Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001179675.
Entity Type
Individual
Total Filings
33
Latest Filing
15 Sep 2021
Industry
n/a
Keep this page in your research queue, then return to compare new filings with prior context.
Save and revisit
Save this filer page
Create a free account to keep this page in your watchlists. After verification, we will save it automatically and open your saved research list.
Best next steps
Start with the latest filings table, then open the strongest context page for this filer.
4 filed on 15 Sep 2021 for CIK 0001179675.
4 filed on 15 Sep 2021 for CIK 0001179675.
Return Loop
A newly filed 4 can change the filing history, ownership context, or next research path for Caroline Rook.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 14 Sep 2021. Open the source-backed page to inspect the fresh filing or facts context.
Update date
15 Sep 2021
Page type
Ownership filings
Latest period
14 Sep 2021
Ownership context was refreshed from SEC Forms 3/4/5 filed on 15 Sep 2021.
Caroline Rook has filed 33 SEC EDGAR filings since 13 Sep 2004. Common forms include 4, 3, 4/A.
Recent SEC filings for Caroline Rook with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Sep 2021 | 14 Sep 2021 | 001-37594 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 18 Aug 2021 | 16 Aug 2021 | 001-37594 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Jun 2021 | 16 Jun 2021 | 001-37594 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 May 2021 | 17 May 2021 | 001-37594 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 22 Mar 2021 | 18 Mar 2021 | 001-37594 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Nov 2020 | 12 Oct 2020 | 001-37594 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 02 Nov 2020 | 12 Oct 2020 | 001-37594 |
Caroline Rook files with the SEC under CIK 0001179675. This page aggregates EDGAR filings and related ownership activity.