
25 Mar 2026
Industry
n/a
Filing-backed research brief
Start with the SEC data that changes for this CIK
Latest signal: Forms 3/4/5 owner position for ADXN. Each card links back to the PortfolioSavvy page where the filing evidence is closest.
Latest 13F portfolio
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No parsed 13F portfolio row yet.
Browse latest 13FLargest parsed holding
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Populates from the latest parsed 13F information table.
Open holding13D/G large stake
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No recent parsed 13D/G stake row for this CIK.
Browse 13D/GInsider / owner context
ADXN
18 Mar 2026
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Source: SEC Forms 3/4/5
View source filing
3 filed on 25 Mar 2026 for CIK 0001368190.
- Business address
- C/O Enterin, Inc., 2005 Market Street, Suite 3125, Philadelphia, PA, 19103
Filer intelligence
What SEC filings say about Roger Mills
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
- Forms 3/4/5 show insider context for ADXN.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
Forms 3/4/5 insider context
ADXN
18 Mar 2026 ยท CHIEF MEDICAL OFFICER
Latest update
What changed recently for Roger Mills
Latest ownership report period: 18 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
25 Mar 2026
Page type
Ownership filings
Latest period
18 Mar 2026
Ownership context was refreshed from SEC Forms 3/4/5 filed on 25 Mar 2026.
SEC filing record
CIK 0001368190 filing coverage
Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.
SEC filings
16
First seen
30 Jun 2006
Latest filing
25 Mar 2026
Entity
Individual
Observed form types
3
4
4/A
CIK-linked evidence first
Latest Filings
Showing the latest 11 of 11 SEC filings for Roger Mills.
3
File 001-39179
OWNERSHIP DOCUMENT
- Filing date
- 25 Mar 2026
- Reporting date
- 18 Mar 2026
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 24 Mar 2015
- Reporting date
- 20 Mar 2015
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 26 Nov 2014
- Reporting date
- 26 Nov 2014
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 11 Mar 2014
- Reporting date
- 07 Mar 2014
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 20 Sep 2013
- Reporting date
- 20 Sep 2013
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 11 Jun 2013
- Reporting date
- 07 Jun 2013
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 03 Apr 2013
- Reporting date
- 01 Apr 2013
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4/A
File 000-50768
4/A filing
- Filing date
- 26 Mar 2012
- Reporting date
- 23 Mar 2012
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
4 filing
- Filing date
- 26 Mar 2012
- Reporting date
- 23 Mar 2012
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
FORM 4 -- ANNUAL OPTION GRANT
- Filing date
- 29 Mar 2011
- Reporting date
- 25 Mar 2011
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 000-50768
FORM 4 -- ANNUAL OPTION GRANT
- Filing date
- 16 Mar 2010
- Reporting date
- 12 Mar 2010
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing