Filer Snapshot

Steven Hochberg

CIK 0001034123. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

11

Latest filing

24 May 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for CMAX. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4/A filed on 24 May 2023 for CIK 0001034123.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$214.1K

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$214.1K

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

CMAX SLRC
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
560 White Plains Road, Tarrytown, NY, 10591

Filer intelligence

What SEC filings say about Steven Hochberg

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for CMAX worth $173K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 4 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

CMAX

11 Feb 2022 · 10% owner

$173K
Issuer page Owner page

SLRC

16 Nov 2022

$41.1K
Issuer page Owner page

SLR Private Credit BDC II LLC

03 Apr 2023

Issuer page Owner page

SUNS

01 Apr 2022

Issuer page Owner page

Latest update

What changed recently for Steven Hochberg

Ownership report updated

Latest ownership report period: 03 Apr 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

03 Apr 2023

Page type

Ownership filings

Latest period

03 Apr 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 03 Apr 2023.

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SEC filing record

CIK 0001034123 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
11
First seen
10 Jun 2021
Latest filing
24 May 2023
Entity
Individual

Observed form types

3 4 4/A

CIK-linked evidence first

Steven Hochberg SEC filings Steven Hochberg owner filings Open SEC filing index

Latest Filings

Showing the latest 11 of 11 SEC filings for Steven Hochberg.

4/A

4/A filing

Filing date
24 May 2023
Reporting date
16 Nov 2022
SEC evidence
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3

3 filing

Filing date
03 Apr 2023
Reporting date
03 Apr 2023
SEC evidence
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4

4 filing

Filing date
18 Nov 2022
Reporting date
16 Nov 2022
SEC evidence
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4

4 filing

Filing date
15 Nov 2022
Reporting date
11 Nov 2022
SEC evidence
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4

4 filing

Filing date
10 Nov 2022
Reporting date
08 Nov 2022
SEC evidence
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4/A

4/A filing

Filing date
18 Aug 2022
Reporting date
01 Apr 2022
SEC evidence
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4

4 filing

Filing date
05 Apr 2022
Reporting date
01 Apr 2022
SEC evidence
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4

4 filing

Filing date
05 Apr 2022
Reporting date
01 Apr 2022
SEC evidence
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4

4 filing

Filing date
15 Feb 2022
Reporting date
11 Feb 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
16 Nov 2021
Reporting date
12 Nov 2021
SEC evidence
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4

4 filing

Filing date
10 Jun 2021
Reporting date
08 Jun 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
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