Filer Snapshot

James L. Francis SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001272015.

Entity Type

Individual

Total Filings

68

Latest Filing

21 Jun 2023

Industry

n/a

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Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 21 Jun 2023 for CIK 0001272015.

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Business address
1997 Annapolis Exchange Parkway, Suite 410, Annapolis, MD, 21401

Quick Takeaways

  • James L. Francis is an SEC filer tracked under CIK 0001272015.
  • 68 filings are listed on this profile.
  • Common form coverage includes 4, 3.

What Changed

  • Latest filing: 4 filed on 21 Jun 2023.
  • Report period: 16 Jun 2023.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 21 Jun 2023 for CIK 0001272015.

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Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for James L. Francis.

Latest source-backed update
4 filed 21 Jun 2023
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 21 Jun 2023.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for James L. Francis

Ownership report updated

Latest ownership report period: 16 Jun 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

21 Jun 2023

Page type

Ownership filings

Latest period

16 Jun 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 21 Jun 2023.

Open ownership filings Browse recent public updates

Filer Overview

James L. Francis has filed 68 SEC EDGAR filings since 15 Dec 2003. Common forms include 4, 3.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for James L. Francis with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 21 Jun 2023 16 Jun 2023 001-41718
3 Open 3 document View SEC filing for 3 21 Jun 2023 13 Jun 2023 001-41718
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Sep 2019 18 Sep 2019 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Jan 2019 03 Jan 2019 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2019 31 Dec 2018 001-34572
4 Open 4 document View SEC filing for 4 4 12 Oct 2018 10 Oct 2018 001-35933
4 Open 4 document View SEC filing for 4 4 09 Oct 2018 04 Oct 2018 001-35933
4 Open 4 document View SEC filing for 4 4 03 Oct 2018 01 Oct 2018 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 02 Jul 2018 02 Jul 2018 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 May 2018 07 May 2018 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 02 Apr 2018 02 Apr 2018 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Jan 2018 03 Jan 2018 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2018 02 Jan 2018 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 02 Jan 2018 02 Jan 2018 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 03 Oct 2017 02 Oct 2017 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 05 Jul 2017 03 Jul 2017 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 05 Apr 2017 03 Apr 2017 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 31 Jan 2017 27 Jan 2017 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Jan 2017 04 Jan 2017 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 05 Jan 2017 03 Jan 2017 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jan 2017 31 Dec 2016 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Dec 2016 19 Dec 2016 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Nov 2016 28 Nov 2016 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Nov 2016 15 Nov 2016 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 03 Oct 2016 03 Oct 2016 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 05 Jul 2016 01 Jul 2016 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 04 Apr 2016 01 Apr 2016 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Jan 2016 04 Jan 2016 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Jan 2016 04 Jan 2016 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 16 Dec 2015 16 Dec 2015 001-35933
4 Open 4 document View SEC filing for 4 FORM 4 30 Jan 2015 28 Jan 2015 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Jan 2015 27 Jan 2015 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 09 Jan 2015 09 Jan 2015 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Jan 2015 31 Dec 2014 001-34572
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Dec 2014 21 Dec 2014 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 10 Nov 2014 06 Nov 2014 001-34572
4 Open 4 document View SEC filing for 4 FORM 4 31 Jan 2014 29 Jan 2014 001-35933
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Jan 2014 28 Jan 2014 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Jan 2014 31 Dec 2013 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Dec 2013 21 Dec 2013 001-34572
3 Open 3 document View SEC filing for 3 FORM 3 17 Sep 2013 11 Sep 2013 001-35933
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 May 2013 20 May 2013 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2013 15 May 2013 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Jan 2013 28 Jan 2013 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Jan 2013 31 Dec 2012 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Dec 2012 21 Dec 2012 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 31 Jan 2012 27 Jan 2012 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Sep 2011 27 Sep 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Sep 2011 14 Sep 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Sep 2011 09 Sep 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 Sep 2011 08 Sep 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Sep 2011 02 Sep 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Aug 2011 04 Aug 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Feb 2011 27 Jan 2011 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Oct 2010 13 Oct 2010 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Feb 2010 24 Feb 2010 001-34572
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Jan 2010 27 Jan 2010 001-34572
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 21 Jan 2010 21 Jan 2010 001-34572

About this filer

James L. Francis files with the SEC under CIK 0001272015. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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