Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001351909.
Entity Type
Individual
Total Filings
70
Latest Filing
02 Apr 2026
Industry
n/a
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4 filed on 02 Apr 2026 for CIK 0001351909.
4 filed on 02 Apr 2026 for CIK 0001351909.
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A newly filed 4 can change the filing history, ownership context, or next research path for Roger A. Carolin.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 31 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
02 Apr 2026
Page type
Ownership filings
Latest period
31 Mar 2026
Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 Apr 2026.
Roger A. Carolin has filed 70 SEC EDGAR filings since 09 Feb 2006. Common forms include 4, 144, 3, 4/A.
Recent SEC filings for Roger A. Carolin with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Apr 2026 | 31 Mar 2026 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Dec 2025 | 23 Dec 2025 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Sep 2025 | 23 Sep 2025 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Jun 2025 | 25 Jun 2025 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 May 2025 | 14 May 2025 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 21 Apr 2025 | 17 Apr 2025 | 001-41503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 Apr 2025 | 02 Apr 2025 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Feb 2025 | 11 Feb 2025 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Dec 2024 | 23 Dec 2024 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Sep 2024 | 23 Sep 2024 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Jun 2024 | 24 Jun 2024 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 May 2024 | 14 May 2024 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Apr 2024 | 18 Apr 2024 | 001-41503 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Apr 2024 | 13 Apr 2024 | 001-41503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Apr 2024 | 01 Apr 2024 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 25 Jan 2024 | 13 Apr 2023 | 001-41503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Dec 2023 | 26 Dec 2023 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 06 Dec 2023 | 04 Dec 2023 | 000-29472 |
| 144 | Open 144 document | View SEC filing for 144 | 04 Dec 2023 | |||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 27 Sep 2023 | 25 Sep 2023 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Jun 2023 | 26 Jun 2023 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 May 2023 | 16 May 2023 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Apr 2023 | 18 Apr 2023 | 001-41503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 22 Mar 2023 | 20 Mar 2023 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 05 Jan 2023 | 03 Jan 2023 | 001-41503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 Dec 2022 | 27 Dec 2022 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Sep 2022 | 26 Sep 2022 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 Jun 2022 | 27 Jun 2022 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 May 2022 | 17 May 2022 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 04 Jan 2022 | 03 Jan 2022 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Aug 2021 | 05 Aug 2021 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 May 2021 | 18 May 2021 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Jan 2021 | 04 Jan 2021 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Dec 2020 | 15 Dec 2020 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Dec 2020 | 01 Dec 2020 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 May 2020 | 19 May 2020 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 06 Jan 2020 | 02 Jan 2020 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 Nov 2019 | 18 Nov 2019 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Nov 2019 | 08 Nov 2019 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Nov 2019 | 01 Nov 2019 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 May 2019 | 15 May 2019 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Feb 2019 | 14 Feb 2019 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 04 Jan 2019 | 02 Jan 2019 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 May 2018 | 01 May 2018 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 03 Jan 2018 | 02 Jan 2018 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Jun 2017 | 08 Jun 2017 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 May 2017 | 02 May 2017 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 03 Jan 2017 | 02 Jan 2017 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 03 Oct 2016 | 26 Sep 2016 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 May 2016 | 04 May 2016 | 000-29472 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 - | 19 Apr 2016 | 14 Apr 2016 | 000-31157 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 Jul 2015 | 30 Jul 2015 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 May 2015 | 05 May 2015 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Mar 2015 | 05 Mar 2015 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Jun 2014 | 11 Jun 2014 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 May 2014 | 13 May 2014 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 May 2013 | 08 May 2013 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 May 2012 | 08 May 2012 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 May 2011 | 03 May 2011 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Sep 2010 | 14 Sep 2010 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 May 2010 | 03 May 2010 | 000-29472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Feb 2010 | 16 Feb 2010 | 000-29472 |
Roger A. Carolin files with the SEC under CIK 0001351909. This page aggregates EDGAR filings and related ownership activity.