Filer Snapshot

NEWGATE CAPITAL MANAGEMENT LLC SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0000939761.

Entity Type

Company

Total Filings

146

Latest Filing

03 Aug 2016

Industry

n/a

Save this filer page for the next filing cycle

Keep this page in your research queue, then return to compare new filings with prior context.

Save and revisit

Save this filer page

Create a free account to keep this page in your watchlists and return after a new SEC filing changes the record here.

Best next steps

Start with the latest filings table, then open the strongest context page for this filer.

  • Use the filings table to verify the newest submission, form type, and report period.
  • Open the deeper context page only when this filer actually has insider or ownership signal.
Source: SEC Form 13F

13F-HR filed on 03 Aug 2016 for CIK 0000939761.

View Source Filing
Business address
One Sound Shore Drive, Greenwich, CT, 06830
Top securities (13F)
JQC, DSU, VVR, FAX, PPR, VTA, CSQ, TEI, NVG, AWP, AFB, GLO, NFJ, PZA, NSL, DRA, NEA, HYD, THW, and THQ
State of incorporation
MA
Fiscal year end
31 December
Former names
NEWGATE LLP /CT (to 20 Apr 2006), NEWGATE MANAGEMENT ASSOCIATES /NY (to 06 Aug 1997)

Quick Takeaways

  • NEWGATE CAPITAL MANAGEMENT LLC is an SEC filer tracked under CIK 0000939761.
  • 146 filings are listed on this profile.
  • Common form coverage includes 13F-HR, SC 13G/A, SC 13G and more.

What Changed

  • Latest filing: 13F-HR filed on 03 Aug 2016.
  • Report period: 30 Jun 2016.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Form 13F

13F-HR filed on 03 Aug 2016 for CIK 0000939761.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 13F-HR can change the filing history, ownership context, or next research path for NEWGATE CAPITAL MANAGEMENT LLC.

Latest source-backed update
13F-HR filed 03 Aug 2016
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 13F-HR filed 03 Aug 2016.
  • Save this filer if you want a stable place to return after the next filing cycle.
  • Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Latest update

What changed recently for NEWGATE CAPITAL MANAGEMENT LLC

New filing available

Latest 13F period: Q2 2016. Open the source-backed page to inspect the fresh filing or facts context.

Update date

03 Aug 2016

Page type

Filer profile

Latest period

Q2 2016

Institutional portfolio context was refreshed from a 13F filing filed on 03 Aug 2016.

Benchmark Context

Benchmark context for this company

NEWGATE CAPITAL MANAGEMENT LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q2 2016. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

Filer Overview

NEWGATE CAPITAL MANAGEMENT LLC has filed 146 SEC EDGAR filings since 25 Jul 1997. Common forms include 13F-HR, SC 13G/A, SC 13G, 13F-HR/A.

Latest Filings

Recent SEC filings for NEWGATE CAPITAL MANAGEMENT LLC with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Aug 2016 30 Jun 2016 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Apr 2016 31 Mar 2016 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Feb 2016 31 Dec 2015 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Oct 2015 30 Sep 2015 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jul 2015 30 Jun 2015 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2015 31 Mar 2015 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jan 2015 31 Dec 2014 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Oct 2014 30 Sep 2014 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2014 30 Jun 2014 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 28 Jul 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2014 31 Mar 2014 028-03871
SC 13G Open SC 13G document View SEC filing for SC 13G 16 Jan 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jan 2014 31 Dec 2013 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Oct 2013 30 Sep 2013 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 Oct 2013
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jul 2013 30 Jun 2013 028-03871
SC 13G Open SC 13G document View SEC filing for SC 13G 22 Jul 2013
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Apr 2013 31 Mar 2013 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 29 Jan 2013
SC 13G Open SC 13G document View SEC filing for SC 13G 29 Jan 2013
SC 13G Open SC 13G document View SEC filing for SC 13G 29 Jan 2013
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jan 2013 31 Dec 2012 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Oct 2012 30 Sep 2012 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 16 Jul 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 16 Jul 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jul 2012 30 Jun 2012 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Apr 2012 31 Mar 2012 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 11 Apr 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 06 Mar 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 02 Feb 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Feb 2012 31 Dec 2011 028-03871
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 24 Oct 2011 30 Sep 2011 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Oct 2011 30 Sep 2011 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Aug 2011 30 Jun 2011 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2011 31 Mar 2011 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 20 Jan 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Jan 2011 31 Dec 2010 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Oct 2010 30 Sep 2010 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2010 30 Jun 2010 028-03871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Apr 2010 31 Mar 2010 028-03871
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 28 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 27 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 27 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 27 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 27 Jan 2010
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jan 2010 31 Dec 2009 028-03871

About this filer

NEWGATE CAPITAL MANAGEMENT LLC files with the SEC under CIK 0000939761. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .