Filer Snapshot

Franklyn G. Prendergast

CIK 0001233256. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

38

Latest Filing

04 Oct 2023

Industry

n/a

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  • Open 13F if you want portfolio holdings.
  • Open 13D/G or insider pages only when this CIK has those rows.
Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 04 Oct 2023 for CIK 0001233256.

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Top holdings (ownership)
IMNM

Filer intelligence

What SEC filings say about Franklyn G. Prendergast

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for IMNM worth $359.6K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

IMNM

02 Oct 2023

$359.6K
Issuer page Owner page

NBSE

09 Sep 2022

Issuer page Owner page

LTRN

04 Nov 2021

Issuer page Owner page

Latest update

What changed recently for Franklyn G. Prendergast

Ownership report updated

Latest ownership report period: 02 Oct 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

04 Oct 2023

Page type

Ownership filings

Latest period

02 Oct 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 04 Oct 2023.

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Filer Overview

Franklyn G. Prendergast has filed 38 SEC EDGAR filings since 01 Dec 2003. Common forms include 4, 3, 4/A.

Franklyn G. Prendergast SEC filings Franklyn G. Prendergast owner filings

Latest Filings

Recent SEC filings for Franklyn G. Prendergast with direct links to document and filing folders.

4 File 001-39580

FORM 4 SUBMISSION

Filing date
04 Oct 2023
Reporting date
02 Oct 2023
SEC evidence
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4 File 001-39580

OWNERSHIP DOCUMENT

Filing date
12 Jun 2023
Reporting date
08 Jun 2023
SEC evidence
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4 File 001-35963

OWNERSHIP DOCUMENT

Filing date
12 Sep 2022
Reporting date
09 Sep 2022
SEC evidence
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4 File 001-39580

OWNERSHIP DOCUMENT

Filing date
21 Jun 2022
Reporting date
16 Jun 2022
SEC evidence
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4 File 001-39318

4 filing

Filing date
08 Nov 2021
Reporting date
04 Nov 2021
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4 File 001-35963

OWNERSHIP DOCUMENT

Filing date
17 Sep 2021
Reporting date
19 Aug 2021
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4 File 001-39580

OWNERSHIP DOCUMENT

Filing date
21 Jun 2021
Reporting date
16 Jun 2021
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3 File 001-39580

OWNERSHIP DOCUMENT

Filing date
21 Jun 2021
Reporting date
16 Jun 2021
SEC evidence
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4 File 001-35963

OWNERSHIP DOCUMENT

Filing date
11 Sep 2020
Reporting date
09 Sep 2020
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4 File 001-39318

4 filing

Filing date
15 Jun 2020
Reporting date
15 Jun 2020
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3 File 001-39318

OWNERSHIP DOCUMENT

Filing date
10 Jun 2020
Reporting date
10 Jun 2020
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4 File 001-35817

4 filing

Filing date
21 Aug 2019
Reporting date
23 Jul 2019
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4 File 001-35963

OWNERSHIP DOCUMENT

Filing date
16 Jul 2019
Reporting date
12 Jul 2019
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3 File 001-35963

OWNERSHIP DOCUMENT

Filing date
16 Jul 2019
Reporting date
12 Jul 2019
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4 File 001-06351

FORM 4

Filing date
22 Nov 2017
Reporting date
20 Nov 2017
SEC evidence
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4 File 001-35817

FORM 4

Filing date
02 Oct 2017
Reporting date
28 Sep 2017
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4 File 001-35817

FORM 4

Filing date
08 Jun 2017
Reporting date
07 Jun 2017
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4 File 001-06351

FORM 4

Filing date
01 Dec 2016
Reporting date
30 Nov 2016
SEC evidence
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4 File 001-35817

FORM 4

Filing date
13 Oct 2016
Reporting date
11 Oct 2016
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4 File 001-06351

FORM 4

Filing date
02 Dec 2015
Reporting date
30 Nov 2015
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4 File 001-35817

OWNERSHIP DOCUMENT

Filing date
18 May 2015
Reporting date
14 May 2015
SEC evidence
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4 File 001-06351

FORM 4

Filing date
02 Dec 2014
Reporting date
28 Nov 2014
SEC evidence
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4/A File 001-35817

OWNERSHIP DOCUMENT

Filing date
11 Jun 2014
Reporting date
22 May 2014
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4 File 001-35817

OWNERSHIP DOCUMENT

Filing date
27 May 2014
Reporting date
22 May 2014
SEC evidence
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4 File 001-06351

FORM 4

Filing date
03 Dec 2013
Reporting date
29 Nov 2013
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4 File 001-35817

FORM 4

Filing date
15 Oct 2013
Reporting date
10 Oct 2013
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3 File 001-35817

FORM 3

Filing date
04 Apr 2013
Reporting date
04 Apr 2013
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4 File 001-06351

FORM 4 SUBMISSION

Filing date
03 Dec 2012
Reporting date
30 Nov 2012
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4 File 001-06351

FORM 4 SUBMISSION

Filing date
01 Dec 2011
Reporting date
30 Nov 2011
SEC evidence
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4 File 001-06351

FORM 4 SUBMISSION

Filing date
01 Dec 2010
Reporting date
30 Nov 2010
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About this filer

Franklyn G. Prendergast files with the SEC under CIK 0001233256. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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