A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Richard Pettingill SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001282997.

Entity Type

Individual

Total Filings

101

Latest Filing

23 Nov 2022

Industry

n/a

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Go to latest filings table Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 23 Nov 2022 for CIK 0001282997.

View Source Filing

Business address: 3820 State Street, Santa Barbara, CA, 93105
Top holdings (ownership): ARAY

Quick Takeaways

Richard Pettingill is an SEC filer tracked under CIK 0001282997.
101 filings are listed on this profile.
Common form coverage includes 4, 3.

What Changed

Latest filing: 4 filed on 23 Nov 2022.
Report period: 21 Nov 2022.

Why This Matters

You can quote filing dates and form types directly from the SEC record on this page.
Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 23 Nov 2022 for CIK 0001282997.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for Richard Pettingill.

Latest source-backed update: 4 filed 23 Nov 2022
Why come back: Revisit after a new SEC filing appears to compare the updated record with prior filings.

Latest filing on record: 4 filed 23 Nov 2022.
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Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for Richard Pettingill

Ownership report updated

Latest ownership report period: 21 Nov 2022. Open the source-backed page to inspect the fresh filing or facts context.

Update date

23 Nov 2022

Page type

Ownership filings

Latest period

21 Nov 2022

Ownership context was refreshed from SEC Forms 3/4/5 filed on 23 Nov 2022.

Open ownership filings Browse recent public updates

Filer Overview

Richard Pettingill has filed 101 SEC EDGAR filings since 09 Mar 2004. Common forms include 4, 3.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for Richard Pettingill with direct links to document and filing folders.

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 23 Nov 2022
Reporting date: 21 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 04 Oct 2022
Reporting date: 03 Oct 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 03 Jun 2022
Reporting date: 02 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 02 Dec 2021
Reporting date: 30 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 24 Nov 2021
Reporting date: 22 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 27 May 2021
Reporting date: 26 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 02 Dec 2020
Reporting date: 30 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 24 Nov 2020
Reporting date: 23 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 21 May 2020
Reporting date: 20 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 03 Dec 2019
Reporting date: 29 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 20 Nov 2019
Reporting date: 18 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 24 May 2019
Reporting date: 23 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 06 Dec 2018
Reporting date: 30 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 21 Nov 2018
Reporting date: 19 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 17 May 2018
Reporting date: 16 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 04 Dec 2017
Reporting date: 30 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 17 Nov 2017
Reporting date: 17 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 23 May 2017
Reporting date: 19 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 09 May 2017
Reporting date: 05 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 02 Dec 2016
Reporting date: 30 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 22 Nov 2016
Reporting date: 21 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 25 May 2016
Reporting date: 25 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 17 May 2016
Reporting date: 13 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 10 May 2016
Reporting date: 06 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 02 Dec 2015
Reporting date: 30 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 24 Nov 2015
Reporting date: 20 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 20 Nov 2015
Reporting date: 18 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 12 May 2015
Reporting date: 08 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 02 Dec 2014
Reporting date: 28 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 06 Nov 2014
Reporting date: 04 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 20 Aug 2014
Reporting date: 19 Aug 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 16 May 2014
Reporting date: 15 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 15 May 2014
Reporting date: 13 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 13 May 2014
Reporting date: 09 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-10670

FORM 4

Filing date: 18 Feb 2014
Reporting date: 17 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 06 Feb 2014
Reporting date: 04 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-10670

FORM 3

Filing date: 06 Feb 2014
Reporting date: 06 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 03 Jan 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33966

FORM 4 SUBMISSION

Filing date: 17 Dec 2013
Reporting date: 17 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 03 Dec 2013
Reporting date: 29 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 01 Oct 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 08 Jul 2013
Reporting date: 03 Jul 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33966

FORM 4 SUBMISSION

Filing date: 05 Jun 2013
Reporting date: 04 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 08 May 2013
Reporting date: 06 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 01 Apr 2013
Reporting date: 28 Mar 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 04 Feb 2013
Reporting date: 31 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 03 Jan 2013
Reporting date: 31 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 04 Dec 2012
Reporting date: 30 Nov 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 02 Oct 2012
Reporting date: 28 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33966

FORM 4 SUBMISSION

Filing date: 06 Aug 2012
Reporting date: 03 Aug 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 03 Jul 2012
Reporting date: 29 Jun 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33301

PRIMARY DOCUMENT

Filing date: 20 Jun 2012
Reporting date: 31 May 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33966

FORM 4 SUBMISSION

Filing date: 12 Jun 2012
Reporting date: 11 Jun 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-33301

PRIMARY DOCUMENT

Filing date: 17 May 2012
Reporting date: 11 May 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 15 May 2012
Reporting date: 11 May 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 03 Apr 2012
Reporting date: 30 Mar 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 04 Jan 2012
Reporting date: 30 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 08 Nov 2011
Reporting date: 04 Nov 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 04 Oct 2011
Reporting date: 30 Sep 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33966

FORM 4 SUBMISSION

Filing date: 05 Jul 2011
Reporting date: 16 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 01 Jul 2011
Reporting date: 30 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 11 May 2011
Reporting date: 09 May 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 01 Apr 2011
Reporting date: 31 Mar 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 04 Jan 2011
Reporting date: 31 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 04 Oct 2010
Reporting date: 30 Sep 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33966

FORM 4 SUBMISSION

Filing date: 25 Aug 2010
Reporting date: 23 Aug 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-33966

FORM 3 SUBMISSION

Filing date: 25 Aug 2010
Reporting date: 23 Aug 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 13 Aug 2010
Reporting date: 11 May 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 01 Jul 2010
Reporting date: 30 Jun 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 10 May 2010
Reporting date: 06 May 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 02 Apr 2010
Reporting date: 31 Mar 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-07293

FORM 4 SUBMISSION

Filing date: 05 Jan 2010
Reporting date: 31 Dec 2009
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Richard Pettingill files with the SEC under CIK 0001282997. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.