JAMES A. STERN SEC EDGAR Filings (CIK 0001193798)

SEC EDGAR filings, ownership reports, and insider transactions for JAMES A. STERN.

Business address
1601 Utica Avenue South, Suite 900, St. Louis Park, MN, 55416
Top holdings (ownership)
TWO
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JAMES A. STERN has filed 93 SEC EDGAR filings since 02 Jul 2003

Latest Filings

Recent SEC filings for JAMES A. STERN including 4, 3, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 16 May 2025 14 May 2025 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 16 May 2024 15 May 2024 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 18 May 2023 17 May 2023 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 19 May 2022 18 May 2022 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 20 May 2021 19 May 2021 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 22 May 2020 21 May 2020 001-34506
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Dec 2019 18 Dec 2019 000-50905
4 Open 4 document View SEC filing for 4 FORM 4 17 May 2019 16 May 2019 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 02 Aug 2018 31 Jul 2018 001-34506
3 Open 3 document View SEC filing for 3 FORM 3 02 Aug 2018 31 Jul 2018 001-34506
4 Open 4 document View SEC filing for 4 FORM 4 01 Aug 2018 31 Jul 2018 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 02 Jul 2018 01 Jul 2018 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 02 Apr 2018 01 Apr 2018 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 03 Jan 2018 01 Jan 2018 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 02 Oct 2017 01 Oct 2017 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 05 Jul 2017 01 Jul 2017 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 03 Apr 2017 01 Apr 2017 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 03 Jan 2017 01 Jan 2017 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 04 Oct 2016 03 Oct 2016 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 01 Jul 2016 01 Jul 2016 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 01 Apr 2016 01 Apr 2016 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 04 Jan 2016 04 Jan 2016 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 30 Dec 2015 29 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 29 Dec 2015 24 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 28 Dec 2015 22 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 22 Dec 2015 18 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 18 Dec 2015 16 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 16 Dec 2015 14 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 14 Dec 2015 10 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 10 Dec 2015 08 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 09 Dec 2015 07 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 08 Dec 2015 04 Dec 2015 814-00672
4 Open 4 document View SEC filing for 4 FORM 4 01 Oct 2015 01 Oct 2015 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 01 Jul 2015 01 Jul 2015 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 01 Apr 2015 01 Apr 2015 001-33740
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Jan 2015 02 Jan 2015 001-33740
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 07 Oct 2014 30 Sep 2014 814-00672
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Oct 2014 01 Oct 2014 001-33740
4 Open 4 document View SEC filing for 4 2014 RSA - STERN 01 Jul 2014 01 Jul 2014 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 01 Apr 2014 01 Apr 2014 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 06 Jan 2014 02 Jan 2014 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 01 Oct 2013 01 Oct 2013 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Jul 2013 01 Jul 2013 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 02 Apr 2013 01 Apr 2013 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEIFICAL OWNERSHIP OF SECURITIES 02 Jan 2013 01 Jan 2013 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 01 Oct 2012 01 Oct 2012 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 02 Jul 2012 01 Jul 2012 001-33740
4 Open 4 document View SEC filing for 4 02 Apr 2012 01 Apr 2012 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 03 Jan 2012 01 Jan 2012 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 03 Oct 2011 01 Oct 2011 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Jul 2011 01 Jul 2011 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Apr 2011 01 Apr 2011 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 03 Jan 2011 01 Jan 2011 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Oct 2010 01 Oct 2010 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Jul 2010 01 Jul 2010 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 05 Apr 2010 01 Apr 2010 001-33740
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 05 Jan 2010 01 Jan 2010 001-33740

About this filer

JAMES A. STERN files with the SEC under CIK 0001193798. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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