A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Patrick W. Smith

CIK 0001167028. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

145

Latest Filing

11 Mar 2026

Industry

n/a

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Start with the summary below, then verify the strongest source-backed page for this filer.

Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 11 Mar 2026 for CIK 0001167028.

View Source Filing

Business address: 11445 E Via Linda, Suite 2 411, Scottsdale, AZ, 85259
Top holdings (ownership): AXON and OCX
Top holdings (Schedule 13G): OCX

Filer intelligence

What SEC filings say about Patrick W. Smith

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

1 recent 13D/G stake row found; top row is OCX at 10% ownership.
Forms 3/4/5 show insider context for AXON worth $1.78B.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes 1 rows

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

Open

13D/G large-stake context

OCX

26 Dec 2024 · Common Stock, no par value

10%

Issuer page 13D/G history

Forms 3/4/5 insider context

AXON

09 Mar 2026 · CHIEF EXECUTIVE OFFICER

$1.78B

Issuer page Owner page

OCX

07 Feb 2025 · 10% owner

$6.68M

Issuer page Owner page

Latest update

What changed recently for Patrick W. Smith

Ownership report updated

Latest ownership report period: 09 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

11 Mar 2026

Page type

Ownership filings

Latest period

09 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 11 Mar 2026.

Open ownership filings Browse recent public updates

Filer Overview

Patrick W. Smith has filed 145 SEC EDGAR filings since 14 Feb 2002. Common forms include 4, 144, SCHEDULE 13G/A, 3 and more.

Patrick W. Smith SEC filings Patrick W. Smith 13D/G history Patrick W. Smith owner filings

Latest Filings

Recent SEC filings for Patrick W. Smith with direct links to document and filing folders.

4 File 001-16391

FORM 4

Filing date: 11 Mar 2026
Reporting date: 09 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 09 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 26 Feb 2026
Reporting date: 25 Feb 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 25 Feb 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 08 Jan 2026
Reporting date: 07 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 07 Jan 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 09 Dec 2025
Reporting date: 08 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 08 Dec 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 17 Nov 2025
Reporting date: 13 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 12 Nov 2025
Reporting date: 07 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 07 Nov 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 08 Oct 2025
Reporting date: 07 Oct 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 07 Oct 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 09 Sep 2025
Reporting date: 08 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 08 Sep 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 12 Aug 2025
Reporting date: 11 Aug 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 11 Aug 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 23 Apr 2025
Reporting date: 21 Apr 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 21 Apr 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 26 Mar 2025
Reporting date: 24 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37648

4 filing

Filing date: 11 Feb 2025
Reporting date: 07 Feb 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37648

4 filing

Filing date: 04 Feb 2025
Reporting date: 31 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37648

4 filing

Filing date: 31 Jan 2025
Reporting date: 29 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37648

4 filing

Filing date: 15 Jan 2025
Reporting date: 13 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date: 27 Dec 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37648

4 filing

Filing date: 27 Dec 2024
Reporting date: 26 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-37648

3 filing

Filing date: 27 Dec 2024
Reporting date: 26 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 17 Dec 2024
Reporting date: 13 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 09 Dec 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 09 Oct 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 04 Oct 2024
Reporting date: 03 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 02 Oct 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 02 Oct 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 01 Oct 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 30 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 04 Sep 2024
Reporting date: 30 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 04 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 30 Aug 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 27 Aug 2024
Reporting date: 23 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 23 Aug 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 20 Dec 2023
Reporting date: 19 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 30 May 2023
Reporting date: 26 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 22 May 2023
Reporting date: 18 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 04 Apr 2023
Reporting date: 03 Apr 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 31 Mar 2023
Reporting date: 29 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 28 Mar 2023
Reporting date: 24 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 13 Mar 2023
Reporting date: 09 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 27 Jan 2023
Reporting date: 25 Jan 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 24 Jan 2023
Reporting date: 20 Jan 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 19 Jan 2023
Reporting date: 17 Jan 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 02 Dec 2021
Reporting date: 30 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 29 Nov 2021
Reporting date: 24 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 19 Nov 2021
Reporting date: 17 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 17 Nov 2021
Reporting date: 15 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 10 Nov 2021
Reporting date: 08 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 05 Nov 2021
Reporting date: 03 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 02 Nov 2021
Reporting date: 29 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 26 Oct 2021
Reporting date: 22 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 21 Oct 2021
Reporting date: 19 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 18 Oct 2021
Reporting date: 14 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 09 Sep 2021
Reporting date: 09 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 06 Aug 2021
Reporting date: 06 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 18 May 2021
Reporting date: 17 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 10 Mar 2021
Reporting date: 08 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 04 Mar 2021
Reporting date: 02 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 26 Feb 2021
Reporting date: 25 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 23 Dec 2020
Reporting date: 22 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 09 Dec 2020
Reporting date: 07 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 01 Dec 2020
Reporting date: 27 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

4 filing

Filing date: 09 Oct 2020
Reporting date: 09 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 04 Mar 2020
Reporting date: 03 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 02 Mar 2020
Reporting date: 27 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 24 Jan 2020
Reporting date: 22 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 18 Dec 2019
Reporting date: 17 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 09 Dec 2019
Reporting date: 06 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 13 Jun 2019
Reporting date: 12 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 001-16391

FORM 4/A

Filing date: 06 Mar 2019
Reporting date: 26 Feb 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 06 Mar 2019
Reporting date: 01 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 28 Feb 2019
Reporting date: 31 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 21 Dec 2018
Reporting date: 20 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 18 Dec 2018
Reporting date: 14 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 06 Dec 2018
Reporting date: 04 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 17 May 2018
Reporting date: 15 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 01 Mar 2018
Reporting date: 28 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 19 Dec 2017
Reporting date: 04 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 16 May 2017
Reporting date: 12 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 19 Apr 2017
Reporting date: 17 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 02 Mar 2017
Reporting date: 28 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 21 Feb 2017
Reporting date: 31 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 21 Feb 2017
Reporting date: 18 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 17 Mar 2016
Reporting date: 16 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 16 Feb 2016
Reporting date: 10 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 11 May 2015
Reporting date: 06 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 05 Mar 2015
Reporting date: 04 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4

Filing date: 23 Feb 2015
Reporting date: 19 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 16 Sep 2014
Reporting date: 15 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 14 Mar 2014
Reporting date: 12 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 04 Mar 2014
Reporting date: 28 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 20 Feb 2014
Reporting date: 18 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 05 Nov 2013
Reporting date: 01 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 29 Aug 2013
Reporting date: 27 Aug 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 15 May 2013
Reporting date: 13 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 07 May 2013
Reporting date: 03 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 01 May 2013
Reporting date: 29 Apr 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 27 Feb 2013
Reporting date: 25 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 04 Jan 2013
Reporting date: 02 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 14 Dec 2012
Reporting date: 13 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 02 Nov 2012
Reporting date: 31 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 01 May 2012
Reporting date: 30 Apr 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 04 Jan 2012
Reporting date: 03 Jan 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 27 Apr 2011
Reporting date: 26 Apr 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-16391

FORM 4 SUBMISSION

Filing date: 01 Jun 2010
Reporting date: 28 May 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Patrick W. Smith files with the SEC under CIK 0001167028. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.