Filer Snapshot

THOMPSON DAVIS & CO., INC. SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001017284.

Entity Type

Company

Total Filings

115

Latest Filing

16 Apr 2026

Industry

n/a

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Source: SEC Form 13F

13F-HR filed on 16 Apr 2026 for CIK 0001017284.

View Source Filing
Business address
9030 Stony Point Pkwy, Ste 100, 16 Th Floor, Richmond, VA, 23235
Top securities (13F)
SMID, CSL, DOV, VOO, FIX, SHW, JPST, VIG, CB, GEV, BIL, NVDA, SPTS, PROF, COST, FEIM, SPYM, SPTI, AAPL, and GLD
Top holdings (Schedule 13D)
SMID
State of incorporation
NY
Fiscal year end
31 December
Former names
NET SECURITIES CORP (to 04 Mar 2002)

Quick Takeaways

  • THOMPSON DAVIS & CO., INC. is an SEC filer tracked under CIK 0001017284.
  • 115 filings are listed on this profile.
  • Common form coverage includes 13F-HR, X-17A-5, N-PX and more.

What Changed

  • Latest filing: 13F-HR filed on 16 Apr 2026.
  • Report period: 31 Mar 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Form 13F

13F-HR filed on 16 Apr 2026 for CIK 0001017284.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 13F-HR can change the filing history, ownership context, or next research path for THOMPSON DAVIS & CO., INC..

Latest source-backed update
13F-HR filed 16 Apr 2026
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 13F-HR filed 16 Apr 2026.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for THOMPSON DAVIS & CO., INC.

New filing available

Latest 13F period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

16 Apr 2026

Page type

Filer profile

Latest period

Q1 2026

Institutional portfolio context was refreshed from a 13F filing filed on 16 Apr 2026.

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Benchmark Context

Benchmark context for this company

THOMPSON DAVIS & CO., INC. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

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Why this is notable

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Company intelligence

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Active modules

3/5

Available company intelligence paths on this page.

Filings

115

SEC submissions provide the evidence trail.

Ownership context

2/3

Insider, large-stake, and institutional ownership lanes.

Return loop

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SEC filings

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Financial context

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Forms 3/4/5

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Schedule 13D/G

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Form 13F

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Institutional holders

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new company filing insider Form 4 13D/G holder change 13F holder update

Filer Overview

THOMPSON DAVIS & CO., INC. has filed 115 SEC EDGAR filings since 04 Mar 2002. Common forms include 13F-HR, X-17A-5, N-PX, 13F-HR/A and more.

Latest 13F filings

Latest Filings

Recent SEC filings for THOMPSON DAVIS & CO., INC. with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Apr 2026 31 Mar 2026 028-15833
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Feb 2026 31 Dec 2025 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Jan 2026 31 Dec 2025 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2025 30 Sep 2025 028-15833
N-PX Open N-PX document View SEC filing for N-PX 22 Aug 2025 30 Jun 2025 028-15833
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 20 Aug 2025 30 Jun 2025 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2025 30 Jun 2025 028-15833
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 05 Jun 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2025 31 Mar 2025 028-15833
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 12 Mar 2025 31 Dec 2024 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2025 31 Dec 2024 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Feb 2025 31 Dec 2024 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 10 Dec 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2024 30 Sep 2024 028-15833
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS SC 13G AMENDMENT FOR ESOA 23 Aug 2024
N-PX Open N-PX document View SEC filing for N-PX 15 Aug 2024 30 Jun 2024 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 02 Aug 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jul 2024 30 Jun 2024 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 13 Jun 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 May 2024 31 Mar 2024 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 07 Mar 2024
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2024 31 Dec 2023 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2024 31 Dec 2023 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Feb 2024 31 Dec 2023 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 05 Feb 2024
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 03 Jan 2024
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 07 Dec 2023
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 05 Dec 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2023 30 Sep 2023 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING 03 Oct 2023
SC 13G Open SC 13G document View SEC filing for SC 13G THOMPSON DAVIS INITIAL SC 13G FILING FOR ESOA 20 Sep 2023
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS FORM 13D AMENDMENT FILING 08 Aug 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Jul 2023 30 Jun 2023 028-15833
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A THOMPSON DAVIS & CO. SC 13D FILING 16 May 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2023 31 Mar 2023 028-15833
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 28 Feb 2023 31 Dec 2022 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Feb 2023 31 Dec 2022 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2023 31 Dec 2022 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2022 30 Sep 2022 028-15833
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 04 Aug 2022 30 Jun 2022 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2022 30 Jun 2022 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2022 31 Mar 2022 028-15833
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 25 Feb 2022 31 Dec 2021 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 23 Feb 2022 31 Dec 2021 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-15833
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 03 Mar 2021 31 Dec 2020 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2021 31 Dec 2020 008-49386
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2020 31 Dec 2019 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2020 31 Dec 2019 008-49386
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS & CO. SC 13G-A FILING 06 Nov 2019
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS & CO. SC 13G-A FILING 12 Mar 2019
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2019 31 Dec 2018 008-49386
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS & CO. SC 13G-A FILING 01 Feb 2019 005-86797
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2018 30 Sep 2018 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Aug 2018 30 Jun 2018 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 May 2018 31 Mar 2018 028-15833
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A 01 Mar 2018 31 Dec 2017 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2018 31 Dec 2017 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Feb 2018 31 Dec 2017 028-15833
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS & CO. INITIAL SC 13G FILING 31 Jan 2018 005-86797
SC 13G Open SC 13G document View SEC filing for SC 13G THOMPSON DAVIS & CO. INITIAL SC 13G FILING 31 Jan 2018 005-86797
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Oct 2017 30 Sep 2017 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2017 30 Jun 2017 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 May 2017 31 Mar 2017 028-15833
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2017 31 Dec 2016 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2017 31 Dec 2016 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2017 31 Dec 2016 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2016 30 Sep 2016 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2016 30 Jun 2016 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 May 2016 31 Mar 2016 028-15833
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Feb 2016 31 Dec 2015 008-49386
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 25 Feb 2016 31 Dec 2015 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Feb 2016 31 Dec 2015 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Oct 2015 30 Sep 2015 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jul 2015 30 Jun 2015 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Apr 2015 31 Mar 2015 028-15833
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2015 31 Dec 2014 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2015 31 Dec 2014 028-15833
SC 13G Open SC 13G document View SEC filing for SC 13G THOMPSON DAVIS & CO. INITIAL SC 13G FILING 05 Feb 2015 005-86797
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 05 Nov 2014 30 Sep 2014 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2014 30 Sep 2014 028-15833
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2014 30 Jun 2014 028-15833
SC 13D Open SC 13D document View SEC filing for SC 13D THOMPSON DAVIS & CO. SC 13D FILING 14 May 2014 005-86797
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 May 2014 31 Mar 2014 028-15833
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2014 31 Dec 2013 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2014 31 Dec 2013 008-49386
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2014 31 Dec 2013 028-15833
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS & CO. AMEND SC 13G FILING 06 Feb 2014 005-86797
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 21 Feb 2013 31 Dec 2012 008-49386
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 21 Feb 2013 31 Dec 2012 008-49386
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A THOMPSON DAVIS & CO. AMENDMENT SC 13G/A FILING 04 Feb 2013 005-86797
SC 13G Open SC 13G document View SEC filing for SC 13G THOMPSON DAVIS & CO. INITIAL SC 13G FILING 10 Apr 2012 005-86797
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2012 31 Dec 2011 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2012 31 Dec 2011 008-49386
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 25 Feb 2011 31 Dec 2010 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Feb 2011 31 Dec 2010 008-49386
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 25 Feb 2010 31 Dec 2009 008-49386
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Feb 2010 31 Dec 2009 008-49386

About this filer

THOMPSON DAVIS & CO., INC. files with the SEC under CIK 0001017284. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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