Filer Snapshot

Thomas J. Etergino SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001336088.

Entity Type

Individual

Total Filings

46

Latest Filing

17 Mar 2026

Industry

n/a

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Source: SEC Forms 3/4/5

4 filed on 17 Mar 2026 for CIK 0001336088.

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Business address
226 Sleepy Hollow Road, New Canaan, CT, 06840
Top holdings (ownership)
DIBS

Quick Takeaways

  • Thomas J. Etergino is an SEC filer tracked under CIK 0001336088.
  • 46 filings are listed on this profile.
  • Common form coverage includes 4, 144, 3.

What Changed

  • Latest filing: 4 filed on 17 Mar 2026.
  • Report period: 13 Mar 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 17 Mar 2026 for CIK 0001336088.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for Thomas J. Etergino.

Latest source-backed update
4 filed 17 Mar 2026
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 17 Mar 2026.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Latest update

What changed recently for Thomas J. Etergino

Ownership report updated

Latest ownership report period: 13 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

17 Mar 2026

Page type

Ownership filings

Latest period

13 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 17 Mar 2026.

Filer Overview

Thomas J. Etergino has filed 46 SEC EDGAR filings since 18 Aug 2005. Common forms include 4, 144, 3.

Latest Filings

Recent SEC filings for Thomas J. Etergino with direct links to document and filing folders.

4 File 001-40453

FORM 4

Filing date
17 Mar 2026
Reporting date
13 Mar 2026
SEC evidence
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4 File 001-40453

FORM 4

Filing date
11 Mar 2026
Reporting date
09 Mar 2026
SEC evidence
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4 File 001-40453

FORM 4

Filing date
10 Dec 2025
Reporting date
08 Dec 2025
SEC evidence
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4 File 001-40453

FORM 4

Filing date
10 Sep 2025
Reporting date
08 Sep 2025
SEC evidence
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4 File 001-40453

FORM 4

Filing date
11 Jun 2025
Reporting date
09 Jun 2025
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4 File 001-40453

FORM 4

Filing date
17 Mar 2025
Reporting date
13 Mar 2025
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4 File 001-40453

FORM 4

Filing date
12 Mar 2025
Reporting date
10 Mar 2025
SEC evidence
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4 File 001-40453

FORM 4

Filing date
11 Dec 2024
Reporting date
09 Dec 2024
SEC evidence
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4 File 001-40453

FORM 4

Filing date
15 Oct 2024
Reporting date
11 Oct 2024
SEC evidence
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144

144 filing

Filing date
11 Oct 2024
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
10 Oct 2024
Reporting date
08 Oct 2024
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144

144 filing

Filing date
10 Oct 2024
Reporting date
Not listed
SEC evidence
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144

144 filing

Filing date
09 Oct 2024
Reporting date
Not listed
SEC evidence
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144

144 filing

Filing date
08 Oct 2024
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
11 Sep 2024
Reporting date
09 Sep 2024
SEC evidence
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4 File 001-40453

FORM 4

Filing date
10 Jul 2024
Reporting date
08 Jul 2024
SEC evidence
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144

144 filing

Filing date
08 Jul 2024
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
12 Jun 2024
Reporting date
10 Jun 2024
SEC evidence
Open document Open filing
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4 File 001-40453

FORM 4

Filing date
10 Apr 2024
Reporting date
08 Apr 2024
SEC evidence
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144

144 filing

Filing date
08 Apr 2024
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
19 Mar 2024
Reporting date
15 Mar 2024
SEC evidence
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4 File 001-40453

FORM 4

Filing date
12 Mar 2024
Reporting date
08 Mar 2024
SEC evidence
Open document Open filing
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4 File 001-40453

FORM 4

Filing date
09 Jan 2024
Reporting date
08 Jan 2024
SEC evidence
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144

144 filing

Filing date
08 Jan 2024
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
15 Dec 2023
Reporting date
13 Dec 2023
SEC evidence
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144

144 filing

Filing date
13 Dec 2023
Reporting date
Not listed
SEC evidence
Open document Open filing
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4 File 001-40453

FORM 4

Filing date
12 Dec 2023
Reporting date
08 Dec 2023
SEC evidence
Open document Open filing
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144

144 filing

Filing date
12 Dec 2023
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
19 Sep 2023
Reporting date
15 Sep 2023
SEC evidence
Open document Open filing
Next action
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4 File 001-40453

FORM 4

Filing date
15 Sep 2023
Reporting date
13 Sep 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40453

FORM 4

Filing date
13 Sep 2023
Reporting date
11 Sep 2023
SEC evidence
Open document Open filing
Next action
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4 File 001-40453

FORM 4

Filing date
12 Sep 2023
Reporting date
08 Sep 2023
SEC evidence
Open document Open filing
Next action
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144

144 filing

Filing date
08 Sep 2023
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
13 Jun 2023
Reporting date
09 Jun 2023
SEC evidence
Open document Open filing
Next action
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4 File 001-40453

FORM 4

Filing date
12 Jun 2023
Reporting date
08 Jun 2023
SEC evidence
Open document Open filing
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144

144 filing

Filing date
06 Jun 2023
Reporting date
Not listed
SEC evidence
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4 File 001-40453

FORM 4

Filing date
16 Mar 2023
Reporting date
14 Mar 2023
SEC evidence
Open document Open filing
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4 File 001-40453

FORM 4

Filing date
12 Dec 2022
Reporting date
08 Jun 2022
SEC evidence
Open document Open filing
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3 File 001-40453

FORM 3

Filing date
01 Apr 2022
Reporting date
28 Mar 2022
SEC evidence
Open document Open filing
Next action
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4 File 000-25779

FORM 4

Filing date
10 Sep 2012
Reporting date
07 Sep 2012
SEC evidence
Open document Open filing
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4 File 000-25779

FORM 4

Filing date
30 Mar 2011
Reporting date
28 Mar 2011
SEC evidence
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Next action
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4 File 000-25779

FORM 4

Filing date
07 Sep 2010
Reporting date
07 Sep 2010
SEC evidence
Open document Open filing
Next action
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3 File 000-25779

FORM 3

Filing date
07 Sep 2010
Reporting date
07 Sep 2010
SEC evidence
Open document Open filing
Next action
Verify source filing

About this filer

Thomas J. Etergino files with the SEC under CIK 0001336088. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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