Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001219636.
Entity Type
Individual
Total Filings
126
Latest Filing
13 Feb 2023
Industry
n/a
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4 filed on 13 Feb 2023 for CIK 0001219636.
4 filed on 13 Feb 2023 for CIK 0001219636.
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A newly filed 4 can change the filing history, ownership context, or next research path for Ruediger Naumann-Etienne.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 09 Feb 2023. Open the source-backed page to inspect the fresh filing or facts context.
Update date
13 Feb 2023
Page type
Ownership filings
Latest period
09 Feb 2023
Ownership context was refreshed from SEC Forms 3/4/5 filed on 13 Feb 2023.
Ruediger Naumann-Etienne has filed 126 SEC EDGAR filings since 24 Feb 2004. Common forms include 4, 4/A, 3.
Recent SEC filings for Ruediger Naumann-Etienne with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Feb 2023 | 09 Feb 2023 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 09 Nov 2022 | 24 Aug 2022 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Jun 2022 | 06 Jun 2022 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Feb 2022 | 10 Feb 2022 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 Mar 2021 | 02 Mar 2021 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Feb 2021 | 11 Feb 2021 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Feb 2020 | 13 Feb 2020 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 25 Jul 2019 | 23 Jul 2019 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Feb 2019 | 14 Feb 2019 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Feb 2019 | 12 Feb 2019 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Jun 2018 | 13 Jun 2018 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 31 May 2018 | 30 May 2018 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Feb 2018 | 15 Feb 2018 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Feb 2018 | 13 Feb 2018 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Jul 2017 | 14 Jun 2017 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Jun 2017 | 14 Jun 2017 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 23 Feb 2017 | 21 Feb 2017 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Feb 2017 | 16 Feb 2017 | 001-37860 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 09 Feb 2017 | 28 Jan 2017 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 31 Jan 2017 | 28 Jan 2017 | 001-37860 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 30 Jan 2017 | 20 Jan 2017 | 001-37860 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 07 Sep 2016 | 02 Sep 2016 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Jul 2016 | 01 Jul 2016 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 09 Jun 2016 | 08 Jun 2016 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Mar 2016 | 10 Mar 2016 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Feb 2016 | 12 Feb 2016 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Jul 2015 | 01 Jul 2015 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Jun 2015 | 29 May 2015 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Feb 2015 | 13 Feb 2015 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 11 Feb 2015 | 10 Feb 2015 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Feb 2015 | 04 Feb 2015 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Feb 2015 | 02 Feb 2015 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Dec 2014 | 15 Dec 2014 | 001-11789 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 17 Dec 2014 | 15 Dec 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Dec 2014 | 15 Dec 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Dec 2014 | 08 Dec 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 Nov 2014 | 26 Nov 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 Nov 2014 | 26 Nov 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 25 Nov 2014 | 24 Nov 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Nov 2014 | 19 Nov 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Nov 2014 | 10 Nov 2014 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Jul 2014 | 01 Jul 2014 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 May 2014 | 23 May 2014 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Feb 2014 | 21 Feb 2014 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 Feb 2014 | 18 Feb 2014 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Dec 2013 | 18 Dec 2013 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Dec 2013 | 04 Dec 2013 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Dec 2013 | 03 Dec 2013 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Dec 2013 | 02 Dec 2013 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Dec 2013 | 02 Dec 2013 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Dec 2013 | 27 Nov 2013 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Nov 2013 | 05 Nov 2013 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Sep 2013 | 04 Sep 2013 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Jul 2013 | 01 Jul 2013 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Mar 2013 | 08 Mar 2013 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 Feb 2013 | 15 Feb 2013 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Feb 2013 | 12 Feb 2013 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 29 Jan 2013 | 28 Jan 2013 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Nov 2012 | 31 Oct 2012 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Jul 2012 | 02 Jul 2012 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 May 2012 | 21 May 2012 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 Mar 2012 | 12 Mar 2012 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Mar 2012 | 07 Mar 2012 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Feb 2012 | 14 Feb 2012 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Feb 2012 | 10 Feb 2012 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Nov 2011 | 15 Nov 2011 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Jul 2011 | 01 Jul 2011 | 000-27598 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 13 Jun 2011 | 10 Jun 2011 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 09 Jun 2011 | 08 Jun 2011 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 25 Mar 2011 | 23 Mar 2011 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 15 Mar 2011 | 10 Mar 2011 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 14 Mar 2011 | 09 Mar 2011 | 001-11789 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Feb 2011 | 16 Feb 2011 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Feb 2011 | 15 Feb 2011 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | 06 Dec 2010 | 03 Dec 2010 | 000-51512 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Dec 2010 | 01 Dec 2010 | 000-51512 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Nov 2010 | 02 Nov 2010 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 24 May 2010 | 21 May 2010 | 000-51512 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 21 May 2010 | 20 May 2010 | 000-51512 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 May 2010 | 13 May 2010 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 07 May 2010 | 06 May 2010 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 23 Feb 2010 | 23 Feb 2010 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Feb 2010 | 12 Feb 2010 | 001-07598 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Jan 2010 | 31 Dec 2009 | 000-27598 |
Ruediger Naumann-Etienne files with the SEC under CIK 0001219636. This page aggregates EDGAR filings and related ownership activity.