RAFFLES ASSOCIATES LP SEC EDGAR Filings (CIK 0001169581)

SEC EDGAR filings, ownership reports, and insider transactions for RAFFLES ASSOCIATES LP.

Business address
5 Penn Plaza, 19 Th Floor, New York, NY, 10001
Top securities (13F)
SMBC, LCTX, IE, VZLA, EBC, PROV, OFG, AFBI, UVXY, ASLE, FBP, VMD, COSO, UUP, MSOS, NXE, JOB, CTGO, ESOA, and MAYS
Top holdings (Schedule 13G)
PROV and JOB
State of incorporation
DE
Fiscal year end
31 December
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RAFFLES ASSOCIATES LP has filed 163 SEC EDGAR filings since 21 Mar 2002

Latest Filings

Recent SEC filings for RAFFLES ASSOCIATES LP including 13F-HR, N-PX, D/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2025 30 Sep 2025 028-12413
N-PX Open N-PX document View SEC filing for N-PX 24 Sep 2025 30 Jun 2025 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2025 30 Jun 2025 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-12413
D/A Open D/A document View SEC filing for D/A 13 Mar 2025 021-129602
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Feb 2025
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 14 Feb 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2025 31 Dec 2024 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2024 30 Sep 2024 028-12413
N-PX Open N-PX document View SEC filing for N-PX 01 Oct 2024 30 Jun 2024 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2024 30 Jun 2024 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2024 31 Mar 2024 028-12413
D/A Open D/A document View SEC filing for D/A 14 Mar 2024 021-129602
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2024 31 Dec 2023 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2023 30 Sep 2023 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2023 30 Jun 2023 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2023 31 Mar 2023 028-12413
D/A Open D/A document View SEC filing for D/A 13 Mar 2023 021-129602
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 15 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G FORM SC 13G 15 Feb 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Feb 2023 31 Dec 2022 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2022 30 Jun 2022 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2022 31 Mar 2022 028-12413
D/A Open D/A document View SEC filing for D/A 09 Mar 2022 021-129602
SC 13G Open SC 13G document View SEC filing for SC 13G FORM SC 13G 15 Feb 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Feb 2022 31 Dec 2021 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2021 30 Sep 2021 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Aug 2021 30 Jun 2021 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 May 2021 31 Mar 2021 028-12413
D/A Open D/A document View SEC filing for D/A 09 Mar 2021 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2021 31 Dec 2020 028-12413
SC 13G Open SC 13G document View SEC filing for SC 13G FORM SC 13G 21 Jan 2021
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2020 30 Sep 2020 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2020 30 Jun 2020 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2020 31 Mar 2020 028-12413
D/A Open D/A document View SEC filing for D/A 09 Mar 2020 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2020 31 Dec 2019 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2020
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2019 30 Sep 2019 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2019 30 Jun 2019 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2019 31 Mar 2019 028-12413
D/A Open D/A document View SEC filing for D/A 08 Mar 2019 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2019 31 Dec 2018 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2019
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2019
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2018 30 Sep 2018 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2018 30 Jun 2018 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2018 31 Mar 2018 028-12413
D/A Open D/A document View SEC filing for D/A 08 Mar 2018 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2018 31 Dec 2017 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 08 Feb 2018
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 08 Feb 2018
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 08 Feb 2018
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2017 30 Sep 2017 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2017 30 Jun 2017 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2017 31 Mar 2017 028-12413
D/A Open D/A document View SEC filing for D/A 08 Mar 2017 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Feb 2017 31 Dec 2016 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 15 Feb 2017
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2016 30 Sep 2016 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2016 30 Jun 2016 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2016 31 Mar 2016 028-12413
D/A Open D/A document View SEC filing for D/A 08 Mar 2016 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2016 31 Dec 2015 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 16 Feb 2016
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2015 30 Sep 2015 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Aug 2015 30 Jun 2015 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2015 31 Mar 2015 028-12413
D/A Open D/A document View SEC filing for D/A 06 Mar 2015 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2014 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 13 Feb 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Nov 2014 30 Sep 2014 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2014 31 Mar 2014 028-12413
D/A Open D/A document View SEC filing for D/A 07 Mar 2014 021-129602
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2014 31 Dec 2013 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2014
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2014
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 14 Feb 2014
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A 14 Feb 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2013 30 Sep 2013 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2013 30 Jun 2013 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 15 May 2013 31 Mar 2013 028-12413
D/A Open D/A document View SEC filing for D/A 11 Mar 2013 021-129602
D/A Open D/A document View SEC filing for D/A 06 Mar 2013 021-129602
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 14 Feb 2013
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 14 Feb 2013 31 Dec 2012 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 14 Nov 2012 30 Sep 2012 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F HOLDINGS REPORT 14 Aug 2012 30 Jun 2012 028-12413
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 08 Jun 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F HOLDINGS REPORT 16 May 2012 31 Mar 2012 028-12413
D/A Open D/A document View SEC filing for D/A 12 Mar 2012 021-129602
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 14 Feb 2012 31 Dec 2011 028-12413
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A 14 Feb 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR REPORT FOR THE PERIOD ENDED SEPTEMBER 30, 2011 15 Nov 2011 30 Sep 2011 028-12413
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 15 Aug 2011 30 Jun 2011 028-12413
SC 13G Open SC 13G document View SEC filing for SC 13G 20 Jun 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR REPORT FOR THE PERIOD ENDED MARCH 31, 2011 16 May 2011 31 Mar 2011 028-12413
D/A Open D/A document View SEC filing for D/A 11 Mar 2011 021-129602
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 17 Feb 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR REPORT FOR THE PERIOD ENDED DECEMBER 31, 2010 15 Feb 2011 31 Dec 2010 028-12413
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 10 Feb 2011
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 28 Oct 2010
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 24 May 2010
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 16 Mar 2010
D/A Open D/A document View SEC filing for D/A 16 Mar 2010 021-129602
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A RAFFLES ASSOCIATES SC 13G A 12-31-2009 16 Feb 2010

About this filer

RAFFLES ASSOCIATES LP files with the SEC under CIK 0001169581. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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