Filer Snapshot

Richard A. Kayne SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0000884413.

Entity Type

Individual

Total Filings

132

Latest Filing

02 Nov 2023

Industry

n/a

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Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 02 Nov 2023 for CIK 0000884413.

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Top holdings (ownership)
EIGR

Quick Takeaways

  • Richard A. Kayne is an SEC filer tracked under CIK 0000884413.
  • 132 filings are listed on this profile.
  • Common form coverage includes 4, 3, SC 13G and more.

What Changed

  • Latest filing: 4 filed on 02 Nov 2023.
  • Report period: 31 Oct 2023.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 02 Nov 2023 for CIK 0000884413.

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Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for Richard A. Kayne.

Latest source-backed update
4 filed 02 Nov 2023
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 02 Nov 2023.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for Richard A. Kayne

Ownership report updated

Latest ownership report period: 31 Oct 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

02 Nov 2023

Page type

Ownership filings

Latest period

31 Oct 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 Nov 2023.

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Filer Overview

Richard A. Kayne has filed 132 SEC EDGAR filings since 11 Jul 2003. Common forms include 4, 3, SC 13G, DFAN14A and more.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for Richard A. Kayne with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 02 Nov 2023 31 Oct 2023 001-36183
3 Open 3 document View SEC filing for 3 30 Oct 2023 18 Oct 2023 001-36183
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 20 Apr 2023
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN 14A 16 May 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN 14A 12 May 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A SCHEDULE 14A INFORMATION 05 May 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN 14A 04 May 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A SCHEDULE DFAN14A - DEFINITIVE ADDITIONAL MATERIALS 02 May 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A SCHEDULE 14A INFORMATION 27 Apr 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A SCHEDULE 14A INFORMATION 25 Apr 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A SCHEDULE 14A INFORMATION 22 Apr 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A SCHEDULE 14A INFORMATION 13 Apr 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 11 Apr 2022
DEFC14A Open DEFC14A document View SEC filing for DEFC14A DEFC14A 11 Apr 2022
CORRESP Open CORRESP document View SEC filing for CORRESP 08 Apr 2022
PREC14A Open PREC14A document View SEC filing for PREC14A PREC14A 08 Apr 2022
PREC14A Open PREC14A document View SEC filing for PREC14A PREC14A 30 Mar 2022
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 30 Mar 2022
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jun 2019 28 Jun 2019 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 May 2019 01 May 2019 001-38005
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Apr 2019 10 Apr 2019 001-38005
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Mar 2019 26 Mar 2019 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Mar 2019 11 Mar 2019 001-38048
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 04 Mar 2019 21 Dec 2018 001-38048
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 27 Dec 2018 21 Dec 2018 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Dec 2018 21 Dec 2018 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Dec 2018 21 Dec 2018 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Nov 2018 09 Nov 2018 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Nov 2018 09 Nov 2018 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 Oct 2018 22 Oct 2018 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Oct 2018 02 Oct 2018 811-22467
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 Sep 2018 23 Sep 2018 001-38005
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Aug 2018 06 Aug 2018 811-22467
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Aug 2018 06 Aug 2018 811-21593
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Aug 2018 30 Jul 2018 811-22435
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 23 Jul 2018 12 Jul 2018 001-38005
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 May 2018 01 May 2018 811-21593
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 12 Oct 2017
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jun 2017 01 Jun 2017 001-38048
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 May 2017 24 May 2017 001-36264
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 Apr 2017 21 Apr 2017 001-38048
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 29 Mar 2017 29 Mar 2017 001-38048
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 01 Mar 2017 01 Mar 2017 001-36264
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Oct 2016 26 Oct 2016 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 May 2016 10 May 2016 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Feb 2016 09 Feb 2016 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Jan 2016 20 Jan 2016 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Dec 2015 23 Dec 2015 811-22435
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Dec 2015 23 Dec 2015 811-22467
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Dec 2015 23 Dec 2015 811-21750
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Dec 2015 23 Dec 2015 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Dec 2015 04 Dec 2015 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Dec 2015 02 Dec 2015 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Nov 2015 25 Nov 2015 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Nov 2015 17 Nov 2015 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Nov 2015 13 Nov 2015 811-21593
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 09 Nov 2015 05 Nov 2015 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 Nov 2015 05 Nov 2015 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Aug 2015 17 Aug 2015 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Aug 2015 03 Aug 2015 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Aug 2015 31 Jul 2015 811-21593
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 04 May 2015 30 Apr 2015 001-36729
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 30 Apr 2015 30 Apr 2015 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Apr 2015 30 Apr 2015 001-36729
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Nov 2014 13 Nov 2014 001-36729
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 17 Nov 2014 06 Nov 2014 001-36729
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Apr 2013 18 Apr 2013 811-22467
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Mar 2013 19 Mar 2013 811-22467
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 21 Mar 2013 20 Dec 2012 811-22467
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Dec 2012 21 Dec 2012 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Dec 2012 20 Dec 2012 811-22467
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 20 Dec 2012 20 Dec 2012 811-21593
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Dec 2012 18 Dec 2012 811-21750
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Dec 2012 18 Dec 2012 811-22435
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Dec 2011 28 Dec 2011 811-21750
4 Open 4 document View SEC filing for 4 MAIN DOCUMENT DESCRIPTION 14 Jul 2011 16 Sep 2010 001-31920
4 Open 4 document View SEC filing for 4 MAIN DOCUMENT DESCRIPTION 30 Nov 2010 30 Nov 2010 811-22467
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 23 Nov 2010 23 Nov 2010 811-22467
3 Open 3 document View SEC filing for 3 FORM 3 21 Sep 2010 10 Sep 2010 001-31920
4 Open 4 document View SEC filing for 4 FORM 4 21 Sep 2010 16 Sep 2010 001-31920

About this filer

Richard A. Kayne files with the SEC under CIK 0000884413. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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