Filer Snapshot

River Oaks Capital LLC

CIK 0001343119. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Company

Total Filings

42

Latest Filing

27 Oct 2023

Industry

n/a

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  • Open 13F if you want portfolio holdings.
  • Open 13D/G or insider pages only when this CIK has those rows.
Open 13F portfolio
Source: SEC Form 13F

13F-HR filed on 27 Oct 2023 for CIK 0001343119.

View Source Filing
Business address
1905 East Wayzata Boulevard, Suite 140, Wayzata, MN, 55391
Top 13F securities
OSBC PLBC ORRF WBS FBIZ PEBO SSB EFSC SFST USCB ABCB MRBK +8 more

Filer intelligence

What SEC filings say about River Oaks Capital LLC

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Latest parsed 13F shows $67.92M across 46 reported holdings for Q3 2023.
  • Largest parsed 13F holding: OSBC at $5.19M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 46 rows

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q3 2023 - 27 Oct 2023

Top 5 concentration

27%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$18.13M

Compared with $67.92M total 13F value.

Top 5 net change

-$295.6K

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: PEBO ยท Largest trim: SMMF

OSBC PLBC ORRF WBS FBIZ Other holdings

OSBC

7.6%

Old Second Bancorp Ill

$5.19M

PLBC

5.4%

Plumas Bancorp

$3.66M

ORRF

4.8%

Orrstown Finl Svcs

$3.25M

WBS

4.7%

Webster Finl

$3.2M

FBIZ

4.2%

First Business Finl Svcs W

$2.84M

Latest update

What changed recently for River Oaks Capital LLC

New filing available

Latest 13F period: Q3 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

27 Oct 2023

Page type

Filer profile

Latest period

Q3 2023

Institutional portfolio context was refreshed from a 13F filing filed on 27 Oct 2023.

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Benchmark Context

Benchmark context for this company

River Oaks Capital LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

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Why this is notable

Latest 13F period: Q3 2023. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
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Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0001343119 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
42
First seen
18 Nov 2005
Latest filing
27 Oct 2023
Entity
Company

Observed form types

13F-HR 13F-HR/A SC 13G/A SC 13G

Primary evidence

Open SEC filing index River Oaks Capital LLC SEC filings River Oaks Capital LLC 13F portfolio

Latest Filings

Recent SEC filings for River Oaks Capital LLC with direct links to document and filing folders.

13F-HR File 028-12119

13F-HR filing

Filing date
27 Oct 2023
Reporting date
30 Sep 2023
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
10 Aug 2023
Reporting date
30 Jun 2023
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
02 May 2023
Reporting date
31 Mar 2023
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
03 Feb 2023
Reporting date
31 Dec 2022
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
04 Nov 2022
Reporting date
30 Sep 2022
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
10 Aug 2022
Reporting date
30 Jun 2022
SEC evidence
Open document Open filing
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13F-HR File 028-12119

13F-HR filing

Filing date
22 Apr 2022
Reporting date
31 Mar 2022
SEC evidence
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13F-HR/A File 028-12119

13F-HR/A filing

Filing date
04 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
03 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
14 Nov 2019
Reporting date
30 Sep 2019
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
12 Aug 2019
Reporting date
30 Jun 2019
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
14 May 2019
Reporting date
31 Mar 2019
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
11 Feb 2019
Reporting date
31 Dec 2018
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
13 Nov 2018
Reporting date
30 Sep 2018
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
14 Aug 2018
Reporting date
30 Jun 2018
SEC evidence
Open document Open filing
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13F-HR File 028-12119

13F-HR filing

Filing date
14 May 2018
Reporting date
31 Mar 2018
SEC evidence
Open document Open filing
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13F-HR File 028-12119

13F-HR filing

Filing date
12 Feb 2018
Reporting date
31 Dec 2017
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
14 Nov 2017
Reporting date
30 Sep 2017
SEC evidence
Open document Open filing
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13F-HR File 028-12119

13F-HR filing

Filing date
11 Aug 2017
Reporting date
30 Jun 2017
SEC evidence
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13F-HR File 028-12119

13F-HR filing

Filing date
11 May 2017
Reporting date
31 Mar 2017
SEC evidence
Open document Open filing
Next action
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13F-HR File 028-12119

13F-HR filing

Filing date
13 Feb 2017
Reporting date
31 Dec 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
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