Filer Snapshot

James V Caruso

CIK 0001202770. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

53

Latest Filing

11 May 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for CLRB. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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Source: SEC Forms 3/4/5

4 filed on 11 May 2026 for CIK 0001202770.

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Identity
Business address
C/O Cellectar Biosciences, Inc., 8383 Greenway Blvd Ste 600, Middleton, WI, 53562
SEC ownership signals
Filing-backed coverage

Insider holdings value

$58.5K

Parsed Forms 3/4/5 holdings where value can be estimated.

Top ownership positions
CLRB

Filer intelligence

What SEC filings say about James V Caruso

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for CLRB worth $58.5K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

CLRB

07 May 2026 · Chief Executive Officer

$58.5K
Issuer page Owner page

Latest update

What changed recently for James V Caruso

Ownership report updated

Latest ownership report period: 07 May 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

11 May 2026

Page type

Ownership filings

Latest period

07 May 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 11 May 2026.

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SEC filing record

CIK 0001202770 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
53
First seen
16 Apr 2003
Latest filing
11 May 2026
Entity
Individual

Observed form types

4 4/A 3

Primary evidence

Open SEC filing index James V Caruso SEC filings James V Caruso owner filings

Latest Filings

Showing the latest 12 of 25 SEC filings for James V Caruso.

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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
11 May 2026
Reporting date
07 May 2026
SEC evidence
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Next action
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
03 Jul 2025
Reporting date
02 Jul 2025
SEC evidence
Open document Open filing
Next action
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
18 Feb 2025
Reporting date
14 Feb 2025
SEC evidence
Open document Open filing
Next action
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
18 Jun 2024
Reporting date
14 Jun 2024
SEC evidence
Open document Open filing
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
12 Dec 2023
Reporting date
23 Jun 2023
SEC evidence
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
18 Jan 2023
Reporting date
17 Jan 2023
SEC evidence
Open document Open filing
Next action
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
27 Jan 2022
Reporting date
25 Jan 2022
SEC evidence
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
05 Mar 2021
Reporting date
04 Mar 2021
SEC evidence
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
28 Dec 2020
Reporting date
28 Dec 2020
SEC evidence
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
08 Jun 2020
Reporting date
05 Jun 2020
SEC evidence
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4/A File 001-36598

OWNERSHIP DOCUMENT

Filing date
05 Mar 2020
Reporting date
03 Feb 2020
SEC evidence
Open document Open filing
Next action
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4 File 001-36598

OWNERSHIP DOCUMENT

Filing date
04 Feb 2020
Reporting date
03 Feb 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
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