Filer Snapshot

Nicolas H. Roelofs PhD

CIK 0001292341. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

41

Latest filing

09 Jul 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for SEER. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

Open holding

13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 09 Jul 2025 for CIK 0001292341.

View Source Filing
Identity 1 fact
Address
5301 Stevens Creek Blvd., Ms 1 A Lc, Santa Clara, CA, 95051
SEC ownership signals 1 fact
Ownership evidence

Filing types are shown separately so 13F portfolio value, 13D/G large stakes, and Forms 3/4/5 owner positions do not get blended into one misleading total.

Owner filing value

$159.7K

Estimated from parsed Forms 3/4/5 when the filing discloses enough data.

Portfolio positions

Top parsed positions across ownership filing types.

SEER

Filer intelligence

What SEC filings say about Nicolas H. Roelofs PhD

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for SEER worth $159.7K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

SEER

07 Jul 2025

$159.7K

DALS

27 Jul 2021

Latest update

What changed recently for Nicolas H. Roelofs PhD

Ownership report updated

Latest ownership report period: 07 Jul 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

09 Jul 2025

Page type

Ownership filings

Latest period

07 Jul 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 09 Jul 2025.

SEC filing record

CIK 0001292341 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
41
First seen
03 Jun 2004
Latest filing
09 Jul 2025
Entity
Individual

Latest Filings

Showing the latest 12 of 28 SEC filings for Nicolas H. Roelofs PhD.

4 File 001-39747

4 filing

Filing date
09 Jul 2025
Reporting date
07 Jul 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-39747

4 filing

Filing date
15 Aug 2024
Reporting date
13 Aug 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 001-39747

3 filing

Filing date
15 Aug 2024
Reporting date
13 Aug 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 001-40676

FORM 3 SUBMISSION

Filing date
27 Jul 2021
Reporting date
27 Jul 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
01 Apr 2013
Reporting date
27 Mar 2013
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
13 Dec 2012
Reporting date
12 Dec 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
26 Nov 2012
Reporting date
21 Nov 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
20 Nov 2012
Reporting date
16 Nov 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
15 Nov 2012
Reporting date
13 Nov 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
29 Mar 2012
Reporting date
27 Mar 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
13 Mar 2012
Reporting date
09 Mar 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-15405

PRIMARY DOCUMENT

Filing date
22 Nov 2011
Reporting date
21 Nov 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
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