A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

James P. Gorman

CIK 0001182328. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

114

Latest Filing

02 Apr 2026

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 02 Apr 2026 for CIK 0001182328.

View Source Filing

Business address: C/O Morgan Stanley, 1585 Broadway, New York, NY, 10036
Top holdings (ownership): MS and DIS

Filer intelligence

What SEC filings say about James P. Gorman

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for MS worth $58.07M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

24 Jul 2024 · Executive Chairman

$58.07M

Issuer page Owner page

DIS

31 Mar 2026

$5.37M

Issuer page Owner page

Latest update

What changed recently for James P. Gorman

Ownership report updated

Latest ownership report period: 31 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

02 Apr 2026

Page type

Ownership filings

Latest period

31 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 Apr 2026.

Open ownership filings Browse recent public updates

Filer Overview

James P. Gorman has filed 114 SEC EDGAR filings since 28 Jan 2004. Common forms include 4, 144, 3, 5.

James P. Gorman SEC filings James P. Gorman owner filings

Latest Filings

Recent SEC filings for James P. Gorman with direct links to document and filing folders.

4 File 001-38842

FORM 4

Filing date: 02 Apr 2026
Reporting date: 31 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 05 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 15 Dec 2025
Reporting date: 12 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Oct 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Jul 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Apr 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 27 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 24 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 17 Jan 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 17 Jan 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Oct 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 26 Jul 2024
Reporting date: 24 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 19 Jul 2024
Reporting date: 17 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 17 Jul 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 17 Jul 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Jul 2024
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 09 May 2024
Reporting date: 08 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 19 Apr 2024
Reporting date: 18 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 18 Apr 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38842

FORM 4

Filing date: 02 Apr 2024
Reporting date: 31 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 23 Feb 2024
Reporting date: 22 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 14 Feb 2024
Reporting date: 12 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 12 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-38842

FORM 3

Filing date: 05 Feb 2024
Reporting date: 05 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 26 Jan 2024
Reporting date: 26 Jan 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 26 Jan 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4

Filing date: 25 Jan 2024
Reporting date: 25 Jan 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 25 Jan 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 19 Jan 2024
Reporting date: 17 Jan 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 26 Jul 2023
Reporting date: 24 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 24 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 21 Jul 2023
Reporting date: 19 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 19 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 05 May 2023
Reporting date: 03 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 24 Feb 2023
Reporting date: 24 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 20 Jan 2023
Reporting date: 18 Jan 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 14 Nov 2022
Reporting date: 18 Oct 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 25 Feb 2022
Reporting date: 24 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 11 Feb 2022
Reporting date: 09 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 21 Jan 2022
Reporting date: 20 Jan 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 12 Nov 2021
Reporting date: 19 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 26 Feb 2021
Reporting date: 26 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 12 Feb 2021
Reporting date: 11 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 22 Jan 2021
Reporting date: 21 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 16 Nov 2020
Reporting date: 23 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 17 Jul 2020
Reporting date: 17 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 03 Jun 2020
Reporting date: 24 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 28 Feb 2020
Reporting date: 28 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 17 Jan 2020
Reporting date: 17 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 02 Dec 2019
Reporting date: 21 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 29 Aug 2019
Reporting date: 07 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 28 Feb 2019
Reporting date: 26 Feb 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 18 Jan 2019
Reporting date: 18 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 29 Aug 2018
Reporting date: 23 Jul 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 01 Mar 2018
Reporting date: 27 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 16 Feb 2018
Reporting date: 15 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 19 Jan 2018
Reporting date: 19 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 03 Aug 2017
Reporting date: 01 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 12 May 2017
Reporting date: 10 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 03 Mar 2017
Reporting date: 01 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 20 Jan 2017
Reporting date: 18 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 02 Dec 2016
Reporting date: 30 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 14 Nov 2016
Reporting date: 11 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 01 Sep 2016
Reporting date: 25 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 01 Jun 2016
Reporting date: 31 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 26 Feb 2016
Reporting date: 25 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 22 Jan 2016
Reporting date: 20 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 02 Dec 2015
Reporting date: 26 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 02 Jun 2015
Reporting date: 22 Apr 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 02 Mar 2015
Reporting date: 02 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 23 Jan 2015
Reporting date: 21 Jan 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 01 Dec 2014
Reporting date: 28 Oct 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 28 Aug 2014
Reporting date: 07 Aug 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 16 May 2014
Reporting date: 07 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 18 Feb 2014
Reporting date: 13 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 29 Jan 2014
Reporting date: 27 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 23 Jan 2014
Reporting date: 21 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 15 Nov 2013
Reporting date: 21 Oct 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 15 Aug 2013
Reporting date: 01 Aug 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 17 May 2013
Reporting date: 15 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 05 Feb 2013
Reporting date: 01 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 24 Jan 2013
Reporting date: 22 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 16 Nov 2012
Reporting date: 25 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 18 May 2012
Reporting date: 30 Apr 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 17 Feb 2012
Reporting date: 03 Feb 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 24 Jan 2012
Reporting date: 20 Jan 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 20 Jan 2012
Reporting date: 20 Jan 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 16 Nov 2011
Reporting date: 15 Nov 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 04 Aug 2011
Reporting date: 04 Aug 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 23 May 2011
Reporting date: 27 Apr 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 17 Feb 2011
Reporting date: 04 Feb 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 21 Jan 2011
Reporting date: 21 Jan 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 30 Jul 2010
Reporting date: 23 Jul 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 05 May 2010
Reporting date: 03 May 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 29 Apr 2010
Reporting date: 27 Apr 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 25 Jan 2010
Reporting date: 21 Jan 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-11758

FORM 4 SUBMISSION

Filing date: 22 Jan 2010
Reporting date: 21 Jan 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

James P. Gorman files with the SEC under CIK 0001182328. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.