ABNER HERRMAN & BROCK LLC SEC EDGAR Filings (CIK 0001038661)

SEC EDGAR filings, ownership reports, and insider transactions for ABNER HERRMAN & BROCK LLC.

Business address
Harborside 5, 185 Hudson Street, Suite 1640, Jersey City, NJ, 07311
Top securities (13F)
NVDA, GOOG, IBM, JPM, MSFT, AMZN, AAPL, NFLX, LLY, AMD, MS, AXP, META, TSLA, WFC, WMT, MA, ORCL, MAR, and MRK
Fiscal year end
31 December
Former names
ABNER HERRMAN & BROCK INC (to 23 Jan 2007)
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ABNER HERRMAN & BROCK LLC has filed 110 SEC EDGAR filings since 10 May 1999

Latest Filings

Recent SEC filings for ABNER HERRMAN & BROCK LLC including 13F-HR, N-PX.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Jan 2026 31 Dec 2025 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Oct 2025 30 Sep 2025 028-06312
N-PX Open N-PX document View SEC filing for N-PX 29 Aug 2025 30 Jun 2025 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Jul 2025 30 Jun 2025 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Apr 2025 31 Mar 2025 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jan 2025 31 Dec 2024 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Oct 2024 30 Sep 2024 028-06312
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Jul 2024 30 Jun 2024 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Apr 2024 31 Mar 2024 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Jan 2024 31 Dec 2023 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Oct 2023 30 Sep 2023 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Jul 2023 30 Jun 2023 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Apr 2023 31 Mar 2023 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Jan 2023 31 Dec 2022 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Oct 2022 30 Sep 2022 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Jul 2022 30 Jun 2022 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Apr 2022 31 Mar 2022 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Jan 2022 31 Dec 2021 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Oct 2021 30 Sep 2021 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Jul 2021 30 Jun 2021 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Apr 2021 31 Mar 2021 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Jan 2021 31 Dec 2020 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Oct 2020 30 Sep 2020 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Jul 2020 30 Jun 2020 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Apr 2020 31 Mar 2020 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Jan 2020 31 Dec 2019 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Oct 2019 30 Sep 2019 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Jul 2019 30 Jun 2019 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Apr 2019 31 Mar 2019 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Jan 2019 31 Dec 2018 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Oct 2018 30 Sep 2018 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Jul 2018 30 Jun 2018 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Apr 2018 31 Mar 2018 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Jan 2018 31 Dec 2017 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Oct 2017 30 Sep 2017 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Jul 2017 30 Jun 2017 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Apr 2017 31 Mar 2017 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Jan 2017 31 Dec 2016 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Nov 2016 30 Sep 2016 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Jul 2016 30 Jun 2016 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Apr 2016 31 Mar 2016 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Jan 2016 31 Dec 2015 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Oct 2015 30 Sep 2015 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Jul 2015 30 Jun 2015 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Apr 2015 31 Mar 2015 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Jan 2015 31 Dec 2014 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Oct 2014 30 Sep 2014 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Jul 2014 30 Jun 2014 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Apr 2014 31 Mar 2014 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Jan 2014 31 Dec 2013 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Oct 2013 30 Sep 2013 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Jul 2013 30 Jun 2013 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Apr 2013 31 Mar 2013 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 04 Jan 2013 31 Dec 2012 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Oct 2012 30 Sep 2012 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Jul 2012 30 Jun 2012 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Apr 2012 31 Mar 2012 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Jan 2012 31 Dec 2011 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 13 Oct 2011 30 Sep 2011 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 29 Jul 2011 30 Jun 2011 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 12 Apr 2011 31 Mar 2011 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 11 Jan 2011 31 Dec 2010 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 08 Oct 2010 30 Sep 2010 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 09 Jul 2010 30 Jun 2010 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 06 Apr 2010 31 Mar 2010 028-06312
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F FILING 13 Jan 2010 31 Dec 2009 028-06312

About this filer

ABNER HERRMAN & BROCK LLC files with the SEC under CIK 0001038661. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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