Filer Snapshot

Roger Jeffs

CIK 0001231615. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

18

Latest filing

06 Jun 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for LQDA. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 06 Jun 2023 for CIK 0001231615.

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Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$117.52M

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$117.52M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

LQDA AXSM
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.

Filer intelligence

What SEC filings say about Roger Jeffs

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for LQDA worth $110.41M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

LQDA

27 May 2026 · Chief Executive Officer

$110.41M
Issuer page Owner page

AXSM

02 Sep 2025

$7.12M
Issuer page Owner page

ALBO

24 Jun 2021

Issuer page Owner page

Latest update

What changed recently for Roger Jeffs

Ownership report updated

Latest ownership report period: 27 May 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

28 May 2026

Page type

Ownership filings

Latest period

27 May 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 28 May 2026.

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SEC filing record

CIK 0001231615 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
18
First seen
08 Jun 2021
Latest filing
06 Jun 2023
Entity
Individual

Observed form types

4 4/A

CIK-linked evidence first

Roger Jeffs SEC filings Roger Jeffs owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 18 SEC filings for Roger Jeffs.

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4

4 filing

Filing date
06 Jun 2023
Reporting date
02 Jun 2023
SEC evidence
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4/A

4/A filing

Filing date
10 Apr 2023
Reporting date
31 Aug 2022
SEC evidence
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4

4 filing

Filing date
06 Mar 2023
Reporting date
02 Mar 2023
SEC evidence
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4

4 filing

Filing date
13 Jan 2023
Reporting date
11 Jan 2023
SEC evidence
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4

4 filing

Filing date
05 Jan 2023
Reporting date
03 Jan 2023
SEC evidence
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4

4 filing

Filing date
04 Oct 2022
Reporting date
03 Apr 2022
SEC evidence
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4

4 filing

Filing date
07 Sep 2022
Reporting date
06 Sep 2022
SEC evidence
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4

4 filing

Filing date
01 Sep 2022
Reporting date
31 Aug 2022
SEC evidence
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4

4 filing

Filing date
22 Jun 2022
Reporting date
17 Jun 2022
SEC evidence
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4

4 filing

Filing date
07 Jun 2022
Reporting date
03 Jun 2022
SEC evidence
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4

4 filing

Filing date
25 May 2022
Reporting date
24 May 2022
SEC evidence
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4

4 filing

Filing date
20 Apr 2022
Reporting date
31 Mar 2022
SEC evidence
Open document Open filing
Next action
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