Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001254117.
Entity Type
Individual
Total Filings
57
Latest Filing
10 Feb 2026
Industry
n/a
Keep this page in your research queue, then return to compare new filings with prior context.
Save and revisit
Save this filer page
Create a free account to keep this page in your watchlists and return after a new SEC filing changes the record here.
Best next steps
Start with the latest filings table, then open the strongest context page for this filer.
4 filed on 10 Feb 2026 for CIK 0001254117.
4 filed on 10 Feb 2026 for CIK 0001254117.
Return Loop
A newly filed 4 can change the filing history, ownership context, or next research path for James Sullivan.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 09 Feb 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
10 Feb 2026
Page type
Ownership filings
Latest period
09 Feb 2026
Ownership context was refreshed from SEC Forms 3/4/5 filed on 10 Feb 2026.
James Sullivan has filed 57 SEC EDGAR filings since 18 Sep 2003. Common forms include 4, 4/A, 3.
Recent SEC filings for James Sullivan with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | 10 Feb 2026 | 09 Feb 2026 | 000-32929 | |
| 4 | Open 4 document | View SEC filing for 4 | 11 Aug 2025 | 07 Aug 2025 | 000-32929 | |
| 4 | Open 4 document | View SEC filing for 4 | 13 Feb 2025 | 11 Feb 2025 | 000-32929 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 19 Dec 2024 | 17 Dec 2024 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | 20 Jun 2024 | 17 Jun 2024 | 000-32929 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 Dec 2023 | 15 Dec 2023 | 000-32929 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Jun 2023 | 16 Jun 2023 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | 20 Dec 2022 | 16 Dec 2022 | 000-32929 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Apr 2022 | 15 Apr 2022 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Feb 2022 | 04 Feb 2022 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Aug 2021 | 06 Aug 2021 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Feb 2021 | 05 Feb 2021 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 Aug 2020 | 06 Aug 2020 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Feb 2020 | 06 Feb 2020 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 22 Nov 2019 | 20 Nov 2019 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Aug 2019 | 06 Aug 2019 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Mar 2019 | 01 Mar 2019 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Feb 2019 | 06 Feb 2019 | 000-32929 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 05 Feb 2019 | 31 Jan 2019 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Feb 2019 | 31 Jan 2019 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Aug 2018 | 31 Jul 2018 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Mar 2018 | 01 Mar 2018 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Feb 2018 | 18 Feb 2018 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Feb 2018 | 31 Jan 2018 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Oct 2017 | 26 Sep 2017 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Mar 2017 | 01 Mar 2017 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 22 Feb 2017 | 18 Feb 2017 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 Aug 2016 | 23 Aug 2016 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 Jul 2016 | 22 Jul 2016 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Apr 2016 | 01 Apr 2016 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 22 Feb 2016 | 18 Feb 2016 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Apr 2015 | 30 Mar 2015 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Apr 2015 | 01 Apr 2015 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Feb 2015 | 18 Feb 2015 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Sep 2014 | 29 Aug 2014 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Apr 2014 | 01 Apr 2014 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Mar 2014 | 18 Mar 2014 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Mar 2014 | 28 Feb 2014 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Feb 2014 | 18 Feb 2014 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Sep 2013 | 30 Aug 2013 | 000-32929 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 24 Jun 2013 | 06 Jun 2013 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Jun 2013 | 06 Jun 2013 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Mar 2013 | 28 Feb 2013 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Sep 2012 | 31 Aug 2012 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Mar 2012 | 29 Feb 2012 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Nov 2011 | 01 Nov 2011 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Sep 2011 | 31 Aug 2011 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Mar 2011 | 28 Feb 2011 | 000-32929 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 30 Jun 2010 | 28 Jun 2010 | 000-32929 |
James Sullivan files with the SEC under CIK 0001254117. This page aggregates EDGAR filings and related ownership activity.