Filer Snapshot

Thomas J. Herzfeld

CIK 0001310710. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

31

Latest filing

20 Apr 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13D/G stake for HERZ. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

—

Populates from the latest parsed 13F information table.

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13D/G large stake

HERZ

16 Apr 2026 · 45% ownership

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Source: SEC Schedule 13D/G

SCHEDULE 13D/A filed on 20 Apr 2026 for CIK 0001310710.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$3.16M

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$3.16M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

HERZ

Largest active 13D stakes

Active large-stake positions disclosed in parsed Schedule 13D filings.

HERZ CUBA Herzfeld Credit Income Fund, Inc.
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
Herzfeld Credit Income Fund, Inc., 119 Washington Avenue, Suite 504, Miami Beach, FL

Filer intelligence

What SEC filings say about Thomas J. Herzfeld

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • 2 recent 13D/G stake rows found; top row is HERZ at 45% ownership.
  • Forms 3/4/5 show insider context for HERZ worth $3.16M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes 2 rows

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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13D/G large-stake context

HERZ

16 Apr 2026 · Common Stock

45%
Issuer page 13D/G history

HERZ

30 Dec 2025 · Common Stock

44%
Issuer page 13D/G history

Forms 3/4/5 insider context

HERZ

15 Apr 2026

$3.16M
Issuer page Owner page

Latest update

What changed recently for Thomas J. Herzfeld

New filing available

Latest Schedule 13D/G period: 16 Apr 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

20 Apr 2026

Page type

Filer profile

Latest period

16 Apr 2026

Schedule 13D/G context is visible from filings filed on 20 Apr 2026.

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SEC filing record

CIK 0001310710 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
31
First seen
15 Oct 2021
Latest filing
20 Apr 2026
Entity
Individual

Observed form types

4 4/A SCHEDULE 13D/A

CIK-linked evidence first

Thomas J. Herzfeld SEC filings Thomas J. Herzfeld 13D/G history Thomas J. Herzfeld owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 31 SEC filings for Thomas J. Herzfeld.

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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
20 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
05 Mar 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
25 Feb 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
10 Feb 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
02 Jan 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
22 Dec 2025
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
11 Dec 2025
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
13 May 2025
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
09 Apr 2025
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
27 Mar 2025
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
18 Mar 2025
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
14 Mar 2025
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
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