Thomas J. Herzfeld SEC EDGAR Filings (CIK 0001310710)

SEC EDGAR filings, ownership reports, and insider transactions for Thomas J. Herzfeld.

Business address
Herzfeld Credit Income Fund, Inc., 119 Washington Avenue, Suite 504, Miami Beach, FL
Top holdings (ownership)
HERZ
Top holdings (Schedule 13D)
HERZ and CUBA
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Thomas J. Herzfeld has filed 120 SEC EDGAR filings since 06 Jan 2005

Latest Filings

Recent SEC filings for Thomas J. Herzfeld including 4/A, 4, SCHEDULE 13D/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4/A Open 4/A document View SEC filing for 4/A 14 Jan 2026 30 Dec 2025 811-06445
4/A Open 4/A document View SEC filing for 4/A 06 Jan 2026 30 Dec 2025 811-06445
4 Open 4 document View SEC filing for 4 02 Jan 2026 30 Dec 2025 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 02 Jan 2026
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 22 Dec 2025
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 11 Dec 2025
4 Open 4 document View SEC filing for 4 23 Oct 2025 21 Oct 2025 811-06445
4 Open 4 document View SEC filing for 4 02 Jul 2025 30 Jun 2025 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 13 May 2025
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 09 Apr 2025
4 Open 4 document View SEC filing for 4 09 Apr 2025 07 Apr 2025 811-06445
4 Open 4 document View SEC filing for 4 03 Apr 2025 01 Apr 2025 811-06445
4 Open 4 document View SEC filing for 4 01 Apr 2025 28 Mar 2025 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 27 Mar 2025
4 Open 4 document View SEC filing for 4 26 Mar 2025 24 Mar 2025 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 18 Mar 2025
4 Open 4 document View SEC filing for 4 18 Mar 2025 14 Mar 2024 811-06445
4 Open 4 document View SEC filing for 4 17 Mar 2025 12 Mar 2024 811-06445
4 Open 4 document View SEC filing for 4 14 Mar 2025 12 Mar 2024 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 14 Mar 2025
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 13 Mar 2025
4 Open 4 document View SEC filing for 4 12 Mar 2025 10 Mar 2024 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 11 Mar 2025
4 Open 4 document View SEC filing for 4 11 Mar 2025 07 Mar 2025 811-06445
4 Open 4 document View SEC filing for 4 10 Mar 2025 06 Mar 2025 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 10 Mar 2025
4 Open 4 document View SEC filing for 4 06 Mar 2025 04 Mar 2025 811-06445
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 06 Mar 2025
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 25 Nov 2024
4/A Open 4/A document View SEC filing for 4/A 21 Nov 2024 15 Nov 2024 811-06445
4 Open 4 document View SEC filing for 4 19 Nov 2024 15 Nov 2024 811-06445
4 Open 4 document View SEC filing for 4 17 Jul 2024 15 Jul 2024 811-06445
4 Open 4 document View SEC filing for 4 14 May 2024 10 May 2024 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 27 Mar 2024
4/A Open 4/A document View SEC filing for 4/A 26 Mar 2024 19 Mar 2024 811-06445
4 Open 4 document View SEC filing for 4 21 Mar 2024 19 Mar 2024 811-06445
4 Open 4 document View SEC filing for 4 02 Feb 2024 31 Jan 2024 811-06445
4/A Open 4/A document View SEC filing for 4/A 29 Dec 2023 18 Dec 2023 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 29 Dec 2023
4 Open 4 document View SEC filing for 4 20 Dec 2023 18 Dec 2023 811-06445
4 Open 4 document View SEC filing for 4 15 Dec 2023 13 Dec 2023 811-06445
4/A Open 4/A document View SEC filing for 4/A 06 Jul 2023 30 Jun 2023 811-06445
4 Open 4 document View SEC filing for 4 05 Jul 2023 30 Jun 2023 811-06445
4 Open 4 document View SEC filing for 4 04 Apr 2023 31 Mar 2023 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 31 Jan 2023
4 Open 4 document View SEC filing for 4 04 Jan 2023 30 Dec 2022 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 22 Nov 2022
4 Open 4 document View SEC filing for 4 16 Nov 2022 14 Nov 2022 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 07 Oct 2022
4 Open 4 document View SEC filing for 4 04 Oct 2022 30 Sep 2022 811-06445
4 Open 4 document View SEC filing for 4 05 Jul 2022 30 Jun 2022 811-06445
4 Open 4 document View SEC filing for 4 04 Apr 2022 31 Mar 2022 811-06445
4/A Open 4/A document View SEC filing for 4/A 24 Jan 2022 31 Dec 2021 811-06445
4 Open 4 document View SEC filing for 4 04 Jan 2022 31 Dec 2021 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 30 Nov 2021
4 Open 4 document View SEC filing for 4 17 Nov 2021 12 Nov 2021 811-06445
4 Open 4 document View SEC filing for 4 15 Oct 2021 30 Sep 2021 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 12 Jul 2021
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 19 Mar 2021
4 Open 4 document View SEC filing for 4 12 Mar 2021 10 Mar 2021 811-06445
4/A Open 4/A document View SEC filing for 4/A 12 Mar 2021 30 Sep 2019 811-06445
4 Open 4 document View SEC filing for 4 25 Mar 2020 23 Mar 2020 811-06445
4 Open 4 document View SEC filing for 4 16 Mar 2020 07 Oct 2019 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 07 Jan 2019
4 Open 4 document View SEC filing for 4 04 Jan 2019 02 Jan 2019 811-06445
4 Open 4 document View SEC filing for 4 25 Oct 2018 23 Oct 2018 811-06445
4 Open 4 document View SEC filing for 4 27 Jun 2018 25 Jun 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Apr 2018 23 Apr 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Apr 2018 04 Apr 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Mar 2018 21 Mar 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Mar 2018 19 Mar 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Mar 2018 28 Feb 2018 811-06445
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 13 Feb 2018
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jan 2018 16 Jan 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jan 2018 10 Jan 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Jan 2018 05 Jan 2018 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2018 29 Dec 2017 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 08 Dec 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Nov 2017 27 Nov 2017 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 13 Nov 2017
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 07 Jul 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 May 2017 24 May 2017 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 May 2017 19 May 2017 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 May 2017 16 May 2017 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Apr 2017 17 Apr 2017 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 13 Apr 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Apr 2017 07 Apr 2017 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Mar 2017 28 Mar 2017 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Mar 2017 21 Mar 2017 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 20 Mar 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Mar 2017 15 Mar 2017 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 10 Mar 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Jan 2017 12 Jan 2017 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Dec 2016 23 Dec 2016 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 23 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Dec 2016 20 Dec 2016 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 29 Dec 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 Dec 2014 23 Dec 2014 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Dec 2014 19 Dec 2014 811-06445
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 19 Dec 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Dec 2014 12 Dec 2014 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 08 Dec 2014 04 Dec 2014 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Dec 2013 19 Dec 2013 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Dec 2013 17 Dec 2013 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Jul 2012 23 Jul 2012 811-06445
SC 13D Open SC 13D document View SEC filing for SC 13D 18 Aug 2011
4 Open 4 document View SEC filing for 4 09 Aug 2011 05 Aug 2011 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Aug 2011 03 Aug 2011 811-06445
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Aug 2011 01 Aug 2011 811-06445

About this filer

Thomas J. Herzfeld files with the SEC under CIK 0001310710. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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