Filer Snapshot

Mitchell I. Quain

CIK 0001213693. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

28

Latest filing

07 Dec 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for ALOT. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

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13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 07 Dec 2023 for CIK 0001213693.

View source filing
Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Ownership signals

Filing-family value snapshot

Compare filing families separately; 13F, 13D/G, and Forms 3/4/5 are different evidence sources.

Forms 3/4/5 positions$1.6M

Reporting-owner positions with enough data to estimate value.

Estimated Forms 3/4/5 owner-position value

$1.6M

Estimated only when reporting-owner filings include enough share and price data.

Largest linked issuer positions

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 data.

ALOT STRR WLMS
How to read this ownership snapshot
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different questions.
  • Open the linked research paths to verify the exact SEC filing behind a value.
Identity Who this page is about. 1 identity field
Business address
53 Forest Avenue, Suite 101, Old Greenwich, CT, 06870

Filer intelligence

What SEC filings say about Mitchell I. Quain

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for ALOT worth $1.15M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 5 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

ALOT

09 Apr 2026

$1.15M

STRR

23 May 2024

$263.6K

WLMS

02 Feb 2023

$187.6K

AMPX

01 Mar 2022

Latest update

What changed recently for Mitchell I. Quain

Ownership report updated

Latest ownership report period: 09 Apr 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

13 Apr 2026

Page type

Ownership filings

Latest period

09 Apr 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 13 Apr 2026.

SEC filing record

CIK 0001213693 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
28
First seen
18 May 2021
Latest filing
07 Dec 2023
Entity
Individual

Observed form types

3 4

Latest Filings

Showing the latest 12 of 28 SEC filings for Mitchell I. Quain.

4

4 filing

Filing date
07 Dec 2023
Reporting date
05 Dec 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
15 Nov 2023
Reporting date
13 Nov 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
15 Sep 2023
Reporting date
13 Sep 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
29 Aug 2023
Reporting date
25 Aug 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
17 Aug 2023
Reporting date
16 Aug 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
14 Aug 2023
Reporting date
11 Aug 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
09 Jun 2023
Reporting date
07 Jun 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
22 May 2023
Reporting date
18 May 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
18 May 2023
Reporting date
16 May 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
15 Nov 2022
Reporting date
15 Nov 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
15 Aug 2022
Reporting date
11 Aug 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4

4 filing

Filing date
22 Jun 2022
Reporting date
21 Jun 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
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