COWEN EXECUTION SERVICES LLC SEC EDGAR Filings (CIK 0000917380)

SEC EDGAR filings, ownership reports, and insider transactions for COWEN EXECUTION SERVICES LLC.

Business address
599 Lexington Avenue, 21 Floor, New York, NY, 10022
State of incorporation
DE
Fiscal year end
31 December
Former names
CONVERGEX EXECUTION SOLUTIONS LLC (to 01 Mar 2017), BNY CONVERGEX EXECUTION SOLUTIONS LLC (to 28 Feb 2011), BNY BROKERAGE INC. (to 01 Mar 2006), BNY ESI & CO., INC. (to 04 Mar 2002)
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COWEN EXECUTION SERVICES LLC has filed 42 SEC EDGAR filings since 04 Mar 2002

Latest Filings

Recent SEC filings for COWEN EXECUTION SERVICES LLC including 13F-NT, X-17A-5, FOCUSN and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2020 31 Mar 2020 028-18771
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2020 31 Dec 2019 008-46838
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2020 31 Dec 2019 028-18771
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2019 30 Sep 2019 028-18771
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2019 30 Jun 2019 028-18771
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2019 31 Mar 2019 028-18771
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2019 31 Dec 2018 008-46838
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2019 31 Dec 2018 028-18771
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2018 30 Sep 2018 028-18771
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-18771
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2018 31 Mar 2018 028-18771
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 07 Mar 2018 31 Dec 2017 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2017 31 Dec 2016 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 29 Feb 2016 31 Dec 2015 008-46838
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-46838
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-46838
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-46838
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A AUTO-GENERATED PAPER DOCUMENT 27 Feb 2012 31 Dec 2011 008-46838
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 17 Feb 2012 31 Dec 2011 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 17 Feb 2012 31 Dec 2011 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-46838
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Jun 2010 31 Dec 2009 008-46838

About this filer

COWEN EXECUTION SERVICES LLC files with the SEC under CIK 0000917380. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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