Guggenheim Funds Distributors, Llc

Business address
Guggenheim Funds Distributors, Llc, 227 West Monroe Street, Chicago, IL, 60606
State of incorporation
KS
Former names
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (to 5/8/2014), CLAYMORE SECURITIES INC (to 10/27/2010)
Guggenheim Funds Distributors, Llc has filed 288 SEC EDGAR filings since 1/30/2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open Document Open Filing Nov 5, 2025 Sep 30, 2025 028-12550
13F-NT Open Document Open Filing Jul 16, 2025 Jun 30, 2025 028-12550
13F-NT Open Document Open Filing Apr 28, 2025 Mar 31, 2025 028-12550
13F-NT Open Document Open Filing Feb 6, 2025 Dec 31, 2024 028-12550
13F-NT Open Document Open Filing Oct 15, 2024 Sep 30, 2024 028-12550
13F-NT Open Document Open Filing Aug 1, 2024 Jun 30, 2024 028-12550
13F-NT Open Document Open Filing May 3, 2024 Mar 31, 2024 028-12550
13F-NT Open Document Open Filing Feb 1, 2024 Dec 31, 2023 028-12550
13F-NT Open Document Open Filing Oct 31, 2023 Sep 30, 2023 028-12550
13F-NT Open Document Open Filing Jul 18, 2023 Jun 30, 2023 028-12550
13F-NT Open Document Open Filing May 5, 2023 Mar 31, 2023 028-12550
13F-NT Open Document Open Filing Feb 7, 2023 Dec 31, 2022 028-12550
13F-NT Open Document Open Filing Nov 10, 2022 Sep 30, 2022 028-12550
13F-NT Open Document Open Filing Aug 11, 2022 Jun 30, 2022 028-12550
13F-NT Open Document Open Filing May 4, 2022 Mar 31, 2022 028-12550
13F-NT Open Document Open Filing Jan 27, 2022 Dec 31, 2021 028-12550
13F-NT Open Document Open Filing Nov 2, 2021 Sep 30, 2021 028-12550
13F-NT Open Document Open Filing Jul 16, 2021 Jun 30, 2021 028-12550
13F-NT Open Document Open Filing Apr 20, 2021 Mar 31, 2021 028-12550
13F-NT Open Document Open Filing Jan 15, 2021 Dec 31, 2020 028-12550
13F-NT Open Document Open Filing Oct 21, 2020 Sep 30, 2020 028-12550
13F-NT Open Document Open Filing Jul 27, 2020 Jun 30, 2020 028-12550
13F-NT Open Document Open Filing Apr 15, 2020 Mar 31, 2020 028-12550
13F-NT Open Document Open Filing Jan 10, 2020 Dec 31, 2019 028-12550
13F-NT Open Document Open Filing Oct 18, 2019 Sep 30, 2019 028-12550
13F-NT Open Document Open Filing Jul 12, 2019 Jun 30, 2019 028-12550
13F-NT Open Document Open Filing Apr 4, 2019 Mar 31, 2019 028-12550
13F-NT Open Document Open Filing Jan 9, 2019 Dec 31, 2018 028-12550
13F-NT Open Document Open Filing Oct 18, 2018 Sep 30, 2018 028-12550
13F-NT Open Document Open Filing Jul 10, 2018 Jun 30, 2018 028-12550
13F-NT Open Document Open Filing Apr 11, 2018 Mar 31, 2018 028-12550
13F-NT Open Document Open Filing Jan 11, 2018 Dec 31, 2017 028-12550
13F-NT Open Document Open Filing Dec 5, 2017 Sep 30, 2017 028-12550
40-APP/A Open Document Open Filing 40-APP/A Nov 22, 2017 812-14821-28
40-APP Open Document Open Filing 40-APP Sep 22, 2017 812-14821-28
40-APP/A Open Document Open Filing 40-APP/A Sep 20, 2017 812-14426-36
13F-NT Open Document Open Filing Jul 7, 2017 Jun 30, 2017 028-12550
13F-NT Open Document Open Filing May 8, 2017 Mar 31, 2017 028-12550
13F-NT Open Document Open Filing Jan 13, 2017 Dec 31, 2016 028-12550
13F-NT Open Document Open Filing Oct 14, 2016 Sep 30, 2016 028-12550
13F-NT Open Document Open Filing Aug 1, 2016 Jun 30, 2016 028-12550
13F-NT Open Document Open Filing May 12, 2016 Mar 31, 2016 028-12550
40-APP/A Open Document Open Filing 40-APP/A Apr 29, 2016 812-14426-36
40-APP/A Open Document Open Filing 40-APP/A Apr 13, 2016 812-14525-01
APP WD Open Document Open Filing APP WD Apr 13, 2016 812-14638-02
40-APP Open Document Open Filing 40-APP Apr 8, 2016 812-14638-02
40-APP/A Open Document Open Filing 40-APP/A Feb 25, 2016 812-14426-36
13F-NT Open Document Open Filing Feb 8, 2016 Dec 31, 2015 028-12550
40-APP/A Open Document Open Filing 40-APP Dec 16, 2015 812-14525-01
13F-NT Open Document Open Filing Nov 9, 2015 Sep 30, 2015 028-12550
13F-NT Open Document Open Filing Aug 10, 2015 Jun 30, 2015 028-12550
40-APP Open Document Open Filing 40-APP Jul 31, 2015 812-14525-01
13F-NT Open Document Open Filing May 4, 2015 Mar 31, 2015 028-12550
13F-NT Open Document Open Filing Feb 6, 2015 Dec 31, 2014 028-12550
13F-NT Open Document Open Filing Oct 31, 2014 Sep 30, 2014 028-12550
13F-NT Open Document Open Filing Jul 25, 2014 Jun 30, 2014 028-12550
13F-NT Open Document Open Filing May 8, 2014 Mar 31, 2014 028-12550
13F-NT Open Document Open Filing Feb 4, 2014 Dec 31, 2013 028-12550