BRIAN D. FINN SEC EDGAR Filings (CIK 0001124195)

SEC EDGAR filings, ownership reports, and insider transactions for BRIAN D. FINN.

Business address
C/O Blackrock Kelso Capital Corporation, 40 East 52 Nd Street, New York, NY, 10022
Top holdings (ownership)
PDYN and SMG
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BRIAN D. FINN has filed 125 SEC EDGAR filings since 20 Jun 2013

Latest Filings

Recent SEC filings for BRIAN D. FINN including 4, 3, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 13 Jun 2025 11 Jun 2025 001-39897
4 Open 4 document View SEC filing for 4 02 Apr 2025 02 Apr 2025 001-42578
3 Open 3 document View SEC filing for 3 01 Apr 2025 01 Apr 2025 001-42578
4/A Open 4/A document View SEC filing for 4/A 26 Feb 2025 28 Mar 2023 001-39897
4 Open 4 document View SEC filing for 4 05 Nov 2024 31 Oct 2024 001-39897
4 Open 4 document View SEC filing for 4 13 Jun 2024 12 Jun 2024 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 Dec 2023 21 Dec 2023 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Dec 2023 14 Dec 2023 001-39897
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 18 Dec 2023 12 Dec 2023 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Dec 2023 12 Dec 2023 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Jun 2023 14 Jun 2023 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Mar 2023 28 Mar 2023 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 13 Dec 2022 09 Dec 2022 001-11593
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 05 Dec 2022
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Dec 2022 02 Dec 2022 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 04 Oct 2022 01 Oct 2022 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 13 Sep 2022 09 Sep 2022 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 06 Jul 2022 01 Jul 2022 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Jun 2022 29 Jun 2022 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Jun 2022 14 Jun 2022 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 14 Jun 2022 10 Jun 2022 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 May 2022 13 May 2022 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Apr 2022 27 Apr 2022 001-39897
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 28 Apr 2022
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 14 Apr 2022 09 Dec 2021 001-39897
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 14 Apr 2022 24 Sep 2021 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Apr 2022 20 Jan 2021 001-39897
3/A Open 3/A document View SEC filing for 3/A FORM 3/A SUBMISSION 14 Apr 2022 14 Jan 2021 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 05 Apr 2022 01 Apr 2022 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 14 Mar 2022 10 Mar 2022 001-11593
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 11 Feb 2022 11 Feb 2022 814-01445
4 Open 4 document View SEC filing for 4 FORM 4 08 Feb 2022 04 Feb 2022 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 02 Feb 2022 01 Feb 2022 001-11593
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 31 Jan 2022 31 Jan 2022 000-56371
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Dec 2021 09 Dec 2021 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 14 Dec 2021 10 Dec 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 05 Oct 2021 01 Oct 2021 001-11593
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 04 Oct 2021
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2021 24 Sep 2021 001-39897
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 24 Sep 2021 24 Sep 2021 001-39897
4 Open 4 document View SEC filing for 4 FORM 4 14 Sep 2021 10 Sep 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 06 Jul 2021 01 Jul 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 14 Jun 2021 10 Jun 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 05 Apr 2021 01 Apr 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 12 Mar 2021 10 Mar 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 09 Feb 2021 05 Feb 2021 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 04 Feb 2021 31 Jan 2021 001-11593
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 14 Jan 2021 14 Jan 2021 001-39897
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 28 Dec 2020 28 Dec 2020 814-01369
4 Open 4 document View SEC filing for 4 FORM 4 14 Dec 2020 10 Dec 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 05 Oct 2020 01 Oct 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 14 Sep 2020 10 Sep 2020 001-11593
3 Open 3 document View SEC filing for 3 3 04 Aug 2020 04 Aug 2020 000-56173
4 Open 4 document View SEC filing for 4 FORM 4 02 Jul 2020 01 Jul 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 11 Jun 2020 10 Jun 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 11 May 2020 07 May 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 03 Apr 2020 01 Apr 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 12 Mar 2020 10 Mar 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 04 Feb 2020 03 Feb 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 03 Feb 2020 30 Jan 2020 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 11 Dec 2019 10 Dec 2019 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 03 Oct 2019 01 Oct 2019 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 12 Sep 2019 10 Sep 2019 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 02 Jul 2019 01 Jul 2019 001-11593
4 Open 4 document View SEC filing for 4 4 18 Jun 2019 17 Jun 2019 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 11 Jun 2019 10 Jun 2019 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 02 Apr 2019 01 Apr 2019 001-11593
4 Open 4 document View SEC filing for 4 4 22 Mar 2019 21 Mar 2019 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 12 Mar 2019 08 Mar 2019 001-11593
4 Open 4 document View SEC filing for 4 4 14 Feb 2019 12 Feb 2019 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 06 Feb 2019 04 Feb 2019 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 04 Feb 2019 31 Jan 2019 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 31 Jan 2019 29 Jan 2019 001-11593
4 Open 4 document View SEC filing for 4 4 13 Dec 2018 11 Dec 2018 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 12 Dec 2018 10 Dec 2018 001-11593
3 Open 3 document View SEC filing for 3 3 09 Oct 2018 09 Oct 2018 000-55977
4 Open 4 document View SEC filing for 4 4 09 Oct 2018 04 Oct 2018 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Oct 2018 01 Oct 2018 001-11593
4 Open 4 document View SEC filing for 4 12 Sep 2018 10 Sep 2018 001-11593
4 Open 4 document View SEC filing for 4 4 22 Aug 2018 20 Aug 2018 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Jul 2018 01 Jul 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 13 Jun 2018 11 Jun 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 12 Jun 2018 08 Jun 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 07 May 2018 04 May 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Apr 2018 01 Apr 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 13 Mar 2018 09 Mar 2018 001-11593
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Feb 2018 02 Feb 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 01 Feb 2018 30 Jan 2018 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 12 Dec 2017 08 Dec 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 05 Dec 2017 01 Dec 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Oct 2017 01 Oct 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 12 Sep 2017 08 Sep 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 05 Jul 2017 01 Jul 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 13 Jun 2017 09 Jun 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 May 2017 24 May 2017 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 May 2017 28 Apr 2017 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 04 Apr 2017 01 Apr 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 14 Mar 2017 10 Mar 2017 001-11593
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 03 Feb 2017 03 Feb 2017 814-01219
4 Open 4 document View SEC filing for 4 FORM 4 - 01 Feb 2017 30 Jan 2017 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Dec 2016 27 Dec 2016 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 13 Dec 2016 09 Dec 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 04 Oct 2016 01 Oct 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Sep 2016 29 Sep 2016 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 13 Sep 2016 09 Sep 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 06 Jul 2016 01 Jul 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 14 Jun 2016 10 Jun 2016 001-11593
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 05 May 2016 04 May 2016 814-01190
4 Open 4 document View SEC filing for 4 FORM 4 - 04 Apr 2016 01 Apr 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 14 Mar 2016 10 Mar 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 02 Feb 2016 29 Jan 2016 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 14 Dec 2015 10 Dec 2015 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 05 Oct 2015 01 Oct 2015 001-11593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Sep 2015 10 Sep 2015 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 06 Jul 2015 01 Jul 2015 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 11 Jun 2015 10 Jun 2015 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Apr 2015 01 Apr 2015 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 12 Mar 2015 10 Mar 2015 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Feb 2015 30 Jan 2015 001-11593
4/A Open 4/A document View SEC filing for 4/A FORM 4/A - 22 Jan 2015 10 Dec 2014 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 12 Dec 2014 10 Dec 2014 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 - 03 Dec 2014 01 Dec 2014 001-11593
3 Open 3 document View SEC filing for 3 FORM 3 - 03 Dec 2014 01 Dec 2014 001-11593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 May 2014 20 May 2014 814-00712
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 20 Jun 2013 17 Jun 2013 814-00712

About this filer

BRIAN D. FINN files with the SEC under CIK 0001124195. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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