Filer Snapshot

Winifred I. Li

CIK 0001317264. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

5

Latest filing

19 Feb 2015

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q4 2014. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

$105.76M

534 holdings for Q4 2014

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Largest parsed holding

EFA

$5.2M reported value

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13D/G large stake

—

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Form 13F

13F-HR filed on 19 Feb 2015 for CIK 0001317264.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$105.76M

Quarterly institutional holdings reported on Form 13F.

Latest reported 13F value

13F
$105.76M

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Largest 13F holdings

13F
EFA AAPL JNJ DD XOM
+15 moreSLB AXP BRKB MSFT POT JPM UNH ACN PG BK BMY DIS OMC PCP COR

Largest symbols in the latest parsed Form 13F information table.

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

EFA AAPL JNJ DD XOM SLB AXP BRKB
+12 moreMSFT POT JPM UNH ACN PG BK BMY DIS OMC PCP COR
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
Ropes & Gray Llp, 800 Boylston Street, Boston, MA, 02199-3600

Filer intelligence

What SEC filings say about Winifred I. Li

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Open 13F portfolio Save filer

Quick read

  • Latest parsed 13F shows $105.76M across 534 reported holdings for Q4 2014.
  • Largest parsed 13F holding: EFA at $5.2M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 534 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

Open

Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q4 2014 - 19 Feb 2015

Top 5 concentration

14%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$14.55M

Compared with $105.76M total 13F value.

Top 5 net change

-$1.52M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: TYC ยท Largest trim: EFA

EFA AAPL JNJ DD XOM Other holdings

EFA

4.9%

Ishares Msci Eafe Etf

$5.2M

AAPL

2.3%

Apple Inc

$2.46M

JNJ

2.3%

Johnson & Johnson

$2.45M

DD

2.3%

Du Pont E I De Nemours & Co

$2.42M

XOM

1.9%

Exxon Mobil Corp

$2.03M

Latest update

What changed recently for Winifred I. Li

New filing available

Latest 13F period: Q4 2014. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 Feb 2015

Page type

Filer profile

Latest period

Q4 2014

Institutional portfolio context was refreshed from a 13F filing filed on 19 Feb 2015.

Open filer profile Browse recent public updates

SEC filing record

CIK 0001317264 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
5
First seen
06 Feb 2014
Latest filing
19 Feb 2015
Entity
Individual

Observed form types

13F-HR

CIK-linked evidence first

Winifred I. Li SEC filings Winifred I. Li 13F portfolio Open SEC filing index

Latest Filings

Showing the latest 5 of 5 SEC filings for Winifred I. Li.

13F-HR

13F-HR filing

Filing date
19 Feb 2015
Reporting date
31 Dec 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
21 Oct 2014
Reporting date
30 Sep 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
11 Sep 2014
Reporting date
30 Jun 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
18 Jun 2014
Reporting date
31 Mar 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
06 Feb 2014
Reporting date
31 Dec 2013
SEC evidence
Open document Open filing
Next action
Verify source filing
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