Filer Snapshot

Penny Herscher

CIK 0001232019. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

11

Latest filing

04 Aug 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for LITE. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 04 Aug 2023 for CIK 0001232019.

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Ownership signals 1 signal
Ownership signals

SEC value by filing type

Compare filing types separately; 13F, 13D/G, and Forms 3/4/5 are different evidence sources.

Forms 3/4/5 positions$15.24M

Reporting-owner positions with enough data to estimate value.

Estimated Forms 3/4/5 position value

$15.24M

Estimated only when owner filings include enough share and price data.

Largest linked SEC positions

Largest issuer positions found across parsed 13F, 13D/G, and Forms 3/4/5 data.

LITE PENG
How to read these SEC values
  • Read each filing type on its own: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different questions.
  • Open the linked research paths when you need to verify the exact SEC filing behind a value.
Identity 1 identity field
Business address
1001 Ridder Park Drive, San Jose, CA, 95131

Filer intelligence

What SEC filings say about Penny Herscher

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for LITE worth $14.62M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

LITE

12 Feb 2026

$14.62M
Issuer page Owner page

PENG

06 Feb 2026

$613.6K
Issuer page Owner page

EMBK

02 Aug 2023

Issuer page Owner page

Latest update

What changed recently for Penny Herscher

Ownership report updated

Latest ownership report period: 12 Feb 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

13 Feb 2026

Page type

Ownership filings

Latest period

12 Feb 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 13 Feb 2026.

Open ownership filings Browse recent public updates

SEC filing record

CIK 0001232019 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
11
First seen
05 Oct 2021
Latest filing
04 Aug 2023
Entity
Individual

Observed form types

3 4

CIK-linked evidence first

Penny Herscher SEC filings Penny Herscher owner filings Open SEC filing index

Latest Filings

Showing the latest 11 of 11 SEC filings for Penny Herscher.

4

4 filing

Filing date
04 Aug 2023
Reporting date
02 Aug 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
14 Feb 2023
Reporting date
10 Feb 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
02 Feb 2023
Reporting date
31 Jan 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
16 Nov 2022
Reporting date
16 Nov 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
05 Oct 2022
Reporting date
03 Oct 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
29 Sep 2022
Reporting date
07 Sep 2022
SEC evidence
Open document Open filing
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3

3 filing

Filing date
29 Sep 2022
Reporting date
07 Sep 2022
SEC evidence
Open document Open filing
Next action
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4

4 filing

Filing date
22 Nov 2021
Reporting date
19 Nov 2021
SEC evidence
Open document Open filing
Next action
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4

4 filing

Filing date
09 Nov 2021
Reporting date
05 Nov 2021
SEC evidence
Open document Open filing
Next action
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4

4 filing

Filing date
05 Oct 2021
Reporting date
01 Oct 2021
SEC evidence
Open document Open filing
Next action
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3

3 filing

Filing date
05 Oct 2021
Reporting date
24 Sep 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
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