A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Richard B. Black

CIK 0001199697. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

Latest Filing

05 Mar 2026

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 05 Mar 2026 for CIK 0001199697.

View Source Filing

Business address: 13139 Jess Pirtle Blvd., Sugar Land, TX, 77478
Top ownership issuers: AAOI

Filer intelligence

What SEC filings say about Richard B. Black

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for AAOI worth $15.61M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

AAOI

05 Mar 2026

$15.61M

Issuer page Owner page

Latest update

What changed recently for Richard B. Black

Ownership report updated

Latest ownership report period: 05 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

05 Mar 2026

Page type

Ownership filings

Latest period

05 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 05 Mar 2026.

Open ownership filings Browse recent public updates

SEC filing record

CIK 0001199697 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

13 Aug 2003

Latest filing

05 Mar 2026

Entity

Individual

Observed form types

4 144 3 5

Primary evidence

Open SEC filing index Richard B. Black SEC filings Richard B. Black owner filings

Latest Filings

Recent SEC filings for Richard B. Black with direct links to document and filing folders.

4 File 001-36083

4 filing

Filing date: 05 Mar 2026
Reporting date: 05 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 05 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 05 Jan 2026
Reporting date: 22 Aug 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 01 Dec 2025
Reporting date: 26 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 17 Jun 2025
Reporting date: 13 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 17 Jan 2025
Reporting date: 15 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 18 Dec 2024
Reporting date: 16 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 29 Nov 2024
Reporting date: 26 Nov 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 26 Nov 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 18 Nov 2024
Reporting date: 15 Nov 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 15 Nov 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 25 Jun 2024
Reporting date: 21 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 28 Jun 2023
Reporting date: 26 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 29 Jun 2022
Reporting date: 27 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 15 Jun 2021
Reporting date: 11 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 16 Jun 2020
Reporting date: 12 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

4 filing

Filing date: 04 Jun 2019
Reporting date: 31 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 12 Jun 2018
Reporting date: 08 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 16 Jan 2018
Reporting date: 11 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 11 Dec 2017
Reporting date: 07 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 13 Nov 2017
Reporting date: 09 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 16 Oct 2017
Reporting date: 12 Oct 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 11 Sep 2017
Reporting date: 07 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 14 Aug 2017
Reporting date: 10 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

FORM 4

Filing date: 10 Jul 2017
Reporting date: 06 Jul 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 12 Jun 2017
Reporting date: 08 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 15 May 2017
Reporting date: 11 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 10 Apr 2017
Reporting date: 06 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

FORM 4

Filing date: 19 Jan 2017
Reporting date: 17 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

FORM 4

Filing date: 08 Jun 2016
Reporting date: 06 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-31857

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 19 Apr 2016
Reporting date: 18 Apr 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 04 Aug 2015
Reporting date: 31 Jul 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-31857

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 07 May 2015
Reporting date: 30 Apr 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

OWNERSHIP DOCUMENT

Filing date: 02 Sep 2014
Reporting date: 08 Aug 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

FORM 4

Filing date: 18 Nov 2013
Reporting date: 14 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36083

FORM 4

Filing date: 02 Oct 2013
Reporting date: 01 Oct 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36083

FORM 3

Filing date: 25 Sep 2013
Reporting date: 25 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-31857

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 23 Oct 2012
Reporting date: 22 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-31857

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date: 01 May 2012
Reporting date: 30 Apr 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-25705

PRIMARY DOCUMENT

Filing date: 27 Jul 2010
Reporting date: 23 Jul 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

Richard B. Black

Follow future filing-backed changes

What SEC filings say about Richard B. Black

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Richard B. Black

CIK 0001199697 filing coverage

Latest Filings

4 filing

144 filing

4 filing

4 filing

4 filing

4 filing

4 filing

4 filing

144 filing

4 filing

144 filing

4 filing

4 filing

4 filing

4 filing

4 filing

4 filing

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 4

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 4

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OWNERSHIP DOCUMENT

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

OWNERSHIP DOCUMENT

FORM 4

FORM 4

FORM 3

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

PRIMARY DOCUMENT

Related pages for Richard B. Black