SEC EDGAR filings, ownership reports, and insider transactions for PRINCIPAL MANAGEMENT CORP.
Recent SEC filings for PRINCIPAL MANAGEMENT CORP including 13F-NT, 40-APP, 40-APP/A and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 May 2017 | 31 Mar 2017 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2017 | 31 Dec 2016 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Nov 2016 | 30 Sep 2016 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Aug 2016 | 30 Jun 2016 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 May 2016 | 31 Mar 2016 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Feb 2016 | 31 Dec 2015 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Nov 2015 | 30 Sep 2015 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 05 Aug 2015 | 30 Jun 2015 | 028-07402 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | PRINCIPAL EXCHANGE-TRADED FUNDS EXEMPTIVE ORDER APP - 070115 | 01 Jul 2015 | 812-14509-02 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | PRINCIPAL ETMF TRUST - EXEMPTIVE ORDER APPLICATION | 26 Jun 2015 | 812-14496-02 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 May 2015 | 31 Mar 2015 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2015 | 31 Dec 2014 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2014 | 30 Sep 2014 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2014 | 30 Jun 2014 | 028-07402 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO. 4 EXEMPTIVE ORDER APPLICATION - 812-14138 | 30 Jul 2014 | 812-14138-01 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2014 | 31 Mar 2014 | 028-07402 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | MANAGER OF MANAGERS AMENDMENT NO.3 | 10 Apr 2014 | 812-14138-01 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Feb 2014 | 31 Dec 2013 | 028-07402 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | MANAGERS OF MANAGERS AMENDMENT NO.2 | 15 Nov 2013 | 812-14138-01 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 05 Nov 2013 | 30 Sep 2013 | 028-07402 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | EXEMPTIVE APP - AMENDMENT 2 | 06 Sep 2013 | 812-14136-01 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2013 | 30 Jun 2013 | 028-07402 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | MANAGER OF MANAGERS EXEMPTIVE APP #2 | 12 Jun 2013 | 812-14166-01 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT #1 MGR OF MGRS EXEMPTIVE APPLICATION | 03 Jun 2013 | 812-14138-01 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 01 May 2013 | 31 Mar 2013 | 028-07402 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | TRANSMITTAL LETTER TO ACCOMPANY EXEMPTIVE ORDER APP AMDT 1 | 28 Mar 2013 | 812-14136-01 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT #1 TO EXEMPTIVE ORDER APP FOR ETF 812-14136 | 28 Mar 2013 | 812-14136-01 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | EXEMPTIVE ORDER APPLICATION RE: MANAGER OF MANAGERS | 27 Mar 2013 | 812-14138-01 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2013 | 31 Dec 2012 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2012 | 30 Sep 2012 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Aug 2012 | 30 Jun 2012 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2012 | 31 Mar 2012 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2012 | 31 Dec 2011 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2011 | 30 Sep 2011 | 028-07402 | |
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 02 Nov 2011 | 812-13869-02 | ||
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 2ND AMENDMENT TO EXEMPTIVE ORDER APPLICATION | 12 Oct 2011 | 812-13869-02 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO EXEMPTIVE ORDER APPLICATION | 12 Aug 2011 | 812-13869-02 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2011 | 30 Jun 2011 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 May 2011 | 31 Mar 2011 | 028-07402 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | APPLICATION FOR EXEMPTIVE RELIEF - RE: INTERFUND LENDING | 16 Feb 2011 | 812-13869-02 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPLICATION FOR EXEMPTIVE RELIEF - RE: INTERFUND LENDING | 16 Feb 2011 | 812-13869-02 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2011 | 31 Dec 2010 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Nov 2010 | 30 Sep 2010 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Aug 2010 | 30 Jun 2010 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 17 May 2010 | 31 Mar 2010 | 028-07402 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 17 Feb 2010 | 31 Dec 2009 | 028-07402 |
PRINCIPAL MANAGEMENT CORP files with the SEC under CIK 0000919627. This page aggregates EDGAR filings and related ownership activity.