Filer Snapshot

Ann E. Berman

CIK 0001349408. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

21

Latest filing

04 Dec 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for L. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 04 Dec 2023 for CIK 0001349408.

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SEC ownership signals 1 fact
SEC ownership summary

Parsed filing values

Bars compare filing families separately; they should not be added together as one total.

Forms 3/4/5 positions$650.8K

Reporting-owner positions when a value can be estimated.

Forms 3/4/5 position value

$650.8K

Estimated from parsed Forms 3/4/5 when the filing discloses enough data.

Top issuer positions

Largest parsed issuer positions across ownership filing types.

L
How to read filing-family values
  • Filing families stay separate: 13F portfolio value, 13D/G large stakes, and Forms 3/4/5 owner positions should not be blended into one total.
  • Use the linked research paths to verify each signal against the original SEC filing.
Filer identity 1 fact
Business address
255 State Street, Boston, MA, 02109

Filer intelligence

What SEC filings say about Ann E. Berman

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for L worth $650.8K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

L

31 Mar 2026

$650.8K
Issuer page Owner page

IMRX

13 Jun 2025

Issuer page Owner page

CMD

02 Jun 2021

Issuer page Owner page

Latest update

What changed recently for Ann E. Berman

Ownership report updated

Latest ownership report period: 31 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

31 Mar 2026

Page type

Ownership filings

Latest period

31 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 31 Mar 2026.

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SEC filing record

CIK 0001349408 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
21
First seen
12 May 2021
Latest filing
04 Dec 2023
Entity
Individual

Observed form types

3 4

Primary evidence

Open SEC filing index Ann E. Berman SEC filings Ann E. Berman owner filings

Latest Filings

Showing the latest 12 of 21 SEC filings for Ann E. Berman.

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4

4 filing

Filing date
04 Dec 2023
Reporting date
01 Dec 2023
SEC evidence
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4

4 filing

Filing date
05 Sep 2023
Reporting date
01 Sep 2023
SEC evidence
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4

4 filing

Filing date
15 Jun 2023
Reporting date
14 Jun 2023
SEC evidence
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4

4 filing

Filing date
02 Jun 2023
Reporting date
01 Jun 2023
SEC evidence
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4

4 filing

Filing date
10 May 2023
Reporting date
09 May 2023
SEC evidence
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4

4 filing

Filing date
02 Mar 2023
Reporting date
01 Mar 2023
SEC evidence
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4

4 filing

Filing date
02 Dec 2022
Reporting date
01 Dec 2022
SEC evidence
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4

4 filing

Filing date
06 Sep 2022
Reporting date
01 Sep 2022
SEC evidence
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4

4 filing

Filing date
23 Jun 2022
Reporting date
21 Jun 2022
SEC evidence
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4

4 filing

Filing date
02 Jun 2022
Reporting date
01 Jun 2022
SEC evidence
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4

4 filing

Filing date
11 May 2022
Reporting date
10 May 2022
SEC evidence
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4

4 filing

Filing date
15 Mar 2022
Reporting date
15 Mar 2022
SEC evidence
Open document Open filing
Next action
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