Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001245624.
Entity Type
Individual
Total Filings
243
Latest Filing
18 Sep 2025
Industry
n/a
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4 filed on 18 Sep 2025 for CIK 0001245624.
4 filed on 18 Sep 2025 for CIK 0001245624.
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A newly filed 4 can change the filing history, ownership context, or next research path for James Healy.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 16 Sep 2025. Open the source-backed page to inspect the fresh filing or facts context.
Update date
18 Sep 2025
Page type
Ownership filings
Latest period
16 Sep 2025
Ownership context was refreshed from SEC Forms 3/4/5 filed on 18 Sep 2025.
James Healy has filed 243 SEC EDGAR filings since 05 Jan 2004. Common forms include 4, 3, 144, 4/A and more.
Recent SEC filings for James Healy with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | 18 Sep 2025 | 16 Sep 2025 | 001-38650 | |
| 4 | Open 4 document | View SEC filing for 4 | 02 Jul 2025 | 30 Jun 2025 | 001-38650 | |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 18 Jun 2025 | 17 Jun 2025 | 001-42121 |
| 4 | Open 4 document | View SEC filing for 4 | 09 Jun 2025 | 05 Jun 2025 | 001-42279 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Apr 2025 | 25 Apr 2025 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 04 Feb 2025 | 31 Jan 2025 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2024 | 25 Oct 2024 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 27 Sep 2024 | 25 Sep 2024 | 001-42279 | |
| 3 | Open 3 document | View SEC filing for 3 | 25 Sep 2024 | 25 Sep 2024 | 001-42279 | |
| 4 | Open 4 document | View SEC filing for 4 | 30 Jul 2024 | 26 Jul 2024 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Jul 2024 | 01 Jul 2024 | 001-42121 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Jul 2024 | 28 Jun 2024 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 14 Jun 2024 | 12 Jun 2024 | 001-39988 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Jun 2024 | 11 Jun 2024 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 10 Jun 2024 | 10 Jun 2024 | 001-42121 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 06 Jun 2024 | 06 Jun 2024 | 001-42121 |
| 4 | Open 4 document | View SEC filing for 4 | 30 Apr 2024 | 26 Apr 2024 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Mar 2024 | 18 Mar 2024 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 31 Jan 2024 | 30 Jan 2024 | 001-41929 |
| 4 | Open 4 document | View SEC filing for 4 | 30 Jan 2024 | 26 Jan 2024 | 001-37478 | |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 25 Jan 2024 | 25 Jan 2024 | 001-41929 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Dec 2023 | 13 Dec 2023 | 001-37478 |
| 144 | Open 144 document | View SEC filing for 144 | 13 Dec 2023 | |||
| 4 | Open 4 document | View SEC filing for 4 | 31 Oct 2023 | 27 Oct 2023 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 01 Aug 2023 | 28 Jul 2023 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 05 Jul 2023 | 30 Jun 2023 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 22 Jun 2023 | 20 Jun 2023 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Jun 2023 | 14 Jun 2023 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Jun 2023 | 12 Jun 2023 | 001-39988 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 09 Jun 2023 | 08 Jun 2023 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | 30 May 2023 | 25 May 2023 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 18 Apr 2023 | 14 Apr 2023 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 27 Feb 2023 | 28 Nov 2022 | 001-41201 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 08 Feb 2023 | 06 Feb 2023 | 001-40407 |
| 4 | Open 4 document | View SEC filing for 4 | 18 Jan 2023 | 13 Jan 2023 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 18 Jan 2023 | 16 Nov 2022 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Jan 2023 | 12 Jan 2023 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | 18 Oct 2022 | 14 Oct 2022 | 001-37478 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 02 Sep 2022 | 08 Jul 2022 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Aug 2022 | 11 Aug 2022 | 001-41201 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Aug 2022 | 05 Aug 2022 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Aug 2022 | 05 Aug 2022 | 001-41201 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 19 Jul 2022 | 15 Jul 2022 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | 12 Jul 2022 | 08 Jul 2022 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jul 2022 | 29 Jun 2022 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Jun 2022 | 15 Jun 2022 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Jun 2022 | 10 Jun 2022 | 001-39988 |
| 4 | Open 4 document | View SEC filing for 4 | 01 Jun 2022 | 27 May 2022 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | 27 May 2022 | 25 May 2022 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 14 Apr 2022 | 01 Apr 2022 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Mar 2022 | 24 Mar 2022 | 001-39988 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Feb 2022 | 10 Feb 2022 | 001-40407 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A | 11 Feb 2022 | 07 Jan 2022 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Jan 2022 | 11 Jan 2022 | 001-41201 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 Jan 2022 | 07 Jan 2022 | 001-36721 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 06 Jan 2022 | 06 Jan 2022 | 001-41201 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Sep 2021 | 27 Sep 2021 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 26 Jul 2021 | 22 Jul 2021 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 07 Jul 2021 | 02 Jul 2021 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Jul 2021 | 02 Jul 2021 | 001-40544 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 29 Jun 2021 | 29 Jun 2021 | 001-40544 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 23 Jun 2021 | 16 Jun 2021 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 14 Jun 2021 | 10 Jun 2020 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Jun 2021 | 28 May 2021 | 001-37478 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 May 2021 | 18 May 2021 | 001-40407 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 13 May 2021 | 13 May 2021 | 001-40407 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Feb 2021 | 09 Feb 2021 | 001-39988 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 04 Feb 2021 | 04 Feb 2021 | 001-39988 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Jan 2021 | 11 Jan 2021 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Oct 2020 | 29 Sep 2020 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 Sep 2020 | 09 Sep 2020 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 09 Sep 2020 | 04 Sep 2020 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Sep 2020 | 28 Aug 2020 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Aug 2020 | 11 Aug 2020 | 001-39425 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 06 Aug 2020 | 06 Aug 2020 | 001-39425 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Jul 2020 | 28 Jul 2020 | 001-39397 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 23 Jul 2020 | 23 Jul 2020 | 001-39397 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jul 2020 | 30 Jun 2020 | 001-39343 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 25 Jun 2020 | 25 Jun 2020 | 001-39343 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 24 Jun 2020 | 23 Jun 2020 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 16 Jun 2020 | 12 Jun 2020 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Jun 2020 | 04 Jun 2020 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Jun 2020 | 01 Jun 2020 | 001-38503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 23 Jan 2020 | 21 Jan 2020 | 001-38503 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 17 Jan 2020 | 15 Jan 2020 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Jan 2020 | 10 Jan 2020 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 14 Jan 2020 | 10 Jan 2020 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Jan 2020 | 09 Jan 2020 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 27 Nov 2019 | 16 May 2019 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Nov 2019 | 25 Nov 2019 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 19 Nov 2019 | 15 Nov 2019 | 001-38905 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Nov 2019 | 12 Nov 2019 | 001-39114 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 06 Nov 2019 | 06 Nov 2019 | 001-39114 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Nov 2019 | 30 Oct 2019 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 02 Jul 2019 | 28 Jun 2019 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Jul 2019 | 02 Jul 2019 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 01 Jul 2019 | 27 Jun 2019 | 001-38958 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 27 Jun 2019 | 27 Jun 2019 | 001-38958 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Jun 2019 | 20 Jun 2019 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Jun 2019 | 13 Jun 2019 | 001-38503 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 14 Jun 2019 | 12 Jun 2019 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 29 May 2019 | 24 May 2019 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 May 2019 | 24 May 2019 | 001-38503 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 May 2019 | 22 May 2019 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 May 2019 | 13 May 2019 | 001-38905 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 08 May 2019 | 08 May 2019 | 001-38905 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 16 Apr 2019 | 12 Apr 2019 | 001-37478 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A - | 16 Apr 2019 | 14 Sep 2018 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 Jan 2019 | 11 Jan 2019 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Oct 2018 | 28 Sep 2018 | 001-38670 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 25 Sep 2018 | 25 Sep 2018 | 001-38670 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 25 Sep 2018 | 21 Sep 2018 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 Sep 2018 | 18 Sep 2018 | 001-38653 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 20 Sep 2018 | 20 Sep 2018 | 001-38650 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 18 Sep 2018 | 14 Sep 2018 | 001-37478 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 13 Sep 2018 | 13 Sep 2018 | 001-38653 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 31 Aug 2018 | 29 Aug 2018 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 May 2018 | 30 May 2018 | 001-38503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 May 2018 | 24 May 2018 | 001-38503 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 24 May 2018 | 24 May 2018 | 001-38503 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Feb 2018 | 01 Feb 2018 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 21 Jun 2017 | 20 Jun 2017 | 001-37568 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 13 Jun 2017 | 09 Jun 2017 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 May 2017 | 17 May 2017 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 Oct 2016 | 20 Oct 2016 | 001-36576 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Jul 2016 | 11 Jul 2016 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 23 Jun 2016 | 21 Jun 2016 | 001-37568 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 14 Jun 2016 | 10 Jun 2016 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 26 May 2016 | 24 May 2016 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Mar 2016 | 11 Mar 2016 | 001-37568 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Oct 2015 | 13 Oct 2015 | 001-37581 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Oct 2015 | 06 Oct 2015 | 001-37568 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 06 Oct 2015 | 06 Oct 2015 | 001-37581 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Oct 2015 | 05 Oct 2015 | 001-37566 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 30 Sep 2015 | 30 Sep 2015 | 001-37568 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 30 Sep 2015 | 30 Sep 2015 | 001-37566 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Jul 2015 | 10 Jul 2015 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Jul 2015 | 08 Jul 2015 | 001-37478 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Jul 2015 | 06 Jul 2015 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 Jul 2015 | 02 Jul 2015 | 001-37478 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 01 Jul 2015 | 01 Jul 2015 | 001-37478 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A SUBMISSION | 27 May 2015 | 10 Mar 2015 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 May 2015 | 12 May 2015 | 001-37378 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 May 2015 | 07 May 2015 | 001-35614 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 06 May 2015 | 06 May 2015 | 001-37378 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Apr 2015 | 10 Mar 2015 | 001-36721 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 29 Jan 2015 | 29 Jan 2015 | 001-36819 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 10 Dec 2014 | 08 Dec 2014 | 001-36751 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 02 Dec 2014 | 02 Dec 2014 | 001-36751 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Nov 2014 | 12 Nov 2014 | 001-36721 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 06 Nov 2014 | 06 Nov 2014 | 001-36721 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Oct 2014 | 29 Sep 2014 | 000-29801 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Sep 2014 | 11 Sep 2014 | 001-34703 |
| 4 | Open 4 document | View SEC filing for 4 | IPO | 07 Aug 2014 | 05 Aug 2014 | 001-36576 |
| 3 | Open 3 document | View SEC filing for 3 | IPO | 31 Jul 2014 | 31 Jul 2014 | 001-36576 |
| 4 | Open 4 document | View SEC filing for 4 | SALE OF SHARES | 11 Jul 2014 | 09 Jul 2014 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | SALE | 06 Jun 2014 | 04 Jun 2014 | 001-35614 |
| 4 | Open 4 document | View SEC filing for 4 | DISTRIBUTION OF SHARES | 04 Jun 2014 | 02 Jun 2014 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Jun 2014 | 29 May 2014 | 000-29801 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 29 May 2014 | 27 May 2014 | 001-35614 |
| 4 | Open 4 document | View SEC filing for 4 | SALE OF SHARES | 27 May 2014 | 22 May 2014 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | IPO | 28 Mar 2014 | 26 Mar 2014 | 001-36361 |
| 3 | Open 3 document | View SEC filing for 3 | 20 Mar 2014 | 20 Mar 2014 | 001-36361 | |
| 4 | Open 4 document | View SEC filing for 4 | DISTRIBUTION | 20 Mar 2014 | 18 Mar 2014 | 001-35119 |
| 4 | Open 4 document | View SEC filing for 4 | 2014 NON-EMPLOYEE DIRECTOR GRANT | 13 Mar 2014 | 11 Mar 2014 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | DISTRIBUTION | 05 Mar 2014 | 03 Mar 2014 | 001-35614 |
| 4 | Open 4 document | View SEC filing for 4 | IPO FORM 4 | 30 Oct 2013 | 25 Oct 2013 | 001-36152 |
| 3 | Open 3 document | View SEC filing for 3 | IPO FORM 3 | 25 Oct 2013 | 25 Oct 2013 | 001-36152 |
| 3 | Open 3 document | View SEC filing for 3 | OCERA-TRANZYME MERGER | 17 Jul 2013 | 15 Jul 2013 | 001-35119 |
| 4 | Open 4 document | View SEC filing for 4 | OCERA-TRANZYME MERGER | 17 Jul 2013 | 15 Jul 2013 | 001-35119 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 11 Jul 2013 | 09 Jul 2013 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 03 Jun 2013 | 30 May 2013 | 000-29801 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 May 2013 | 17 May 2013 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 May 2013 | 30 Apr 2013 | 001-35798 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 May 2013 | 15 Apr 2013 | 001-35614 |
| 4 | Open 4 document | View SEC filing for 4 | KALOBIOS IPO | 07 Feb 2013 | 05 Feb 2013 | 001-35798 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 Feb 2013 | 31 Jan 2013 | 001-35798 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 04 Oct 2012 | 02 Oct 2012 | 001-34703 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 (HEALY OPTION EXERCISE) | 05 Sep 2012 | 31 Aug 2012 | 333-176897 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 - EXERCISE OF WARRANT | 15 Aug 2012 | 14 Aug 2012 | 333-176897 |
| 3 | Open 3 document | View SEC filing for 3 | KALOBIOS FORM 10 EFFECTIVE | 10 Aug 2012 | 11 Aug 2012 | 000-54735 |
| 4 | Open 4 document | View SEC filing for 4 | HYPERION IPO | 02 Aug 2012 | 31 Jul 2012 | 001-35614 |
| 3 | Open 3 document | View SEC filing for 3 | HYPERION IPO | 25 Jul 2012 | 25 Jul 2012 | 001-35614 |
| 4 | Open 4 document | View SEC filing for 4 | DURATA IPO | 25 Jul 2012 | 24 Jul 2012 | 001-35599 |
| 3 | Open 3 document | View SEC filing for 3 | DURATA IPO | 19 Jul 2012 | 18 Jul 2012 | 001-35599 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 - 07/10/2012 DIRECTOR OPTION GRANT | 13 Jul 2012 | 10 Jul 2012 | 333-176897 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 06 Jun 2012 | 04 Jun 2012 | 000-29801 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 10 May 2012 | 08 May 2012 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 - 04/04/2012 AND 04/05/2012 WARRANT SALES | 06 Apr 2012 | 04 Apr 2012 | 333-176897 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 - 04/02/2012 AND 04/03/2012 SALES | 04 Apr 2012 | 02 Apr 2012 | 333-176897 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 - 03/28/2012 AND 03/29/2012 SALES | 30 Mar 2012 | 28 Mar 2012 | 333-176897 |
| 4 | Open 4 document | View SEC filing for 4 | HEALY/ANTHERA - FORM 4 (1/31/2011) | 31 Jan 2012 | 28 Jan 2012 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA - FORM 4 (HEALY OPTION EXERCISE) | 31 Jan 2012 | 27 Jan 2012 | 333-176897 |
| 4 | Open 4 document | View SEC filing for 4 | TRIUS DISTRIBUTION - 1/13/12 | 17 Jan 2012 | 12 Jan 2012 | 001-34828 |
| 4 | Open 4 document | View SEC filing for 4 | HEALY/ANTHERA - FORM 4 (12/30/11) | 03 Jan 2012 | 30 Dec 2011 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | HEALY/ANTHERA - FORM 4 (12/22/11) | 23 Dec 2011 | 21 Dec 2011 | 001-34637 |
| 4/A | Open 4/A document | View SEC filing for 4/A | SOFINNOVA/ANTHERA - FORM 4/A | 22 Dec 2011 | 04 Mar 2010 | 001-34637 |
| 3/A | Open 3/A document | View SEC filing for 3/A | SOFI VI/ANTHERA - FORM 3/A | 22 Dec 2011 | 23 Feb 2010 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jul 2011 | 30 Jun 2011 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 12 May 2011 | 10 May 2011 | 000-29801 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA VII - AMARIN 3/29/11 SALE | 31 Mar 2011 | 29 Mar 2011 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA VII - AMARIN 3/24/11 SALE | 28 Mar 2011 | 24 Mar 2011 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA VII - AMARIN 3/11/11 SALE | 14 Mar 2011 | 11 Mar 2011 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA VII - AMARIN 3/10/11 SALE | 11 Mar 2011 | 09 Mar 2011 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | SOFINNOVA VII - AMARIN 2/25/11 SALE | 01 Mar 2011 | 25 Feb 2011 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 03 Jan 2011 | 29 Dec 2010 | 000-29801 |
| 3 | Open 3 document | View SEC filing for 3 | SOFINNOVA - FORM 3 | 30 Dec 2010 | 01 Jan 2011 | 000-21392 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Oct 2010 | 30 Sep 2010 | 001-34637 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A | 18 Aug 2010 | 06 Aug 2010 | 001-34828 |
| 3/A | Open 3/A document | View SEC filing for 3/A | FORM 3/A | 18 Aug 2010 | 02 Aug 2010 | 001-34828 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 10 May 2010 | 10 May 2010 | 000-29801 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 08 Mar 2010 | 04 Mar 2010 | 001-34637 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 23 Feb 2010 | 23 Feb 2010 | 001-34637 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 27 Jan 2010 | 26 Jan 2010 | 000-29801 |
James Healy files with the SEC under CIK 0001245624. This page aggregates EDGAR filings and related ownership activity.