Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001049050.
Entity Type
Individual
Total Filings
236
Latest Filing
02 May 2024
Industry
n/a
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4 filed on 02 May 2024 for CIK 0001049050.
4 filed on 02 May 2024 for CIK 0001049050.
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A newly filed 4 can change the filing history, ownership context, or next research path for John Rau.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 02 May 2024. Open the source-backed page to inspect the fresh filing or facts context.
Update date
02 May 2024
Page type
Ownership filings
Latest period
02 May 2024
Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 May 2024.
John Rau has filed 236 SEC EDGAR filings since 18 Nov 1997. Common forms include 4, 13F-HR, 144, 13FCONP and more.
Recent SEC filings for John Rau with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 May 2024 | 02 May 2024 | 001-13102 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 May 2023 | 03 May 2023 | 001-13102 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 May 2022 | 04 May 2022 | 001-13102 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 May 2021 | 05 May 2021 | 001-13102 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 04 Feb 2021 | 31 Dec 2020 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Nov 2020 | 16 Nov 2020 | 001-13102 |
| 144 | Open 144 document | View SEC filing for 144 | 144 | 16 Nov 2020 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 10 Nov 2020 | 30 Sep 2020 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 Aug 2020 | 30 Jun 2020 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 11 May 2020 | 31 Mar 2020 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 May 2020 | 08 May 2020 | 001-13102 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 04 Feb 2020 | 31 Dec 2019 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 Nov 2019 | 30 Sep 2019 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Aug 2019 | 30 Jun 2019 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 May 2019 | 08 May 2019 | 001-13102 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 03 May 2019 | 31 Mar 2019 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 07 Feb 2019 | 31 Dec 2018 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Nov 2018 | 30 Sep 2018 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Aug 2018 | 30 Jun 2018 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 May 2018 | 10 May 2018 | 001-13102 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 10 May 2018 | 31 Mar 2018 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Feb 2018 | 31 Dec 2017 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Nov 2017 | 30 Sep 2017 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 27 Jul 2017 | 30 Jun 2017 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 May 2017 | 11 May 2017 | 001-13102 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 03 May 2017 | 31 Mar 2017 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 09 Feb 2017 | 31 Dec 2016 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Nov 2016 | 30 Sep 2016 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 10 Aug 2016 | 30 Jun 2016 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jul 2016 | 01 Jul 2016 | 001-14174 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Jun 2016 | 15 Jun 2016 | 001-14174 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 May 2016 | 11 May 2016 | 001-13102 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 May 2016 | 03 May 2016 | 001-14174 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 05 May 2016 | 31 Mar 2016 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 04 Feb 2016 | 31 Dec 2015 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 12 Nov 2015 | 30 Sep 2015 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 Aug 2015 | 30 Jun 2015 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 May 2015 | 07 May 2015 | 001-13102 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 May 2015 | 31 Mar 2015 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 Apr 2015 | 28 Apr 2015 | 001-14174 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 Feb 2015 | 31 Dec 2014 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 Nov 2014 | 30 Sep 2014 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 11 Aug 2014 | 30 Jun 2014 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 12 May 2014 | 31 Mar 2014 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 May 2014 | 07 May 2014 | 001-13102 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 01 May 2014 | 29 Apr 2014 | 001-14174 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 05 Feb 2014 | 31 Dec 2013 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 07 Nov 2013 | 30 Sep 2013 | 028-10858 | |
| 13FCONP | Open 13FCONP document | View SEC filing for 13FCONP | AUTO-GENERATED PAPER DOCUMENT | 09 Aug 2013 | 30 Jun 2013 | 028-10858 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 08 Aug 2013 | 30 Jun 2013 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 May 2013 | 30 Apr 2013 | 001-14174 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 01 May 2013 | 31 Mar 2013 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 04 Feb 2013 | 31 Dec 2012 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 Nov 2012 | 30 Sep 2012 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 07 Aug 2012 | 30 Jun 2012 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 May 2012 | 01 May 2012 | 001-14174 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 02 May 2012 | 31 Mar 2012 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 02 Feb 2012 | 31 Dec 2011 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Dec 2011 | 09 Dec 2011 | 001-14174 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 13 Dec 2011 | 09 Dec 2011 | 001-14174 |
| 4 | Open 4 document | View SEC filing for 4 | MERGER - DISPOSITION OF SHARES | 13 Dec 2011 | 09 Dec 2011 | 001-07297 |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN AND STOCK VALUE PLAN | 02 Nov 2011 | 01 Nov 2011 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 02 Nov 2011 | 30 Sep 2011 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 02 Aug 2011 | 01 Aug 2011 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 26 Jul 2011 | 30 Jun 2011 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 03 May 2011 | 02 May 2011 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 03 May 2011 | 31 Mar 2011 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 01 Feb 2011 | 01 Feb 2011 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 25 Jan 2011 | 31 Dec 2010 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 15 Dec 2010 | 14 Dec 2010 | 001-13102 |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 02 Nov 2010 | 01 Nov 2010 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 25 Oct 2010 | 30 Sep 2010 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 03 Aug 2010 | 02 Aug 2010 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 28 Jul 2010 | 30 Jun 2010 | 028-10858 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 06 May 2010 | 31 Mar 2010 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 04 May 2010 | 03 May 2010 | 001-07297 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 09 Feb 2010 | 31 Dec 2009 | 028-10858 | |
| 4 | Open 4 document | View SEC filing for 4 | DIVIDENDS DEFERRED COMP PLAN | 02 Feb 2010 | 01 Feb 2010 | 001-07297 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 11 Jan 2010 | 08 Jan 2010 | 001-13102 |
John Rau files with the SEC under CIK 0001049050. This page aggregates EDGAR filings and related ownership activity.