RAFFLES ASSOCIATES LP

Business address
5 Penn Plaza, 19 Th Floor, New York, NY, 10001
Top securities (13F)
SMBC, LCTX, IE, VZLA, EBC, PROV, OFG, AFBI, UVXY, ASLE, FBP, VMD, COSO, UUP, MSOS, NXE, JOB, CTGO, ESOA, and MAYS
State of incorporation
DE
Fiscal year end
31 December
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RAFFLES ASSOCIATES LP has filed 163 SEC EDGAR filings since 21 Mar 2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open Document Open Filing 14 Nov 2025 30 Sep 2025 028-12413
N-PX Open Document Open Filing 24 Sep 2025 30 Jun 2025 028-12413
13F-HR Open Document Open Filing 15 Aug 2025 30 Jun 2025 028-12413
13F-HR Open Document Open Filing 15 May 2025 31 Mar 2025 028-12413
D/A Open Document Open Filing 13 Mar 2025 021-129602
SCHEDULE 13G/A Open Document Open Filing 14 Feb 2025
SCHEDULE 13G/A Open Document Open Filing 14 Feb 2025
13F-HR Open Document Open Filing 14 Feb 2025 31 Dec 2024 028-12413
13F-HR Open Document Open Filing 14 Nov 2024 30 Sep 2024 028-12413
N-PX Open Document Open Filing 01 Oct 2024 30 Jun 2024 028-12413
13F-HR Open Document Open Filing 14 Aug 2024 30 Jun 2024 028-12413
13F-HR Open Document Open Filing 15 May 2024 31 Mar 2024 028-12413
D/A Open Document Open Filing 14 Mar 2024 021-129602
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2024
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2024
13F-HR Open Document Open Filing 14 Feb 2024 31 Dec 2023 028-12413
13F-HR Open Document Open Filing 15 Nov 2023 30 Sep 2023 028-12413
13F-HR Open Document Open Filing 14 Aug 2023 30 Jun 2023 028-12413
13F-HR Open Document Open Filing 15 May 2023 31 Mar 2023 028-12413
D/A Open Document Open Filing 13 Mar 2023 021-129602
SC 13G/A Open Document Open Filing FORM SC 13G/A 15 Feb 2023
SC 13G Open Document Open Filing FORM SC 13G 15 Feb 2023
13F-HR Open Document Open Filing 15 Feb 2023 31 Dec 2022 028-12413
13F-HR Open Document Open Filing 14 Nov 2022 30 Sep 2022 028-12413
13F-HR Open Document Open Filing 15 Aug 2022 30 Jun 2022 028-12413
13F-HR Open Document Open Filing 16 May 2022 31 Mar 2022 028-12413
D/A Open Document Open Filing 09 Mar 2022 021-129602
SC 13G Open Document Open Filing FORM SC 13G 15 Feb 2022
13F-HR Open Document Open Filing 15 Feb 2022 31 Dec 2021 028-12413
13F-HR Open Document Open Filing 16 Nov 2021 30 Sep 2021 028-12413
13F-HR Open Document Open Filing 17 Aug 2021 30 Jun 2021 028-12413
13F-HR Open Document Open Filing 17 May 2021 31 Mar 2021 028-12413
D/A Open Document Open Filing 09 Mar 2021 021-129602
13F-HR Open Document Open Filing 16 Feb 2021 31 Dec 2020 028-12413
SC 13G Open Document Open Filing FORM SC 13G 21 Jan 2021
13F-HR Open Document Open Filing 16 Nov 2020 30 Sep 2020 028-12413
13F-HR Open Document Open Filing 14 Aug 2020 30 Jun 2020 028-12413
13F-HR Open Document Open Filing 15 May 2020 31 Mar 2020 028-12413
D/A Open Document Open Filing 09 Mar 2020 021-129602
13F-HR Open Document Open Filing 14 Feb 2020 31 Dec 2019 028-12413
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2020
13F-HR Open Document Open Filing 14 Nov 2019 30 Sep 2019 028-12413
13F-HR Open Document Open Filing 15 Aug 2019 30 Jun 2019 028-12413
13F-HR Open Document Open Filing 15 May 2019 31 Mar 2019 028-12413
D/A Open Document Open Filing 08 Mar 2019 021-129602
13F-HR Open Document Open Filing 14 Feb 2019 31 Dec 2018 028-12413
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2019
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2019
13F-HR Open Document Open Filing 14 Nov 2018 30 Sep 2018 028-12413
13F-HR Open Document Open Filing 13 Aug 2018 30 Jun 2018 028-12413
13F-HR Open Document Open Filing 15 May 2018 31 Mar 2018 028-12413
D/A Open Document Open Filing 08 Mar 2018 021-129602
13F-HR Open Document Open Filing 14 Feb 2018 31 Dec 2017 028-12413
SC 13G/A Open Document Open Filing FORM SC 13G/A 08 Feb 2018
SC 13G/A Open Document Open Filing SC 13G/A 08 Feb 2018
SC 13G Open Document Open Filing SC 13G 08 Feb 2018
13F-HR Open Document Open Filing 14 Nov 2017 30 Sep 2017 028-12413
13F-HR Open Document Open Filing 16 Aug 2017 30 Jun 2017 028-12413
13F-HR Open Document Open Filing 15 May 2017 31 Mar 2017 028-12413
D/A Open Document Open Filing 08 Mar 2017 021-129602
13F-HR Open Document Open Filing 15 Feb 2017 31 Dec 2016 028-12413
SC 13G/A Open Document Open Filing SC 13G/A 15 Feb 2017
13F-HR Open Document Open Filing 15 Nov 2016 30 Sep 2016 028-12413
13F-HR Open Document Open Filing 15 Aug 2016 30 Jun 2016 028-12413
13F-HR Open Document Open Filing 16 May 2016 31 Mar 2016 028-12413
D/A Open Document Open Filing 08 Mar 2016 021-129602
13F-HR Open Document Open Filing 16 Feb 2016 31 Dec 2015 028-12413
SC 13G/A Open Document Open Filing SC 13G/A 16 Feb 2016
13F-HR Open Document Open Filing 16 Nov 2015 30 Sep 2015 028-12413
13F-HR Open Document Open Filing 17 Aug 2015 30 Jun 2015 028-12413
13F-HR Open Document Open Filing 15 May 2015 31 Mar 2015 028-12413
D/A Open Document Open Filing 06 Mar 2015 021-129602
13F-HR Open Document Open Filing 13 Feb 2015 31 Dec 2014 028-12413
SC 13G/A Open Document Open Filing FORM SC 13G/A 13 Feb 2015
13F-HR Open Document Open Filing 17 Nov 2014 30 Sep 2014 028-12413
13F-HR Open Document Open Filing 14 Aug 2014 30 Jun 2014 028-12413
13F-HR Open Document Open Filing 15 May 2014 31 Mar 2014 028-12413
D/A Open Document Open Filing 07 Mar 2014 021-129602
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2014
13F-HR Open Document Open Filing 14 Feb 2014 31 Dec 2013 028-12413
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2014
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2014
SC 13G/A Open Document Open Filing SCHEDULE 13G/A 14 Feb 2014
SC 13G/A Open Document Open Filing FORM SC 13G/A 14 Feb 2014