Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001207299.
Entity Type
Individual
Total Filings
129
Latest Filing
26 Jul 2023
Industry
n/a
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4 filed on 26 Jul 2023 for CIK 0001207299.
4 filed on 26 Jul 2023 for CIK 0001207299.
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A newly filed 4 can change the filing history, ownership context, or next research path for Richard H. Fleming.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 24 Jul 2023. Open the source-backed page to inspect the fresh filing or facts context.
Update date
26 Jul 2023
Page type
Ownership filings
Latest period
24 Jul 2023
Ownership context was refreshed from SEC Forms 3/4/5 filed on 26 Jul 2023.
Richard H. Fleming has filed 129 SEC EDGAR filings since 14 Feb 2003. Common forms include 4, 4/A, 3, 5.
Recent SEC filings for Richard H. Fleming with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Jul 2023 | 24 Jul 2023 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Jul 2023 | 20 Jul 2023 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 May 2023 | 15 May 2023 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Feb 2023 | 21 Feb 2023 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Nov 2022 | 14 Nov 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Nov 2022 | 28 Oct 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 Aug 2022 | 15 Aug 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Jul 2022 | 22 Jul 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Jul 2022 | 20 Jul 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 May 2022 | 16 May 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Mar 2022 | 01 Mar 2022 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Feb 2022 | 22 Feb 2022 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Nov 2021 | 15 Nov 2021 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Aug 2021 | 16 Aug 2021 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Jul 2021 | 22 Jul 2021 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Jul 2021 | 19 Jul 2021 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 May 2021 | 13 May 2021 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Mar 2021 | 01 Mar 2021 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Feb 2021 | 16 Feb 2021 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Nov 2020 | 16 Nov 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Aug 2020 | 17 Aug 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Jul 2020 | 24 Jul 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Jul 2020 | 22 Jul 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Jul 2020 | 20 Jul 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Jun 2020 | 01 Jun 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 May 2020 | 14 May 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Mar 2020 | 02 Mar 2020 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Feb 2020 | 18 Feb 2020 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Nov 2019 | 18 Nov 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Aug 2019 | 19 Aug 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jul 2019 | 24 Jul 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Jul 2019 | 22 Jul 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Jul 2019 | 18 Jul 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 May 2019 | 13 May 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Feb 2019 | 22 Feb 2019 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Feb 2019 | 11 Feb 2019 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Nov 2018 | 19 Nov 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Aug 2018 | 20 Aug 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Jul 2018 | 27 Jul 2018 | 001-34362 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A | 26 Jul 2018 | 23 Jul 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jul 2018 | 23 Jul 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Jul 2018 | 18 Jul 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 May 2018 | 15 May 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Feb 2018 | 22 Feb 2018 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Feb 2018 | 20 Feb 2018 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Nov 2017 | 20 Nov 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Aug 2017 | 21 Aug 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 31 Jul 2017 | 27 Jul 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jul 2017 | 24 Jul 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Jul 2017 | 18 Jul 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 May 2017 | 15 May 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Feb 2017 | 23 Feb 2017 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Feb 2017 | 21 Feb 2017 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Nov 2016 | 21 Nov 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Aug 2016 | 22 Aug 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Jul 2016 | 27 Jul 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jul 2016 | 22 Jul 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Jul 2016 | 18 Jul 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 May 2016 | 16 May 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Feb 2016 | 24 Feb 2016 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Feb 2016 | 22 Feb 2016 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Nov 2015 | 23 Nov 2015 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Aug 2015 | 24 Aug 2015 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Jul 2015 | 27 Jul 2015 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Jul 2015 | 22 Jul 2015 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 May 2015 | 18 May 2015 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Feb 2015 | 25 Feb 2015 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Feb 2015 | 17 Feb 2015 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Dec 2014 | 16 Dec 2014 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Jul 2014 | 28 Jul 2014 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jul 2014 | 25 Jul 2014 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Jul 2014 | 22 Jul 2014 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 13 Mar 2014 | 27 Feb 2014 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 09 Sep 2013 | 06 Sep 2013 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 Jul 2013 | 25 Jul 2013 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Jul 2013 | 22 Jul 2013 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 28 Feb 2013 | 26 Feb 2013 | 001-35805 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 15 Feb 2013 | 11 Feb 2013 | 001-35805 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 Jul 2012 | 26 Jul 2012 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 25 Jul 2012 | 23 Jul 2012 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Feb 2012 | 10 Feb 2012 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Feb 2012 | 08 Feb 2012 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 Jul 2011 | 28 Jul 2011 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 Jul 2011 | 25 Jul 2011 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Mar 2011 | 23 Mar 2011 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Mar 2011 | 01 Mar 2011 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Feb 2011 | 10 Feb 2011 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Feb 2011 | 09 Feb 2011 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 28 Sep 2010 | 24 Sep 2010 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Aug 2010 | 08 Aug 2010 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Aug 2010 | 01 Aug 2010 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 Jul 2010 | 26 Jul 2010 | 001-34362 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 25 Mar 2010 | 23 Mar 2010 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Feb 2010 | 13 Feb 2010 | 001-08864 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Feb 2010 | 10 Feb 2010 | 001-08864 |
Richard H. Fleming files with the SEC under CIK 0001207299. This page aggregates EDGAR filings and related ownership activity.