Entity Type
Individual
- Info
- Insider Ownership
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Rick E. Winningham SEC EDGAR Filings
SEC filings, ownership reports, and insider transactions for CIK 0001302443.
Total Filings
144
Latest Filing
03 Apr 2026
Industry
n/a
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- Business address
- 901 Gateway Boulevard, South San Francisco, CA, 94080
- Top holdings (ownership)
- TBPH and JAZZ
Quick Takeaways
- Rick E. Winningham is an SEC filer tracked under CIK 0001302443.
- 144 filings are listed on this profile.
- Common form coverage includes 4, 144, 5 and more.
What Changed
- Latest filing: 4 filed on 03 Apr 2026.
- Report period: 01 Apr 2026.
Why This Matters
- You can quote filing dates and form types directly from the SEC record on this page.
- Use this profile before deeper ownership or insider analysis to confirm filing history context.
Official SEC Source
Filer Overview
Rick E. Winningham has filed 144 SEC EDGAR filings since 04 Oct 2004. Common forms include 4, 144, 5, 3.
Latest Filings
Recent SEC filings for Rick E. Winningham with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | 03 Apr 2026 | 01 Apr 2026 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 24 Feb 2026 | 20 Feb 2026 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 21 Nov 2025 | 19 Nov 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Nov 2025 | 18 Nov 2025 | 001-33500 |
| 144 | Open 144 document | View SEC filing for 144 | 18 Nov 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | 22 Aug 2025 | 20 Aug 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 11 Aug 2025 | 07 Aug 2025 | 001-33500 |
| 144 | Open 144 document | View SEC filing for 144 | 08 Aug 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | 25 Jun 2025 | 23 Jun 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 Jun 2025 | 13 Jun 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 May 2025 | 20 May 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 04 Mar 2025 | 28 Feb 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 24 Feb 2025 | 20 Feb 2025 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Nov 2024 | 20 Nov 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 Nov 2024 | 14 Nov 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Aug 2024 | 20 Aug 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 09 Aug 2024 | 07 Aug 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Aug 2024 | 02 Aug 2024 | 001-33500 |
| 144 | Open 144 document | View SEC filing for 144 | 05 Aug 2024 | |||
| 4 | Open 4 document | View SEC filing for 4 | 22 May 2024 | 20 May 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 May 2024 | 15 May 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 04 Apr 2024 | 02 Apr 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 Mar 2024 | 15 Mar 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Feb 2024 | 20 Feb 2024 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Nov 2023 | 20 Nov 2023 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Aug 2023 | 20 Aug 2023 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Aug 2023 | 11 Aug 2023 | 001-33500 |
| 144 | Open 144 document | View SEC filing for 144 | 14 Aug 2023 | |||
| 4 | Open 4 document | View SEC filing for 4 | 23 May 2023 | 20 May 2023 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Mar 2023 | 01 Mar 2023 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Feb 2023 | 20 Feb 2023 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Dec 2022 | 14 Dec 2022 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Nov 2022 | 20 Nov 2022 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Aug 2022 | 19 Aug 2022 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 09 Aug 2022 | 05 Aug 2022 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | 24 May 2022 | 20 May 2022 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 01 Mar 2022 | 25 Feb 2022 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Feb 2022 | 18 Feb 2022 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Nov 2021 | 19 Nov 2021 | 001-36033 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 Aug 2021 | 20 Aug 2021 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Aug 2021 | 06 Aug 2021 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Aug 2021 | 29 Jul 2021 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 May 2021 | 20 May 2021 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 23 Feb 2021 | 20 Feb 2021 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 10 Feb 2021 | 08 Feb 2021 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 Nov 2020 | 20 Nov 2020 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 Aug 2020 | 20 Aug 2020 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Aug 2020 | 06 Aug 2020 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 May 2020 | 20 May 2020 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 Feb 2020 | 20 Feb 2020 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 05 Feb 2020 | 03 Feb 2020 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Nov 2019 | 20 Nov 2019 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Aug 2019 | 20 Aug 2019 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Aug 2019 | 08 Aug 2019 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 May 2019 | 20 May 2019 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Feb 2019 | 20 Feb 2019 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 07 Feb 2019 | 05 Feb 2019 | 001-36033 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 05 Feb 2019 | 31 Dec 2018 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 21 Nov 2018 | 20 Nov 2018 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Aug 2018 | 20 Aug 2018 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Aug 2018 | 09 Aug 2018 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jun 2018 | 22 Jun 2018 | 001-35993 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 May 2018 | 20 May 2018 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 16 May 2018 | 14 May 2018 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Feb 2018 | 20 Feb 2018 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 14 Feb 2018 | 12 Feb 2018 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Aug 2017 | 10 Aug 2017 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 11 Aug 2017 | 11 Aug 2017 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Jun 2017 | 01 Jun 2017 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Jun 2017 | 01 Jun 2017 | 001-35993 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 23 May 2017 | 20 May 2017 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Feb 2017 | 20 Feb 2017 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 08 Feb 2017 | 06 Feb 2017 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Nov 2016 | 20 Nov 2016 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Aug 2016 | 15 Aug 2016 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Aug 2016 | 11 Aug 2016 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Jun 2016 | 22 Jun 2016 | 001-35993 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 17 Mar 2016 | 15 Mar 2016 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 17 Aug 2015 | 14 Aug 2015 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Aug 2015 | 07 Aug 2015 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Jun 2015 | 24 Jun 2015 | 001-35993 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 26 Jun 2015 | 24 Jun 2015 | 001-35993 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 Feb 2015 | 20 Feb 2015 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 09 Feb 2015 | 05 Feb 2015 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 26 Aug 2014 | 22 Aug 2014 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 19 Aug 2014 | 15 Aug 2014 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Aug 2014 | 12 Aug 2014 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 11 Aug 2014 | 07 Aug 2014 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 18 Jun 2014 | 16 Jun 2014 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 05 Jun 2014 | 03 Jun 2014 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 04 Jun 2014 | 02 Jun 2014 | 000-30319 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 - | 14 May 2014 | 14 May 2014 | 001-36033 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 12 May 2014 | 09 May 2014 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 29 Apr 2014 | 27 Apr 2014 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 21 Apr 2014 | 17 Apr 2014 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 24 Feb 2014 | 20 Feb 2014 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Nov 2013 | 20 Nov 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 13 Sep 2013 | 12 Sep 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Aug 2013 | 20 Aug 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Aug 2013 | 13 Aug 2013 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Aug 2013 | 08 Aug 2013 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 26 Jul 2013 | 24 Jul 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 May 2013 | 20 May 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 02 May 2013 | 30 Apr 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Feb 2013 | 20 Feb 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 11 Feb 2013 | 07 Feb 2013 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 17 Oct 2012 | 15 Oct 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Aug 2012 | 20 Aug 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Aug 2012 | 09 Aug 2012 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 07 Aug 2012 | 03 Aug 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 May 2012 | 20 May 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 04 May 2012 | 04 May 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Feb 2012 | 20 Feb 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 17 Feb 2012 | 15 Feb 2012 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 18 Jan 2012 | 18 Jan 2012 | 001-33500 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 18 Jan 2012 | 18 Jan 2012 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 18 Jan 2012 | 18 Jan 2012 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Jan 2012 | 11 Jan 2012 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 22 Nov 2011 | 20 Nov 2011 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Nov 2011 | 04 Nov 2011 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 12 May 2011 | 10 May 2011 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 03 Mar 2011 | 01 Mar 2011 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 28 Feb 2011 | 24 Feb 2011 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 23 Feb 2011 | 20 Feb 2011 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 15 Feb 2011 | 11 Feb 2011 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 23 Nov 2010 | 20 Nov 2010 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 28 Oct 2010 | 26 Oct 2010 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 Aug 2010 | 25 Aug 2010 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 23 Aug 2010 | 20 Aug 2010 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 21 May 2010 | 20 May 2010 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 May 2010 | 04 May 2010 | 001-33500 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 05 May 2010 | 04 May 2010 | 001-33500 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 23 Feb 2010 | 20 Feb 2010 | 000-30319 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 12 Feb 2010 | 10 Feb 2010 | 000-30319 |
About this filer
Rick E. Winningham files with the SEC under CIK 0001302443. This page aggregates EDGAR filings and related ownership activity.
FAQ
- What is a CIK?
- A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
- Why are some filings missing?
- New filings appear as the SEC updates EDGAR, and older records can vary by availability.
- How often is this page updated?
- Updates follow new EDGAR submissions and periodic data refreshes.