Filer Snapshot

Donald J. Carty

CIK 0001077830. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

88

Latest Filing

16 May 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for VMW. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 16 May 2025 for CIK 0001077830.

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Identity
Business address
C/O Dell Inc., One Dell Way, Round Rock, TX, 78682-2244
SEC ownership signals
Filing-backed coverage

Insider holdings value

$3.63M

Parsed Forms 3/4/5 holdings where value can be estimated.

Top reported ownership holdings
VMW PD HA

Filer intelligence

What SEC filings say about Donald J. Carty

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for VMW worth $2.92M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

VMW

23 Jul 2021

$2.92M
Issuer page Owner page

PD

28 Apr 2025

$449.4K
Issuer page Owner page

HA

16 Dec 2021

$252.9K
Issuer page Owner page

Latest update

What changed recently for Donald J. Carty

Ownership report updated

Latest ownership report period: 28 Apr 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

16 May 2025

Page type

Ownership filings

Latest period

28 Apr 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 16 May 2025.

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SEC filing record

CIK 0001077830 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
88
First seen
15 Mar 1999
Latest filing
16 May 2025
Entity
Individual

Observed form types

4 3 4/A 5

Primary evidence

Open SEC filing index Donald J. Carty SEC filings Donald J. Carty owner filings

Latest Filings

Recent SEC filings for Donald J. Carty with direct links to document and filing folders.

4 File 001-38856

FORM 4

Filing date
16 May 2025
Reporting date
28 Apr 2025
SEC evidence
Open document Open filing
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3 File 001-38856

FORM 3

Filing date
16 May 2025
Reporting date
28 Apr 2025
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
17 Dec 2021
Reporting date
16 Dec 2021
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
26 Jul 2021
Reporting date
23 Jul 2021
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
21 May 2021
Reporting date
19 May 2021
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
17 Jul 2020
Reporting date
15 Jul 2020
SEC evidence
Open document Open filing
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
15 May 2020
Reporting date
13 May 2020
SEC evidence
Open document Open filing
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
27 Jun 2019
Reporting date
25 Jun 2019
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
17 May 2019
Reporting date
15 May 2019
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
02 Jan 2019
Reporting date
28 Dec 2018
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
21 Nov 2018
Reporting date
18 Jun 2018
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
23 Jul 2018
Reporting date
19 Jul 2018
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-31443

FORM 4 SUBMISSION

Filing date
25 May 2018
Reporting date
23 May 2018
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
20 Mar 2018
Reporting date
16 Mar 2018
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
23 Jun 2017
Reporting date
21 Jun 2017
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
12 Jun 2017
Reporting date
08 Jun 2017
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
12 May 2017
Reporting date
10 May 2017
SEC evidence
Open document Open filing
Next action
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4 File 001-31443

FORM 4 SUBMISSION

Filing date
28 Dec 2016
Reporting date
23 Dec 2016
SEC evidence
Open document Open filing
Next action
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3 File 001-31443

FORM 3 SUBMISSION

Filing date
28 Dec 2016
Reporting date
23 Dec 2016
SEC evidence
Open document Open filing
Next action
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4 File 001-36718

FORM 4

Filing date
14 Dec 2016
Reporting date
14 Dec 2016
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
09 Sep 2016
Reporting date
07 Sep 2016
SEC evidence
Open document Open filing
Next action
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4 File 001-09853

PRIMARY DOCUMENT

Filing date
08 Sep 2016
Reporting date
07 Sep 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-33622

FORM 4 SUBMISSION

Filing date
31 May 2016
Reporting date
26 May 2016
SEC evidence
Open document Open filing
Next action
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4 File 001-33622

FORM 4 SUBMISSION

Filing date
22 Dec 2015
Reporting date
18 Dec 2015
SEC evidence
Open document Open filing
Next action
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3 File 001-33622

FORM 3 SUBMISSION

Filing date
22 Dec 2015
Reporting date
13 Dec 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-36718

FORM 4 SUBMISSION

Filing date
18 May 2015
Reporting date
14 May 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-09853

PRIMARY DOCUMENT

Filing date
04 May 2015
Reporting date
30 Apr 2015
SEC evidence
Open document Open filing
Next action
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4 File 001-09853

PRIMARY DOCUMENT

Filing date
03 Mar 2015
Reporting date
27 Feb 2015
SEC evidence
Open document Open filing
Next action
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4 File 001-09853

PRIMARY DOCUMENT

Filing date
03 Feb 2015
Reporting date
30 Jan 2015
SEC evidence
Open document Open filing
Next action
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3 File 001-09853

PRIMARY DOCUMENT

Filing date
16 Jan 2015
Reporting date
10 Jan 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-36718

FORM 4

Filing date
21 Nov 2014
Reporting date
19 Nov 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 001-36718

FORM 3

Filing date
13 Nov 2014
Reporting date
13 Nov 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-17017

PRIMARY DOCUMENT

Filing date
31 Oct 2013
Reporting date
29 Oct 2013
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-17017

FORM 4 SUBMISSION

Filing date
17 Jul 2012
Reporting date
13 Jul 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-17017

FORM 4 SUBMISSION

Filing date
05 Jan 2012
Reporting date
03 Jan 2012
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-17017

FORM 4 SUBMISSION

Filing date
19 Jul 2011
Reporting date
15 Jul 2011
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-31443

4

Filing date
08 Dec 2010
Reporting date
06 Dec 2010
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-17017

FORM 4 SUBMISSION

Filing date
17 Aug 2010
Reporting date
14 Aug 2010
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-31443

4

Filing date
27 May 2010
Reporting date
26 May 2010
SEC evidence
Open document Open filing
Next action
Verify source filing
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