Entity Type
Individual
Filer Snapshot
William E. Macaulay SEC EDGAR Filings
SEC filings, ownership reports, and insider transactions for CIK 0000908428.
Total Filings
203
Latest Filing
27 Nov 2019
Industry
n/a
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Source: SEC Forms 3/4/5
View Source Filing
4 filed on 27 Nov 2019 for CIK 0000908428.
- Business address
- 290 Harbor Drive, Fifth Floor, Stamford, CT, 06902
Quick Takeaways
- William E. Macaulay is an SEC filer tracked under CIK 0000908428.
- 203 filings are listed on this profile.
- Common form coverage includes 4, 13F-NT, 3 and more.
What Changed
- Latest filing: 4 filed on 27 Nov 2019.
- Report period: 25 Nov 2019.
Why This Matters
- You can quote filing dates and form types directly from the SEC record on this page.
- Use this profile before deeper ownership or insider analysis to confirm filing history context.
Source Evidence
Source: SEC Forms 3/4/5
View Source Filing
4 filed on 27 Nov 2019 for CIK 0000908428.
Return Loop
Why revisit this filer page
A newly filed 4 can change the filing history, ownership context, or next research path for William E. Macaulay.
- Latest source-backed update
- 4 filed 27 Nov 2019
- Why come back
- Revisit after a new SEC filing appears to compare the updated record with prior filings.
- Latest filing on record: 4 filed 27 Nov 2019.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
What changed recently for William E. Macaulay
Latest 13F period: Q3 2019. Open the source-backed page to inspect the fresh filing or facts context.
Update date
14 Nov 2019
Page type
Filer profile
Latest period
Q3 2019
Institutional portfolio context was refreshed from a 13F filing filed on 14 Nov 2019.
Filer Overview
William E. Macaulay has filed 203 SEC EDGAR filings since 03 Jul 1997. Common forms include 4, 13F-NT, 3, SC 13G/A and more.
Latest Filings
Recent SEC filings for William E. Macaulay with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 27 Nov 2019 | 25 Nov 2019 | 001-38771 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2019 | 30 Sep 2019 | 028-14883 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2019 | 30 Jun 2019 | 028-14883 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2019 | 31 Mar 2019 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Apr 2019 | 27 Apr 2019 | 001-36504 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 01 Apr 2019 | 27 Mar 2019 | 001-38771 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2019 | 31 Dec 2018 | 028-14883 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2018 | 30 Sep 2018 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 Sep 2018 | 21 Sep 2018 | 001-36504 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 Aug 2018 | 24 Aug 2018 | 001-36504 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2018 | 30 Jun 2018 | 028-14883 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2018 | 31 Mar 2018 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 May 2018 | 27 Apr 2018 | 001-36504 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2018 | 31 Dec 2017 | 028-14883 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2017 | 30 Sep 2017 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Sep 2017 | 21 Sep 2017 | 001-36504 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SC 13G/A | 29 Aug 2017 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2017 | 30 Jun 2017 | 028-14883 | |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 06 Jun 2017 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2017 | 31 Mar 2017 | 028-14883 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SC 13G | 13 Apr 2017 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2017 | 31 Dec 2016 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 05 Jan 2017 | 03 Jan 2017 | 001-36504 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2016 | 30 Sep 2016 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Sep 2016 | 24 Sep 2016 | 001-36504 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Sep 2016 | 22 Sep 2016 | 001-36504 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Aug 2016 | 30 Jun 2016 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 Jun 2016 | 06 Jun 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Jun 2016 | 02 Jun 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Jun 2016 | 31 May 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 31 May 2016 | 26 May 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 26 May 2016 | 24 May 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 24 May 2016 | 20 May 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 May 2016 | 18 May 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 May 2016 | 16 May 2016 | 001-34664 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 May 2016 | 31 Mar 2016 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 Mar 2016 | 28 Mar 2016 | 001-34664 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Feb 2016 | 31 Dec 2015 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Jan 2016 | 12 Jan 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 12 Jan 2016 | 08 Jan 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Jan 2016 | 06 Jan 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Jan 2016 | 04 Jan 2016 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Jan 2016 | 30 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 Dec 2015 | 28 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Dec 2015 | 23 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 23 Dec 2015 | 21 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 21 Dec 2015 | 17 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Dec 2015 | 14 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Dec 2015 | 10 Dec 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Dec 2015 | 08 Dec 2015 | 001-34664 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Nov 2015 | 30 Sep 2015 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Oct 2015 | 30 Sep 2015 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Oct 2015 | 30 Sep 2015 | 001-35377 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 Sep 2015 | 25 Sep 2015 | 001-36504 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Sep 2015 | 24 Sep 2015 | 001-36504 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Sep 2015 | 12 Sep 2015 | 001-36504 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2015 | 30 Jun 2015 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Jul 2015 | 29 Jun 2015 | 001-32586 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 Jun 2015 | 03 Jun 2015 | 001-33289 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2015 | 31 Mar 2015 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Feb 2015 | 15 Feb 2015 | 001-32586 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 17 Feb 2015 | 31 Dec 2014 | 028-14883 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 23 Dec 2014 | 16 Dec 2014 | 001-13515 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2014 | 30 Sep 2014 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 29 Sep 2014 | 27 Sep 2014 | 001-36504 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 Sep 2014 | 24 Sep 2014 | 001-36504 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Sep 2014 | 12 Sep 2014 | 001-36504 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2014 | 30 Jun 2014 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Jun 2014 | 17 Jun 2014 | 001-35764 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 May 2014 | 14 May 2014 | 001-34258 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2014 | 31 Mar 2014 | 028-14883 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 May 2014 | 12 May 2014 | 001-32586 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 11 Apr 2014 | 01 Apr 2014 | 001-33289 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Apr 2014 | 03 Apr 2014 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Mar 2014 | 26 Mar 2014 | 001-35764 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Feb 2014 | 15 Feb 2014 | 001-32586 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2014 | 31 Dec 2013 | 028-14883 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | AMENDMENT NO. 4 TO SCHEDULE 13G | 14 Feb 2014 | ||
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 16 Jan 2014 | 16 Jan 2014 | 001-36261 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Jan 2014 | 10 Jan 2014 | 001-35764 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Nov 2013 | 18 Nov 2013 | 001-32586 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Oct 2013 | 07 Oct 2013 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Oct 2013 | 04 Oct 2013 | 001-35377 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 Oct 2013 | 04 Oct 2013 | 001-33631 |
| 3/A | Open 3/A document | View SEC filing for 3/A | FORM 3/A | 07 Oct 2013 | 19 Jun 2013 | 001-35377 |
| 3/A | Open 3/A document | View SEC filing for 3/A | FORM 3/A | 07 Oct 2013 | 19 Jun 2013 | 001-34664 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 Sep 2013 | 27 Sep 2012 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Sep 2013 | 12 Sep 2013 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 Aug 2013 | 26 Aug 2013 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Aug 2013 | 09 Aug 2013 | 001-33631 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Jun 2013 | 19 Jun 2013 | 001-34664 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 19 Jun 2013 | 19 Jun 2013 | 001-34664 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 19 Jun 2013 | 19 Jun 2013 | 001-35377 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Jun 2013 | 12 Jun 2013 | 001-35764 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 | 14 May 2013 | 31 Dec 2012 | 001-33631 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 May 2013 | 10 May 2013 | 001-33631 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A | 14 May 2013 | 10 May 2013 | 001-34579 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 May 2013 | 10 May 2013 | 001-34579 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 May 2013 | 03 May 2013 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Apr 2013 | 08 Apr 2013 | 001-33631 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Feb 2013 | 15 Feb 2013 | 001-32586 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | AMENDMENT NO. 3 TO SCHEDULE 13G | 13 Feb 2013 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Jan 2013 | 18 Jan 2013 | 001-34579 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 17 Jan 2013 | 14 Sep 2012 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 09 Jan 2013 | 08 Jan 2013 | 001-33631 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Dec 2012 | 18 Dec 2012 | 001-35764 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 13 Dec 2012 | 13 Dec 2012 | 001-35764 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 13F-HR | 09 Nov 2012 | 30 Sep 2012 | 028-14883 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 14 Sep 2012 | 14 Sep 2012 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Sep 2012 | 12 Sep 2012 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Sep 2012 | 01 Sep 2012 | 001-34258 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | FORM 13F-HR | 13 Aug 2012 | 30 Jun 2012 | 028-14883 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | FORM 13F-NT | 11 May 2012 | 31 Mar 2012 | 028-14883 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Apr 2012 | 25 Apr 2012 | 001-35512 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 24 Apr 2012 | 24 Apr 2012 | 001-35512 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Feb 2012 | 29 Feb 2012 | 001-34579 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Feb 2012 | 15 Feb 2012 | 001-32586 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT | 14 Feb 2012 | 31 Dec 2011 | 028-14883 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Sep 2011 | 14 Sep 2011 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Sep 2011 | 01 Sep 2011 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 11 Aug 2011 | 10 Aug 2011 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Aug 2011 | 08 Aug 2011 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 14 Jul 2011 | 16 Sep 2010 | 001-31920 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 05 Apr 2011 | 01 Apr 2011 | 001-33631 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Feb 2011 | 15 Feb 2011 | 001-32586 |
| 4 | Open 4 document | View SEC filing for 4 | 23 Dec 2010 | 15 Nov 2010 | 001-33631 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Oct 2010 | 18 Oct 2010 | 001-33631 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 12 Oct 2010 | 01 Oct 2010 | 001-33631 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 20 Sep 2010 | 10 Sep 2010 | 001-31920 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Sep 2010 | 16 Sep 2010 | 001-31920 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Sep 2010 | 14 Sep 2010 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Sep 2010 | 01 Sep 2010 | 001-34258 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Feb 2010 | 15 Feb 2010 | 001-32586 |
About this filer
William E. Macaulay files with the SEC under CIK 0000908428. This page aggregates EDGAR filings and related ownership activity.
FAQ
- What is a CIK?
- A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
- Why are some filings missing?
- New filings appear as the SEC updates EDGAR, and older records can vary by availability.
- How often is this page updated?
- Updates follow new EDGAR submissions and periodic data refreshes.