Filer Snapshot

Umesh Patel

CIK 0001277399. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

13

Latest filing

18 Dec 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for NCL. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 18 Dec 2025 for CIK 0001277399.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$2.7K

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$2.7K

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

NCL
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
6565 E. Washington Blvd, C/O Nova Lifestyle, Inc., Commerce, CA, 90040

Filer intelligence

What SEC filings say about Umesh Patel

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for NCL worth $2.7K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

NCL

17 Nov 2025

$2.7K
Issuer page Owner page

CHAR

24 Oct 2024

Issuer page Owner page

Latest update

What changed recently for Umesh Patel

Ownership report updated

Latest ownership report period: 17 Nov 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

18 Dec 2025

Page type

Ownership filings

Latest period

17 Nov 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 18 Dec 2025.

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SEC filing record

CIK 0001277399 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
13
First seen
28 Jan 2004
Latest filing
18 Dec 2025
Entity
Individual

Observed form types

4 3

CIK-linked evidence first

Umesh Patel SEC filings Umesh Patel owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 12 SEC filings for Umesh Patel.

4 File 001-41816

4 filing

Filing date
18 Dec 2025
Reporting date
17 Nov 2025
SEC evidence
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4 File 001-41816

4 filing

Filing date
06 Aug 2025
Reporting date
29 Jul 2025
SEC evidence
Open document Open filing
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4 File 001-41816

4 filing

Filing date
02 Dec 2024
Reporting date
04 Sep 2024
SEC evidence
Open document Open filing
Next action
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3 File 001-41816

3 filing

Filing date
02 Dec 2024
Reporting date
23 May 2024
SEC evidence
Open document Open filing
Next action
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3 File 001-42386

3 filing

Filing date
24 Oct 2024
Reporting date
24 Oct 2024
SEC evidence
Open document Open filing
Next action
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4 File 001-36259

4 filing

Filing date
06 Jan 2020
Reporting date
04 Nov 2019
SEC evidence
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4 File 001-36259

4 filing

Filing date
14 Dec 2018
Reporting date
07 Nov 2018
SEC evidence
Open document Open filing
Next action
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4 File 001-36259

OWNERSHIP DOCUMENT

Filing date
29 Mar 2018
Reporting date
31 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-36259

OWNERSHIP DOCUMENT

Filing date
23 Oct 2017
Reporting date
26 Sep 2017
SEC evidence
Open document Open filing
Next action
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3 File 333-202948

OWNERSHIP DOCUMENT

Filing date
21 Feb 2017
Reporting date
17 Feb 2017
SEC evidence
Open document Open filing
Next action
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4 File 001-36259

OWNERSHIP DOCUMENT

Filing date
10 Jan 2017
Reporting date
11 Nov 2016
SEC evidence
Open document Open filing
Next action
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3 File 001-36259

OWNERSHIP DOCUMENT

Filing date
10 Jan 2017
Reporting date
02 Nov 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
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