A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Arthur H. Penn

CIK 0001284937. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

105

Latest Filing

19 Dec 2025

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Schedule 13D/G

SCHEDULE 13D filed on 19 Dec 2025 for CIK 0001284937.

View Source Filing

Business address: 1691 Michigan Avenue, Miami Beach, FL, 33139
Top holdings (ownership): PNNT
Top holdings (Schedule 13D): PennantPark Private Income Fund

Filer intelligence

What SEC filings say about Arthur H. Penn

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

1 recent 13D/G stake row found; top row is PennantPark Private Income Fund at 55% ownership.
Forms 3/4/5 show insider context for PNNT worth $8.34M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes 1 rows

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

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13D/G large-stake context

PennantPark Private Income Fund

09 Dec 2025 · Common Shares, Par Value $0.001 Per Share

55%

Issuer page 13D/G history

Forms 3/4/5 insider context

PNNT

18 May 2023 · Chairman and CEO

$8.34M

Issuer page Owner page

PennantPark Enhanced Income Fund

16 Dec 2025 · See Remarks

Issuer page Owner page

PPIF

09 Dec 2025 · CEO and Chairman

Issuer page Owner page

Latest update

What changed recently for Arthur H. Penn

New filing available

Latest Schedule 13D/G period: 09 Dec 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 Dec 2025

Page type

Filer profile

Latest period

09 Dec 2025

Schedule 13D/G context is visible from filings filed on 19 Dec 2025.

Open filer profile Browse recent public updates

Filer Overview

Arthur H. Penn has filed 105 SEC EDGAR filings since 08 Apr 2004. Common forms include SCHEDULE 13D, 3, 4, 4/A.

Arthur H. Penn SEC filings Arthur H. Penn 13D/G history Arthur H. Penn owner filings

Latest Filings

Recent SEC filings for Arthur H. Penn with direct links to document and filing folders.

SCHEDULE 13D

SCHEDULE 13D filing

Filing date: 19 Dec 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-24108

3

Filing date: 16 Dec 2025
Reporting date: 16 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-56787

FORM 3

Filing date: 09 Dec 2025
Reporting date: 09 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 19 May 2023
Reporting date: 18 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 18 May 2023
Reporting date: 17 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 17 May 2023
Reporting date: 16 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 16 May 2023
Reporting date: 15 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 17 Feb 2023
Reporting date: 17 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 14 Feb 2023
Reporting date: 13 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 13 Feb 2023
Reporting date: 10 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 23 Mar 2020
Reporting date: 20 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 23 Mar 2020
Reporting date: 20 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 19 Mar 2020
Reporting date: 19 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 19 Mar 2020
Reporting date: 19 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 27 Feb 2020
Reporting date: 26 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 14 Feb 2020
Reporting date: 13 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 13 Feb 2020
Reporting date: 12 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 03 Dec 2019
Reporting date: 02 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 27 Nov 2019
Reporting date: 26 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 27 Nov 2019
Reporting date: 26 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 26 Nov 2019
Reporting date: 25 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 26 Nov 2019
Reporting date: 25 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 25 Nov 2019
Reporting date: 22 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 16 Aug 2019
Reporting date: 15 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 16 Aug 2019
Reporting date: 15 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 14 Aug 2019
Reporting date: 13 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 14 Aug 2019
Reporting date: 13 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 13 Aug 2019
Reporting date: 12 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 13 Aug 2019
Reporting date: 12 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 12 Aug 2019
Reporting date: 09 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 12 Aug 2019
Reporting date: 09 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 17 May 2019
Reporting date: 16 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 16 May 2019
Reporting date: 15 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 16 May 2019
Reporting date: 15 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 15 May 2019
Reporting date: 14 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 15 May 2019
Reporting date: 14 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 14 May 2019
Reporting date: 13 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 14 May 2019
Reporting date: 13 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 13 May 2019
Reporting date: 10 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 16 Feb 2018
Reporting date: 15 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 15 Feb 2018
Reporting date: 14 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 14 Feb 2018
Reporting date: 13 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4 SUBMISSION

Filing date: 13 Feb 2018
Reporting date: 12 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 12 Feb 2018
Reporting date: 09 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 06 Dec 2017
Reporting date: 06 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 05 Dec 2017
Reporting date: 05 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 05 Dec 2017
Reporting date: 04 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 04 Dec 2017
Reporting date: 01 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 15 Aug 2017
Reporting date: 14 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 10 Aug 2017
Reporting date: 09 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 17 May 2017
Reporting date: 16 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 15 May 2017
Reporting date: 12 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 02 Dec 2016
Reporting date: 01 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 30 Nov 2016
Reporting date: 29 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 29 Nov 2016
Reporting date: 28 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 28 Nov 2016
Reporting date: 23 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 20 Feb 2015
Reporting date: 19 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 18 Feb 2015
Reporting date: 17 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 13 Feb 2015
Reporting date: 12 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 12 Feb 2015
Reporting date: 11 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 11 Feb 2015
Reporting date: 10 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 10 Feb 2015
Reporting date: 09 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4 SUBMISSION

Filing date: 09 Feb 2015
Reporting date: 06 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 21 Feb 2013
Reporting date: 20 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 19 Feb 2013
Reporting date: 15 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 14 Feb 2013
Reporting date: 13 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 12 Feb 2013
Reporting date: 08 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 07 Feb 2013
Reporting date: 06 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 05 Feb 2013
Reporting date: 01 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 31 Jan 2013
Reporting date: 30 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 29 Jan 2013
Reporting date: 25 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 24 Jan 2013
Reporting date: 23 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 22 Jan 2013
Reporting date: 18 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00891

FORM 4

Filing date: 17 Jan 2013
Reporting date: 16 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 814-00891

FORM 3

Filing date: 15 Apr 2011
Reporting date: 07 Apr 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 13 Aug 2010
Reporting date: 12 Aug 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 07 May 2010
Reporting date: 07 May 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

FORM 4

Filing date: 10 Feb 2010
Reporting date: 08 Feb 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00736

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 08 Feb 2010
Reporting date: 05 Feb 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Arthur H. Penn files with the SEC under CIK 0001284937. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.