Filer Snapshot

Westend Capital Management, LLC

CIK 0001331997. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Company

Total Filings

60

Latest Filing

14 Apr 2026

Industry

n/a

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  • Open 13F if you want portfolio holdings.
  • Open 13D/G or insider pages only when this CIK has those rows.
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Source: SEC Form 13F

13F-HR filed on 14 Apr 2026 for CIK 0001331997.

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Business address
One Harbor Drive, Suite 300, Sausalito, CA, 94965
Top securities (13F)
CCJ, CENX, KGS, PWR, FCX, BA, ET, CAT, MRK, AAPL, HWM, AMZN, GOOGL, SCHW, DB, AXP, VIK, ASML, ROK, and GE
State of incorporation
CA
Fiscal year end
31 December

Filer intelligence

What SEC filings say about Westend Capital Management, LLC

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Latest parsed 13F shows $333.15M across 253 reported holdings for Q1 2026.
  • Largest parsed 13F holding: CCJ at $24.77M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 253 rows

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q1 2026 - 14 Apr 2026

CCJ

7.4%

Cameco Corp Com

$24.77M

CENX

6.7%

Century Alum Co Com

$22.19M

KGS

6.5%

Kodiak Gas Svcs Inc Com

$21.55M

PWR

5.9%

Quanta Svcs Inc Com

$19.5M

FCX

5.4%

Freeport Mcmoran Copper

$18M

Latest update

What changed recently for Westend Capital Management, LLC

New filing available

Latest 13F period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

14 Apr 2026

Page type

Filer profile

Latest period

Q1 2026

Institutional portfolio context was refreshed from a 13F filing filed on 14 Apr 2026.

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Benchmark Context

Benchmark context for this company

Westend Capital Management, LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

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Why this is notable

Latest 13F period: Q1 2026. That gives you a fresh baseline before you compare this company with peers.

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Filer Overview

Westend Capital Management, LLC has filed 60 SEC EDGAR filings since 26 Jul 2005. Common forms include 13F-HR, N-PX, N-PX/A, 13F-HR/A and more.

Westend Capital Management, LLC SEC filings Westend Capital Management, LLC 13F portfolio

Latest Filings

Recent SEC filings for Westend Capital Management, LLC with direct links to document and filing folders.

13F-HR File 028-11430

13F-HR filing

Filing date
14 Apr 2026
Reporting date
31 Mar 2026
SEC evidence
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13F-HR File 028-11430

13F-HR filing

Filing date
15 Jan 2026
Reporting date
31 Dec 2025
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13F-HR File 028-11430

13F-HR filing

Filing date
17 Oct 2025
Reporting date
30 Sep 2025
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N-PX File 028-11430

N-PX filing

Filing date
11 Aug 2025
Reporting date
30 Jun 2025
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13F-HR File 028-11430

13F-HR filing

Filing date
14 Jul 2025
Reporting date
30 Jun 2025
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13F-HR File 028-11430

13F-HR filing

Filing date
24 Apr 2025
Reporting date
31 Mar 2025
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13F-HR File 028-11430

13F-HR filing

Filing date
15 Jan 2025
Reporting date
31 Dec 2024
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13F-HR File 028-11430

13F-HR filing

Filing date
10 Oct 2024
Reporting date
30 Sep 2024
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N-PX/A File 028-11430

N-PX/A filing

Filing date
16 Aug 2024
Reporting date
30 Jun 2024
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N-PX File 028-11430

N-PX filing

Filing date
16 Aug 2024
Reporting date
30 Jun 2024
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13F-HR File 028-11430

13F-HR filing

Filing date
08 Jul 2024
Reporting date
30 Jun 2024
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13F-HR File 028-11430

13F-HR filing

Filing date
12 Apr 2024
Reporting date
31 Mar 2024
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13F-HR File 028-11430

13F-HR filing

Filing date
14 Nov 2016
Reporting date
30 Sep 2016
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13F-HR File 028-11430

13F-HR filing

Filing date
15 Aug 2016
Reporting date
30 Jun 2016
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13F-HR File 028-11430

13F-HR filing

Filing date
16 May 2016
Reporting date
31 Mar 2016
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13F-HR File 028-11430

13F-HR filing

Filing date
16 Feb 2016
Reporting date
31 Dec 2015
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13F-HR File 028-11430

13F-HR filing

Filing date
17 Nov 2015
Reporting date
30 Sep 2015
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13F-HR File 028-11430

13F-HR filing

Filing date
31 Jul 2015
Reporting date
30 Jun 2015
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13F-HR File 028-11430

13F-HR filing

Filing date
12 May 2015
Reporting date
31 Mar 2015
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13F-HR File 028-11430

13F-HR filing

Filing date
13 Feb 2015
Reporting date
31 Dec 2014
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13F-HR File 028-11430

13F-HR filing

Filing date
12 Nov 2014
Reporting date
30 Sep 2014
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13F-HR File 028-11430

13F-HR filing

Filing date
14 Aug 2014
Reporting date
30 Jun 2014
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13F-HR File 028-11430

13F-HR filing

Filing date
15 May 2014
Reporting date
31 Mar 2014
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13F-HR File 028-11430

13F-HR filing

Filing date
18 Feb 2014
Reporting date
31 Dec 2013
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13F-HR File 028-11430

13F-HR filing

Filing date
15 Aug 2013
Reporting date
30 Jun 2013
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13F-HR File 028-11430

WESTEND CAPITAL MANAGEMENT, LLC

Filing date
15 May 2013
Reporting date
31 Mar 2013
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13F-HR File 028-11430

WESTEND CAPITAL MANAGEMENT, LLC

Filing date
13 Feb 2013
Reporting date
31 Dec 2012
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13F-HR File 028-11430

WESTEND CAPITAL MANAGEMENT, LLC

Filing date
29 Nov 2012
Reporting date
30 Sep 2012
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13F-HR File 028-11430

WESTEND CAPITAL MANAGEMENT, LLC

Filing date
14 Aug 2012
Reporting date
30 Jun 2012
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13F-HR/A File 028-11430

13F-HR/A filing

Filing date
30 May 2012
Reporting date
31 Mar 2012
SEC evidence
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13F-HR File 028-11430

13F-HR filing

Filing date
29 May 2012
Reporting date
31 Mar 2012
SEC evidence
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13F-HR/A File 028-11430

13F-HR/A filing

Filing date
29 May 2012
Reporting date
31 Dec 2011
SEC evidence
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13F-HR/A File 028-11430

13F-HR/A filing

Filing date
29 May 2012
Reporting date
30 Sep 2011
SEC evidence
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13F-HR/A File 028-11430

13F-HR/A filing

Filing date
29 May 2012
Reporting date
30 Jun 2011
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13F-HR File 028-11430

13F-HR filing

Filing date
27 Feb 2012
Reporting date
31 Dec 2011
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13F-HR/A File 028-11430

13F-HR/A filing

Filing date
23 Feb 2012
Reporting date
30 Jun 2011
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13F-HR File 028-11430

13F-HR filing

Filing date
22 Feb 2012
Reporting date
30 Sep 2011
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13F-HR File 028-11430

13F-HR filing

Filing date
10 Feb 2012
Reporting date
30 Jun 2011
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13F-HR File 028-11430

13F

Filing date
26 May 2011
Reporting date
31 Mar 2011
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13F-HR File 028-11430

13F-HR filing

Filing date
18 Feb 2011
Reporting date
31 Dec 2010
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13F-HR File 028-11430

13F-HR filing

Filing date
01 Nov 2010
Reporting date
30 Sep 2010
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SC 13D File 005-85716

PERFUMANIA13D

Filing date
22 Oct 2010
Reporting date
Not listed
SEC evidence
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13F-HR File 028-11430

13F

Filing date
20 Aug 2010
Reporting date
30 Jun 2010
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13F-HR File 028-11430

COVER

Filing date
20 Aug 2010
Reporting date
30 Jun 2010
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13F-HR File 028-11430

13F-HR filing

Filing date
03 May 2010
Reporting date
31 Mar 2010
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About this filer

Westend Capital Management, LLC files with the SEC under CIK 0001331997. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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