SEC EDGAR filings, ownership reports, and insider transactions for DONALD R. CALDWELL.
Recent SEC filings for DONALD R. CALDWELL including 4, 3, SC 13D/A and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Dec 2022 | 02 Sep 2022 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Jun 2022 | 01 Jun 2022 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | 29 Apr 2022 | 22 Apr 2022 | 001-38188 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Sep 2021 | 28 Dec 2018 | 001-38188 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Jun 2021 | 01 Jun 2021 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 31 Dec 2020 | 22 Dec 2020 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Jun 2020 | 01 Jun 2020 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Jun 2019 | 01 Jun 2019 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 May 2019 | 16 May 2019 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 Aug 2018 | 29 Aug 2018 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Aug 2018 | 09 Aug 2018 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jun 2018 | 01 Jun 2018 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 May 2018 | 16 May 2018 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Nov 2017 | 20 Nov 2017 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Nov 2017 | 16 Nov 2017 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Oct 2017 | 30 Sep 2017 | 001-33834 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 17 Aug 2017 | 16 Aug 2017 | 001-38188 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Aug 2017 | 02 Aug 2017 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 05 Jul 2017 | 30 Jun 2017 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jun 2017 | 01 Jun 2017 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 31 May 2017 | 26 May 2017 | 001-12019 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | AMENDMENT NO. 6 TO SCHEDULE 13D | 21 Apr 2017 | ||
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 Apr 2017 | 07 Apr 2017 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 07 Apr 2017 | 05 Apr 2017 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 05 Apr 2017 | 03 Apr 2017 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Apr 2017 | 31 Mar 2017 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Apr 2017 | 30 Mar 2017 | 001-36360 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 SUBMISSION | 14 Feb 2017 | 31 Dec 2016 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 30 Nov 2016 | 29 Nov 2016 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 28 Nov 2016 | 23 Nov 2016 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Sep 2016 | 14 Sep 2016 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Jun 2016 | 01 Jun 2016 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 Feb 2016 | 19 Feb 2016 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Feb 2016 | 10 Feb 2016 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jan 2016 | 01 Jan 2016 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 Dec 2015 | 18 Dec 2015 | 000-51701 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | AMENDMENT TO SCHEDULE 13D | 23 Dec 2015 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 24 Nov 2015 | 24 Nov 2015 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Sep 2015 | 16 Sep 2015 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Aug 2015 | 13 Aug 2015 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Jun 2015 | 29 May 2015 | 001-12019 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | SC 13D | 22 Apr 2015 | ||
| 4 | Open 4 document | View SEC filing for 4 | 17 Mar 2015 | 13 Mar 2015 | 000-54025 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Feb 2015 | 19 Feb 2015 | 001-36360 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 17 Feb 2015 | |||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jan 2015 | 01 Jan 2015 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | 25 Nov 2014 | 24 Nov 2014 | 001-12019 | |
| 4 | Open 4 document | View SEC filing for 4 | 05 Nov 2014 | 03 Nov 2014 | 000-54025 | |
| 3 | Open 3 document | View SEC filing for 3 | 03 Nov 2014 | 29 Oct 2014 | 000-54025 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Sep 2014 | 10 Sep 2014 | 001-36360 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 14 Aug 2014 | 12 Aug 2014 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 02 Jul 2014 | 16 Jun 2014 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 04 Jun 2014 | 02 Jun 2014 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | 26 Mar 2014 | 26 Mar 2014 | 001-36360 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 25 Mar 2014 | 24 Mar 2014 | 001-33834 |
| 3 | Open 3 document | View SEC filing for 3 | 20 Mar 2014 | 20 Mar 2014 | 001-36360 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Jan 2014 | 01 Jan 2014 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 31 Dec 2013 | 21 Nov 2013 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 14 Aug 2013 | 12 Aug 2013 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 05 Jun 2013 | 03 Jun 2013 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 29 Apr 2013 | 25 Apr 2013 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 26 Mar 2013 | 22 Mar 2013 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Jan 2013 | 31 Dec 2012 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Nov 2012 | 20 Nov 2012 | 000-51701 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4 FOR DONALD R. CALDWELL | 08 Jun 2012 | 01 Jun 2012 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 05 Jun 2012 | 01 Jun 2012 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 Feb 2012 | 14 Dec 2011 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 02 Jun 2011 | 01 Jun 2011 | 001-12019 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 31 Mar 2011 | 01 Jan 2011 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | 27 Dec 2010 | 22 Dec 2010 | 000-51701 | |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SCHEDULE 13D/A | 08 Nov 2010 | ||
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Nov 2010 | 02 Nov 2010 | 000-22125 |
| 4 | Open 4 document | View SEC filing for 4 | 04 Oct 2010 | 30 Sep 2010 | 000-51701 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Sep 2010 | 14 Sep 2010 | 000-22125 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Jun 2010 | 21 Jun 2010 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Jun 2010 | 01 Apr 2010 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 02 Jun 2010 | 01 Jun 2010 | 001-12019 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SCHEDULE 13D/A | 28 Apr 2010 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Apr 2010 | 30 Mar 2010 | 001-33834 |
| 4 | Open 4 document | View SEC filing for 4 | 30 Mar 2010 | 26 Mar 2010 | 000-51701 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Mar 2010 | 22 Feb 2010 | 000-52575 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 FOR DONALD R. CALDWELL | 15 Mar 2010 | 11 Mar 2010 | 001-12019 |
| 4/A | Open 4/A document | View SEC filing for 4/A | AMENDMENT - STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | 03 Mar 2010 | 26 Feb 2010 | 000-21403 |
| 4 | Open 4 document | View SEC filing for 4 | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | 02 Mar 2010 | 26 Feb 2010 | 000-21403 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | SCHEDULE 13D--CALDWELL | 14 Jan 2010 |
DONALD R. CALDWELL files with the SEC under CIK 0001211700. This page aggregates EDGAR filings and related ownership activity.