Filer Snapshot

LUPO SECURITIES, LLC SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001044205.

Entity Type

Company

Total Filings

40

Latest Filing

02 Mar 2020

Industry

n/a

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Business address
141 West Jackson Blvd, Suite 2200 A, Chicago, IL, 60604
Top securities (13F)
BHI, AAPL, HCC, WPZ, PCLN, POM, NFLX, CBOE, MYL, ALTR, AMZN, WMB, LUMN, IBM, POST, TWTR, ISIS, AXS, MW, and AXP
State of incorporation
IL
Fiscal year end
31 December
Former names
ALPHAGEN SECURITIES LLC (to 13 Nov 2015), SALLERSON-TROOB LLC (to 29 Feb 2012)

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Quick Takeaways

  • LUPO SECURITIES, LLC is an SEC filer tracked under CIK 0001044205.
  • 40 filings are listed on this profile.
  • Common form coverage includes X-17A-5, FOCUSN, 13F-HR and more.

What Changed

  • Latest filing: X-17A-5 filed on 02 Mar 2020.
  • Report period: 31 Dec 2019.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Official SEC Source

Official SEC Source

SEC EDGAR submissions for CIK 0001044205.

See Original Filing

Filer Overview

LUPO SECURITIES, LLC has filed 40 SEC EDGAR filings since 01 Mar 2002. Common forms include X-17A-5, FOCUSN, 13F-HR, FOCUSN/A.

Latest 13F filings

Latest Filings

Recent SEC filings for LUPO SECURITIES, LLC with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 02 Mar 2020 31 Dec 2019 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 02 Mar 2017 31 Dec 2016 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2017 31 Dec 2016 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Feb 2016 31 Dec 2015 008-50403
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2015 30 Sep 2015 028-16806
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2015 30 Jun 2015 028-16806
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2015 31 Mar 2015 028-16806
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-50403
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Feb 2015 31 Dec 2014 028-16806
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2014 31 Dec 2013 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2014 31 Dec 2013 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2011 31 Dec 2010 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2011 31 Dec 2010 008-50403
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-50403
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-50403

About this filer

LUPO SECURITIES, LLC files with the SEC under CIK 0001044205. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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