A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Thomas Wroe Jr.

CIK 0001196894. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

105

Latest Filing

15 Nov 2023

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 15 Nov 2023 for CIK 0001196894.

View Source Filing

Filer intelligence

What SEC filings say about Thomas Wroe Jr.

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for CCF.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

CCF

15 Nov 2023

Issuer page Owner page

Latest update

What changed recently for Thomas Wroe Jr.

Ownership report updated

Latest ownership report period: 15 Nov 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

15 Nov 2023

Page type

Ownership filings

Latest period

15 Nov 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 15 Nov 2023.

Open ownership filings Browse recent public updates

Filer Overview

Thomas Wroe Jr. has filed 105 SEC EDGAR filings since 16 Jan 2004. Common forms include 4, 4/A, 3, 5.

Thomas Wroe Jr. SEC filings Thomas Wroe Jr. owner filings

Latest Filings

Recent SEC filings for Thomas Wroe Jr. with direct links to document and filing folders.

4 File 001-09852

FORM 4

Filing date: 15 Nov 2023
Reporting date: 15 Nov 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

4 filing

Filing date: 09 Feb 2023
Reporting date: 07 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

4 filing

Filing date: 16 Aug 2022
Reporting date: 15 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

4 filing

Filing date: 02 Feb 2022
Reporting date: 01 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 04 Feb 2021
Reporting date: 02 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 19 Nov 2020
Reporting date: 18 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 12 Nov 2020
Reporting date: 09 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 04 Nov 2020
Reporting date: 02 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 04 Nov 2020
Reporting date: 15 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 12 Aug 2020
Reporting date: 10 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 16 Jul 2020
Reporting date: 15 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 01 Jun 2020
Reporting date: 28 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 05 Feb 2020
Reporting date: 04 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 19 Nov 2019
Reporting date: 18 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 21 Aug 2019
Reporting date: 19 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 30 May 2019
Reporting date: 28 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 07 Feb 2019
Reporting date: 05 Feb 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 28 Nov 2018
Reporting date: 27 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 13 Aug 2018
Reporting date: 09 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 07 Jun 2018
Reporting date: 05 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 27 Feb 2018
Reporting date: 26 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 07 Feb 2018
Reporting date: 06 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 26 Jul 2017
Reporting date: 25 Jul 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 14 Jul 2017
Reporting date: 12 Jul 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 11 Jul 2017
Reporting date: 07 Jul 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 05 Jun 2017
Reporting date: 01 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 22 May 2017
Reporting date: 18 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 23 Feb 2017
Reporting date: 23 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 09 Feb 2017
Reporting date: 07 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 14 Nov 2016
Reporting date: 14 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 07 Jun 2016
Reporting date: 03 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 04 Feb 2016
Reporting date: 02 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 Jun 2015
Reporting date: 01 Jun 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 15 May 2015
Reporting date: 14 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 09 Mar 2015
Reporting date: 05 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 04 Feb 2015
Reporting date: 03 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 28 Jan 2015
Reporting date: 26 Jan 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 12 Dec 2014
Reporting date: 10 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 26 Nov 2014
Reporting date: 25 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 Nov 2014
Reporting date: 30 Oct 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 08 Sep 2014
Reporting date: 05 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 Sep 2014
Reporting date: 02 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 01 Aug 2014
Reporting date: 31 Jul 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 10 Jun 2014
Reporting date: 06 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34133

PRIMARY DOCUMENT

Filing date: 05 Jun 2014
Reporting date: 03 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 02 May 2014
Reporting date: 01 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 001-34133

PRIMARY DOCUMENT

Filing date: 17 Apr 2014
Reporting date: 14 Apr 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34133

PRIMARY DOCUMENT

Filing date: 16 Apr 2014
Reporting date: 14 Apr 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34133

PRIMARY DOCUMENT

Filing date: 06 Feb 2014
Reporting date: 04 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 06 Feb 2014
Reporting date: 04 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 29 Jan 2014
Reporting date: 27 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 Jan 2014
Reporting date: 02 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 02 Oct 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 31 Jul 2013
Reporting date: 29 Jul 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34133

PRIMARY DOCUMENT

Filing date: 07 Jun 2013
Reporting date: 05 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 29 May 2013
Reporting date: 24 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 09 May 2013
Reporting date: 08 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 07 Feb 2013
Reporting date: 05 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34133

PRIMARY DOCUMENT

Filing date: 06 Feb 2013
Reporting date: 04 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-34133

PRIMARY DOCUMENT

Filing date: 06 Feb 2013
Reporting date: 04 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 30 Jan 2013
Reporting date: 28 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 02 Jan 2013
Reporting date: 02 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 21 Dec 2012
Reporting date: 19 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 18 Dec 2012
Reporting date: 17 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 10 Dec 2012
Reporting date: 07 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 20 Nov 2012
Reporting date: 19 Nov 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 07 Sep 2012
Reporting date: 06 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 29 Aug 2012
Reporting date: 29 Aug 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 29 Aug 2012
Reporting date: 28 Aug 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 09 Aug 2012
Reporting date: 08 Aug 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 02 Jul 2012
Reporting date: 02 Jul 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 29 May 2012
Reporting date: 25 May 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 May 2012
Reporting date: 01 May 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

MAIN DOCUMENT DESCRIPTION

Filing date: 04 Apr 2012
Reporting date: 02 Apr 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 03 Apr 2012
Reporting date: 02 Apr 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

MAIN DOCUMENT DESCRIPTION

Filing date: 07 Feb 2012
Reporting date: 03 Feb 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 07 Feb 2012
Reporting date: 06 Feb 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 03 Jan 2012
Reporting date: 03 Jan 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

MAIN DOCUMENT DESCRIPTION

Filing date: 31 Oct 2011
Reporting date: 27 Oct 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 17 Oct 2011
Reporting date: 13 Oct 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

MAIN DOCUMENT DESCRIPTION

Filing date: 09 Sep 2011
Reporting date: 07 Sep 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 01 Jul 2011
Reporting date: 01 Jul 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 May 2011
Reporting date: 01 Apr 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 01 Apr 2011
Reporting date: 01 Apr 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

4 filing

Filing date: 14 Mar 2011
Reporting date: 10 Mar 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 28 Feb 2011
Reporting date: 24 Feb 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 03 Feb 2011
Reporting date: 01 Feb 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 19 Nov 2010
Reporting date: 17 Nov 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 03 May 2010
Reporting date: 29 Apr 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 16 Apr 2010
Reporting date: 14 Apr 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34652

FORM 4

Filing date: 18 Mar 2010
Reporting date: 16 Mar 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-34652

FORM 3

Filing date: 10 Mar 2010
Reporting date: 10 Mar 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-09852

FORM 4 -

Filing date: 02 Feb 2010
Reporting date: 30 Jan 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Thomas Wroe Jr. files with the SEC under CIK 0001196894. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.